Examples of Third Party Compensation in a sentence
For a complete list of mutual funds for which LPL performs omnibus recordkeeping and administrative services, please visit the Third Party Compensation and Related Conflicts of Interest webpage at xxx.xxx.xxx.
A copy of the Third Party Compensation and Related Conflicts of Interest page will be provided to you upon your written request.
The product providers and/or their affiliates that participate in these sponsorship programs are listed below (for an updated list, please visit the Third Party Compensation and Related Conflicts of Interest page on LPL’s website (xxx.xxx.xxx) or contact LPL Client Services, (000)-000-0000.
The Investment Consultant shall not engage directly or indirectly in any financial or other transaction with any party that would violate the Third Party Compensation Policy.
In consideration of performance of the Services by Xxxxxx, Northern Water shall pay Broker $6,250 per quarter, for a total of $25,000 per year, subject to a reduction for Third Party Compensation described below.
In the event that Xxxxxx receives commissions, rebates, kickbacks or any other form of compensation from insurance companies or other entities with whom Broker does business on behalf of Northern Water (“Third Party Compensation”), Broker shall give Northern Water a credit in the full amount of such Third Party Compensation against the compensation otherwise due to Broker under this Agreement.
Third Party Compensation Direct Client Fees3 Effective Date Consulting Services n/a n/a n/a $9,500 per year 7/1/2018 It should also be noted that: Gallagher is not an affiliate of the insurer or vendor whose contract is recommended.
For more information regarding other types of compensation that LPL may receive in connection with its business activities, please visit xxx.xxx.xxx, click on Disclosure and then Third Party Compensation and Related Conflicts of Interest.
Third Party Compensation Direct Client Fees3 Effective Date Consulting Services Gallagher n/a n/a n/a $45,000 annually 04/01/2021 to 03/31/2022 Consulting Services Gallagher n/a n/a n/a $50,000 annually 04/01/2022 It should also be noted that: • Gallagher is not an affiliate of the insurer or vendor whose contract is recommended.
An updated list of the investment sponsors who pay such fees and updated information about such compensation may be found at xxx.xxx.xxx, by clicking on Disclosure and then Third Party Compensation and Related Conflicts of Interest.