Third Party Compensation definition
Examples of Third Party Compensation in a sentence
A copy of the Third Party Compensation and Related Conflicts of Interest page will be provided to you upon your written request.
For a complete list of mutual funds for which LPL performs omnibus recordkeeping and administrative services, please visit the Third Party Compensation and Related Conflicts of Interest webpage at ▇▇▇.▇▇▇.▇▇▇.
The product providers and/or their affiliates that participate in these sponsorship programs are listed below (for an updated list, please visit the Third Party Compensation and Related Conflicts of Interest page on LPL’s website (▇▇▇.▇▇▇.▇▇▇) or contact LPL Client Services, (▇▇▇)-▇▇▇-▇▇▇▇.
For clarity, BMS shall be responsible for the payment of all payment obligations to any third Parties pursuant to licenses obtained by BMS with respect to any Third Party Know How or Third Party Patent Rights included in the BMS Know-How or BMS Patent Rights, respectively, except with respect to Third Party Compensation, which shall be determined pursuant to 8.4.4(a).
We may consider a number of factors in determining whether a broker-dealer or registered representative is eligible to participate in such a program, including whether the registered representative has retrospectively attained a certain threshold of sales Third Party Compensation Arrangements.