Trade affirmation definition

Trade affirmation means an acceptance by a Custodian Bank of a trade executed by a Stockbroker Participant, on behalf of a client registered through such Custodian Bank by 14.30 hours on T+1.
Sample 1Sample 2Sample 3

Examples of Trade affirmation in a sentence

  • Trade affirmation is a separate bilateral process that is neither replaced by nor the same as the proposed verification field in the Technical Specifications.

  • Trade affirmation is the process whereby one party alleges the details of a swap transaction to their counterparty and those details are affirmed by the counterparty if correct.

  • Trade affirmation is the process whereby one party alleges the details of a SB swap transaction to its counterparty and those details are affirmed by the counterparty if correct.

  • Trade affirmation and matching can be used individually or together, where the parties who receive alleged details of the swap transaction will perform a local match to their satisfaction, and then affirm to their counterpart.

  • Trade affirmation and matching are nothing but two alternative techniques that are employed to lead to the same result; namely, enabling counterparties to reach an agreement on the complete set of transaction details in an efficient and timely manner.32 Although the SEC does not explain its rationale for treating matching and affirmation services differently in the SEC Rule, we believe that the answer may lie in the Matching Release.

  • Trade affirmation by Custodian Banks shall be done in accordance with the Rules and Procedures of the CSD.

  • This became known as ‘the dash system’, referring to the Nigerian English expression for a gratuity or a bribe.

Related to Trade affirmation

  • Transferee Affidavit and Agreement As defined in Section 6.02(g)(i)(B).

  • Transfer Affidavit and Agreement As defined in Section 5.02(d).

  • Disclosure Undertaking means the Continuing Disclosure Undertaking, dated as of the Dated Date, relating to certain obligations contained in the SEC Rule.

  • Affirmation means a notarial act, or part thereof, that is legally equivalent to an oath in which an individual, at a single time and place:

  • Assignment of Claims Act means the Assignment of Claims Act of 1940 (41 U.S.C. Section 15, 31 U.S.C. Section 3737, and 31 U.S.C. Section 3727), including all amendments thereto and regulations promulgated thereunder.

  • Noncompetition Agreements as defined in Section 2.4(a)(iv).

  • Noncompetition Agreement shall have the meaning set forth in Section 5.9 of this Agreement.

  • General Affirmations means the statements in Attachment C, attached hereto and incorporated herein for all purposes, that Developer agrees to and affirms by executing this Contract.

  • Transferee Affidavit As defined in Section 5.03(n).

  • Affidavit of Small Business Enterprise Certification means the fully completed, signed, and notarized affidavit that must be submitted with an application for SBE certification. Representations and certifications made by the applicant in this Affidavit are made under penalty of perjury and will be used and relied upon by City to verify SBE eligibility and compliance with SBE certification and documentation requirements.

  • Continuing Disclosure Undertaking means the Continuing Disclosure Undertaking of the Issuer, in substantially the form attached hereto as Exhibit 1, dated the Closing Date, for the purpose of providing continuing disclosure information under Rule 15c2-12 adopted by the Securities and Exchange Commission under the Securities Exchange Act of 1934, as may be amended from time to time.

  • Reaffirmation Agreement means the Reaffirmation Agreement dated as of the Closing Date by the Borrower and the Guarantors to the Administrative Agent for the benefit of the Secured Parties.

  • Accessible Letter(s) means the correspondence used to communicate pertinent information regarding AT&T- 21STATE to the CLEC community and is (are) provided via posting to the AT&T CLEC Online website.

  • Competition Act means the Competition Act (Canada).

  • Competition Law means any Law that prohibits, restricts or regulates actions having the purpose or effect of monopolization or restraint of trade or lessening of competition through merger or acquisition.

  • Competition Laws means any federal, state, foreign, multinational or supranational antitrust, competition or trade regulation statutes, rules, regulations, orders, decrees, administrative and judicial doctrines and other laws that are designed or intended to prohibit, restrict or regulate actions or transactions having the purpose or effect of monopolization or restraint of trade or lessening of competition through merger or acquisition or effectuating foreign investment.

  • Federal contract information means information, not intended for public release, that is provided by or generated for the Government under a contract to develop or deliver a product or service to the Government, but not including information provided by the Government to the public (such as on public Web sites) or simple transactional information, such as necessary to process payments.

  • Intellectual Property Assignment Agreement means, with respect to each Specified Business, an agreement in form and substance reasonably acceptable to Seller and Buyer, providing for the assignment of the Transferred Intellectual Property Related to such Specified Business.

  • FIRPTA Affidavit means the Foreign Investment in Real Property Tax Act Certification and Affidavit, substantially in the form of Exhibit D hereto.

  • Non-Competition Agreements has the meaning set out in Section 7.1.1.7;

  • Estoppel Letter A document executed by the Cooperative Corporation certifying, with respect to a Cooperative Unit, (i) the appurtenant Proprietary Lease will be in full force and effect as of the date of issuance thereof, (ii) the related stock certificate was registered in the Mortgagor's name and the Cooperative Corporation has not been notified of any lien upon, pledge of, levy of execution on or disposition of such stock certificate, and (iii) the Mortgagor is not in default under the appurtenant Proprietary Lease and all charges due the Cooperative Corporation have been paid.

  • Intellectual Property Assignment has the meaning set forth in Section 3.02(a)(iii).

  • Competitions means any competition comprised within the Event where the winner is awarded a prize. A Competition may be comprised of one or more qualification phase/sections, runs or heats, including official training sessions. In the FIS Rules, Competitions are sometimes also referred to as “races”.

  • Non-Competition Agreement has the meaning set forth in Section 2.1 of this Agreement.

  • Competition or “Competitions” means any competition comprised within the Event where the winner is awarded a prize. A Competition may be comprised of one or more qualification phase/sections, runs or heats, including official training sessions. In the FIS Rules, Competitions are sometimes also referred to as “races”.

  • Undertaking Letter The letter in substantially the form set forth in Exhibit C of the Trust Agreement.