Trading Permission definition

Trading Permission means the right to submit Trading Messages in a Trading Platform.
Trading Permission means permission granted by NZX to an accredited Trading Participant to Trade via the Trading System;
Trading Permission has the meaning assigned to it in the ASX Operating Rules.

Examples of Trading Permission in a sentence

  • To be valid, a Preclearance Officer must sign the Trading Authorization Form or otherwise evidence approval.Expiration of Trading Permission.

  • Principal Trader means a Market Participant with Trading Permission for one or more Products which limits it to trading on its own behalf.

  • A Trading Participant must have at least one DTR in respect of any one or more Products for which the Trading Participant has Trading Permission.

  • Rule 8.3.1 Market Participant may elect to comply with NTA RequirementsRule 8.3.1 provides that a Market Participant with Trading Permission for Futures Market Transactions only must elect to comply with either the Risk Based Capital Requirements in Schedule 1A or the NTA Requirements in Schedule 1B.

  • The election must be made by notifying ASIC in writing of the Capital Requirements the Market Participant has elected to comply with, within 1 Business Day after the Market Participant is granted Trading Permission for Futures Market Transactions only.

  • Rule 3.1.3 – Information to be given to a client: Execution arrangements Rule 3.1.3 provides that, before accepting an Order from a person to enter into a Market Transaction, if the Market Participant does not have Trading Permission to execute that Market Transaction, the Market Participant must give the person a document which clearly discloses the execution arrangements in place for that Market Transaction.

  • Necessary Listing Applications have been submitted to the Stock Exchanges and Trading Permission is awaited.

  • Sequoia Direct has entered into an arrangement with D2MX under which you may place orders with Sequoia Direct who arranges through D2MX to sell your Traded Products.D2MX is admitted as a Trading Participant of ASX with Trading Permission in respect of Traded Products.

  • Trading Participant must have a DTR A Market ParticipantTrading Participant must have at least one DTR in respect of any one or more Products for which the Trading Participant has Trading Permission.

  • Only Users with Automated Trading Permission, Automated Book Viewing Permission, or Automated STP Permission are permitted to access the Platform using custom applications.


More Definitions of Trading Permission

Trading Permission means the right to submit Trading Messages in the ZAR X Platform.
Trading Permission means permission granted by NZX to an accredited Trading Participant to Trade via the Trading System; “Trading System” means the systems, facilities and services provided by NZX for lodging quotations and Orders for Trading and reporting Trades and any other replacement system provided by or on behalf of NZX to perform the same or similar functions; “Transfer Account” has the meaning given to that term in the Depository Rules; “Trustee Certificate” means the certificate issued by the trustees for a trust which confers on the trust the power to invest in Securities and records the persons/trustees authorised to act on behalf of that trust; “Trustee Company” means Public Trust and any trustee company within the meaning set out in the Trustee Companies Act 1967; “Volume Weighted Average Price” or “VWAP” means the volume weighted average price of qualifying Trades; and “Wholesale Client” means a client who is a wholesale investor within the meaning of clause 36 of Schedule 1 of the FMC Act. 1.2 INTERPRETATION 1.2.1 In these Rules:
Trading Permission means the right to submit Trading Messages in the ZAR X Platform. “Trading Services” means the execution of Market Transactions by a Market Participant for a Client. “transaction” has the same meaning as that contained in section 1 of the FMA.

Related to Trading Permission

  • Planning Permission means any permission, consent or approval given under the Planning Acts;

  • Supervisory Permission means, in relation to any action, such supervisory permission (or, as appropriate, waiver) from the Regulator and/or the Relevant Resolution Authority as is required therefor under Applicable Banking Regulations.

  • Trading Compliance Policy means the written policy of the Company pertaining to the purchase, sale, transfer or other disposition of the Company’s equity securities by Directors, Officers, Employees or other service providers who may possess material, nonpublic information regarding the Company or its securities.

  • Governmental Approval is any consent, authorization, approval, order, license, franchise, permit, certificate, accreditation, registration, filing or notice, of, issued by, from or to, or other act by or in respect of, any Governmental Authority.

  • Required Governmental Approvals means the Company Required Governmental Approvals and the Parent Required Governmental Approvals.

  • Competition Act Approval means that one or more of the following shall have occurred: (i) the relevant waiting period in section 123 of the Competition Act shall have expired, been waived or been terminated and the Commissioner shall have issued a letter to the Parties indicating that he does not, at that time, intend to make an application under section 92 of the Competition Act in respect of the Investment; or (ii) the Commissioner shall have issued an ARC in respect of the Investment;

  • Trading Plan The meaning specified in Section 12.2(c).

  • CPUC Approval means a final and non-appealable order of the CPUC, without conditions or modifications unacceptable to the Parties, or either of them, which contains the following terms:

  • Operating Permit means a permit issued pursuant to section 10 of this local law. The term “Operating Permit” shall also include an Operating Permit which is renewed, amended or extended pursuant to any provision of this local law.

  • Communications Act means the Communications Act of 1934, as amended.

  • FCC Rules means the rules, regulations, orders and promulgated and published policy statements of the FCC.

  • Special Approval means approval by a majority of the members of the Conflicts Committee.

  • Regulatory Permits means all Permits granted by the FDA or any comparable Governmental Entity to the Company or any of its Subsidiaries, including investigational new drug applications, Biologics License Applications, manufacturing approvals and authorizations, clinical trial authorizations and ethical reviews, or their national or foreign equivalents.

  • Principal Market means the Nasdaq National Market, the Nasdaq SmallCap Market, the American Stock Exchange, the OTC Bulletin Board or the New York Stock Exchange, whichever is at the time the principal trading exchange or market for the Common Stock.

  • Governmental Approvals means all authorizations, consents, approvals, licenses and exemptions of, registrations and filings with, and reports to, all Governmental Authorities.

  • Company Authorizations is defined in Section 3.4(b).

  • Regulatory Authorizations means all approvals, clearances, authorizations, registrations, certifications, licenses and permits granted by any Regulatory Authority, including all INDs and NDAs.

  • Third Party Consents shall have the meaning set forth in Section 8.3.

  • Trading Rules means the Rules and Regulations of the Exchange prescribed by the Stock Exchange from time to time; and

  • Clearances means all consents, clearances, permissions and waivers that need to be obtained, all applications and filings that need to be made and all waiting periods that may need to have expired, from or under the Laws or practices applied by any Governmental Body in connection with the implementation of the Scheme and/or the Acquisition and, in each case, that constitute a Condition; and any reference to Conditions having been “satisfied” shall be construed as meaning that the foregoing have been obtained, or where appropriate, made or expired in accordance with the relevant Condition;

  • FPA means the Federal Power Act, as amended, and all rules and regulations promulgated thereunder.

  • General permit means a Permit which covers multiple dischargers of a point source category within a designated geographical area, in lieu of individual Permits being issued to each discharger.

  • Parking Permit means a season ticket, contract permit, business permit, staff permit, disabled badge or resident’s permit of a type and design issued by the Council;

  • Approvals means all approvals, consents, authorisations, permissions, licences, resolutions, exemptions, registrations, filings, permits and rights from all government, regulatory and statutory entities and authorities;

  • Standard Listing Conditions has the meaning ascribed thereto in subsection 4(a)(iv);

  • Required Permits shall have the meaning set forth in Section 6.24.