Trading Representative definition

Trading Representative means a holder of a capital markets services representative’s license and shall also include an Authorised Officer of CIMB Bank Berhad who is authorized to carry on regulated activities pursuant to Section 76(6)(c)(ii) of the Capital Markets and Services Act 2007;
Sample 1Sample 2Sample 3
Trading Representative means in relation to a corporate Customer, its authorised representative according to the record of the Company from time to time for operating the Account by way of oral instruction given over the telephone where initially Trading Representative comprises the person(s) so named in the Customer Information Form subject to completion of the checking verification and other procedures in connection with anti-money laundering and counter-terrorist financing with respect to such authorised representative by the Company.
Sample 1Sample 2Sample 3
Trading Representative. , in relation to a dealer, means an individual who is an appointed representative, a provisional representative or a temporary representative, as defined in section 2(1) of the Securities and Futures Act, of the dealer in respect of the execution activities.
Sample 1Sample 2Sample 3

Examples of Trading Representative in a sentence

  • The Contractor will only be compensated for the Deliverables accepted by the State.

  • The Authority shall not be liable for any losses suffered by the Supplier if the Authority does not comply with a request or instruction of a person if the Supplier had not notified the Authority that the relevant person was a Supplier Trading Representative.

  • Indeed, in field interviews directed at uncovering what people do (and hope to do) with the encountered material they keep, the term "pack rat" is often used to describe ineffective keeping strategies that cause valuable material to be buried by things indiscriminately kept [5].

  • The Supplier shall notify the Authority of each person who ceases to be a Supplier Trading Representative promptly after he or she ceases to be a Supplier Trading Representative.

  • The Authority shall not be liable for any losses suffered by the Supplier if the Supplier complies with a request or instruction of a person who is not an Authority Trading Representative.

  • Please visit www.poems.com.sg/unittrust under Tools >> Fund Finder for more information on these two funds or approach your Trading Representative or customer service staff for the relevant factsheet.The minimum amount of placement in MMF each time per client is $100.

  • The Authority shall notify the Supplier of each person who ceases to be an Authority Trading Representative promptly after he or she ceases to be an Authority Trading Representative.

  • The Supplier shall not be liable for any losses suffered by the Authority if the Authority complies with a request or instruction of a person who is not a Supplier Trading Representative.

  • The Authority shall notify the Supplier of each new Authority Trading Representative promptly after he or she is authorised.

  • The Supplier shall not be liable for any losses suffered by the Authority if the Supplier does not comply with a request or instruction of a person if the Authority had not notified the Supplier that the relevant person was an Authority Trading Representative.


More Definitions of Trading Representative

Trading Representative means a person who is employed by or acts for or by arrangement with DBS to trade in Transactions and/or provide such services in connection with the Clearing and Execution Services.
Sample 1Sample 2
Trading Representative means a representative appointed by iFAST to provide dealing services;
Sample 1Sample 2Sample 3
Trading Representative means a person who is employed by or acts for or by arrangement with Alta AI to deal in securities
Sample 1Sample 2
Trading Representative means a Remisier and/or dealer nominated by the Customer for the transacting of any Orders financed or to be financed by the Margin Facility.
Sample 1
Trading Representative. , in respect of a dealer, means an individual who is an appointed representative, a provisional representative, or a temporary representative, of the dealer in r espect of the execution activities, and where the terms “appointed representative”,
Sample 1
Trading Representative means in relation to a corporate Customer, its authorised representative according to the record of the Company from time to time for operating the Account by way of oral instruction given over the telephone where initially Trading Representative comprises the person(s) so appointed by the Customer at the Account opening process subject to completion of the checking verification and other procedures in connection with anti-money laundering and counter-terrorist financing with respect to such authorised representative by the Company.
Sample 1

Related to Trading Representative

  • Independent representative means a person who:

  • Partnership Representative has the meaning set forth in Section 5.2(a).

  • Designated Representatives means the Subordination Agent Representatives, the Trustee Representatives and the Provider Representatives identified under Section 2.5.

  • Representative means, with respect to any Person, any and all directors, officers, employees, consultants, financial advisors, counsel, accountants and other agents of such Person.

  • City Representative means the City Manager or his or her designee as evidenced by a written certificate furnished to the Developer containing the specimen signature of such person or persons and signed by the City Manager.