Trading Representative means a holder of a capital markets services representative’s license and shall also include an Authorised Officer of CIMB Bank Berhad who is authorized to carry on regulated activities pursuant to Section 76(6)(c)(ii) of the Capital Markets and Services Act 2007;
Trading Representative means a person who is employed by or acts for or by arrangement with DBS Vickers to deal in securities, trade in futures contracts and/or trade in leveraged foreign exchange.
Trading Representative. , in relation to a dealer, means an individual who is an appointed representative, a provisional representative or a temporary representative, as defined in section 2(1) of the Securities and Futures Act, of the dealer in respect of the execution activities.
Examples of Trading Representative in a sentence
Such Borrowing Request may be made by a Customer through any means of communication and agents (including the Customer’s Trading Representative).
More Definitions of Trading Representative
Trading Representative means in relation to a corporate Customer, its authorised representative according to the record of CMSHK from time to time for operating the Account by way of oral instruction given over the telephone where initially Trading Representative comprises the person(s) so named in the Customer Information Form subject to completion of the checking verification and other procedures in connection with anti-money laundering and counter-terrorist financing with respect to such authorised representative by CMSHK;
Trading Representative means a representative appointed by iFAST to provide dealing services;
Trading Representative means a person who is employed by or acts for or by arrangement with Alta AI to deal in securities
Trading Representative means a Remisier and/or dealer who is a representative of the Broking Firm, as nominated by the Customer for the transacting of any Orders financed or to be financed by the Share Financing Loan Facility.
Trading Representative means in relation to a corporate Customer, its authorised representative according to the record of the Company from time to time for operating the Account by way of oral instruction given over the telephone where initially Trading Representative comprises the person(s) so appointed by the Customer at the Account opening process subject to completion of the checking verification and other procedures in connection with anti-money laundering and counter-terrorist financing with respect to such authorised representative by the Company.
Trading Representative. , in respect of a dealer, means an individual who is an appointed representative, a provisional representative, or a temporary representative, of the dealer in r espect of the execution activities, and where the terms “appointed representative”,
Trading Representative means a person who is employed by or acts for or by arrangement with DBS Vickers to deal in securities, trade in futures contracts and/or trade in leveraged foreign exchange. “ Tr a nsa ctions” m ea ns t ransa ctio ns in such cur r enci es , commodities, securities and financial instruments or such other transactions as may be permitted by DBS Vickers from time to time.