Summit Securities definition
Examples of Summit Securities in a sentence
COUNTY OF SPOKANE ) On this 31st day of December, 1997, before me personally appeared ▇▇▇ ▇▇▇▇▇▇, to me known to be the President of Summit Securities, Inc., the corporation that executed the within and foregoing instrument, and acknowledged said instrument to be the free and voluntary act and deed of said corporation, for the uses and purposes therein mentioned, and on oath stated that he was authorized to execute said instrument and that the seal affixed is the corporate seal of said corporation.
By: --------------------------------------------- ▇▇▇▇▇ ▇▇▇▇▇▇▇, Secretary CRUTTENDEN ▇▇▇▇ INCORPORATED By: --------------------------------------------- ▇▇▇▇▇ ▇▇▇▇, Vice President, Corporate Finance SCHEDULE A Summit Securities, Inc.
Telephone: (▇▇▇) ▇▇▇-▇▇▇▇ Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ If to the Partnership or ▇▇▇▇▇▇: Minnesota Brewing Limited Partnership c/▇ ▇▇▇▇▇▇▇▇▇ Summit Securities, L.L.C. ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇ Attention: ▇▇▇▇▇ ▇.
Subscriber approves the purchase of Metropolitan, Western and Summit Securities by and on behalf of the plan and acknowledges receipt of the foregoing information prior to the plan's purchase of Metropolitan, Western and Summit Securities.
Assuming the accuracy of the Purchasers ----------------- representations and warranties set forth in Section 3.2, and compliance by Pacific Summit Securities with the requirements of Regulation D of the Securities Act and Rule 506 promulgated thereunder, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby.
In connection with such transaction, the Company issued to Pacific Summit Securities warrants to purchase 145,833 shares of Common Stock.
The Company's financial adviser, ▇▇▇▇▇▇▇▇▇ Summit Securities, LLC, has rendered its opinion to the Board of Directors of the Company that the consideration to be received in the Merger is fair to the Company's stockholders from a financial point of view.
Purchaser will, in addition to the consideration for the Common Stock to be paid to Heartland, pay a consulting fee of $31,500 to ▇▇▇▇▇▇▇▇▇ Summit Securities LLC ("▇▇▇▇▇▇▇▇▇") as Heartland's agent in connection with the transactions contemplated by this Agreement.
Very truly yours, EXHIBIT C EXHIBIT D CERTIFICATE OF ISSUER ▇▇▇▇▇▇▇▇▇ Summit Securities, LLC Minneapolis, Minnesota ▇▇▇▇▇ ▇▇▇▇▇▇▇ Inc.
The Company has agreed to pay to (i) Pacific Summit Securities, and (ii) The Oberon Group, LLC ("Oberon") five (5%) percent and six (6%) percent, respectively, of the gross proceeds received by the Company from the sale of the Securities to the Purchaser.