UBS Financial Services definition

UBS Financial Services. Inc.” means UBS Financial Services Inc. and its successors.

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UBS Financial Services means UBS Financial Services Inc., its successor firms, subsidiaries, correspondents or affiliates, or employees. “Property” means all securities, including but not limited to monies, stocks, options, bonds, notes, futures, contracts, commodities, certificates of deposit and other obligations, contracts or securities.

UBS Financial Services means UBS Financial Services Inc., its successor firms, subsidiaries, correspondents or affiliates, or employees. “Property” means all securities, including but not limited to monies, stocks, options, bonds, notes, futures, contracts, commodities, certificates of deposit and other obligations, contracts or securities. Applicable Rules and Regulations 2. All transactions for me shall be subject to the constitution, rules, regulations, bylaws, interpretations, customs and usages of the exchange or market and its clearing house, if any, where the transactions are executed. Such transactions are also subject, where applicable, to the provisions, rules and regulations of the Securities and Exchange Commission, the Commodity Futures Trading Commission, the Board of Governors of the Federal Reserve System in existence at this time and as later amended and supplemented. Amendment or Waiver 3. I agree that you may change the terms of this agreement at any time upon prior written notice to me. By continuing to accept the services offered by you, I indicate to you my acceptance of these changes. If I do not accept the changes, I must notify you in writing of my refusal and my account will be cancelled. However, I will remain liable for any outstanding Debits and/or Charges on my account.

Examples of UBS Financial Services in a sentence

• All references to the name "UBS PaineWebber Inc." in the Standard Terms shall be deleted and shall be replaced with the name "UBS Financial Services Inc.".

• UBS Global AM further agrees to identify to the Sub-Adviser in writing any broker-dealers that are affiliated with UBS Global AM (other than UBS Financial Services Inc.

• The Company transfers the Grantee’s personal data to UBS Financial Services, which assists with the implementation, administration and management of the Plan (the “Third-Party Administrator”).

• UBS AM further agrees to identify to the Sub-Adviser in writing any broker-dealers that are affiliated with UBS AM (other than UBS Financial Services Inc.

• UBS Global Americas agrees to provide to the Sub-Adviser copies of the Trust's Trust Instrument, By-Laws, Registration Statement, written instructions and directions of the Board and UBS Global Americas, and any amendments or supplements to any of these materials as soon as practicable after such materials become available; and further agrees to identify to the Sub-Adviser in writing any broker-dealers that are affiliated with UBS Global Americas (other than UBS Financial Services Inc.).

• The privacy policy of the Third-Party Administrator may be reviewed on the UBS Financial Services portal.

• Upon such automatic assignment and subrogation, UBS Financial Services Inc.

• Access to financial planning/counseling is available through UBS Financial Services and is paid for by UC Health.

• Notwithstanding anything to the contrary in the Agreement, the Bank and the Borrower acknowledge and agree that UBS Financial Services Inc.

• In addition, the Borrower, the Bank and UBS Financial Services Inc.

More Definitions of UBS Financial Services

UBS Financial Services. AS CUSTODIAN FBO CHARLES G. PHILLIPS ROLLOVER IRA By: /S/ CHARLES PHILLIPS -------------------------------------- Name: Charles Phillips Title: Signature Page to Subordination Agreement CERTIFICATE OF ACKNOWLEDGMENT STATE OF NEW YORK ) ) ss.: COUNTY OF NEW YORK ) On this 28th day of April, 2005, before me, the undersigned notary public, personally appeared Charles Phillips, proved to me thro▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇ evidence of identification, which were New York drivers license, to be the person whose name is signed on the preceding or attached document, and acknowledged to me that (he) (she) signed it voluntarily for its stated purpose (as ____________ for ____________________, a ________________________). /S/ JULIA SPIVACK --------------------------------------------- (official signature and seal of notary) My commission expires: JULIA SPIVACK Notary Public, State of New York No. 02SP6121041 Qualified in Kings County Commission Expires Jan. 3, 2009 Subordination Agreement By: /S/ ELI WACHTEL ------------------------------------------ Eli Wachtel Signature Page to Subordination Agreement CERTIFICATE OF ACKNOWLEDGMENT STATE OF NEW YORK ) ) ss.: COUNTY OF NEW YORK ) On this 26th day of April, 2005, before me, the undersigned notary public, personally appeared Eli Wachtel, proved to me through ▇▇▇▇▇▇▇▇▇▇▇y evidence of identification, which were U.S. passport, to be the person whose name is signed on the preceding or attached document, and acknowledged to me that (he) (she) signed it voluntarily for its stated purpose ____________ ____________________, ________________________). /S/ JANICE C. ABRAHAMSON --------------------------------------------- (official signature and seal of notary) My commission expires: JANICE C. ABRAHAMSON Notary Public State of New York No. 31-4731673 Qualified in New York County Commission Expires Nov. 30, 2006 Subordination Agreement WLSS CAPITAL PARTNERS, LLC By: /S/ WAYNE S. MILLER ------------------------------------------ Name: Wayne S. Miller Title: Member Signature Page to Subordination Agreement CERTIFICATE OF ACKNOWLEDGMENT STATE OF NEW YORK ) ) ss.: COUNTY OF NEW YORK ) On this 27th day of April, 2005, before me, the undersigned notary public, personally appeared Wayne S. Miller, proved to me throu▇▇ ▇▇▇▇▇▇▇▇▇▇▇y evidence of identification, which were New York driver's license, to be the person whose name is signed on the preceding or attached document, and acknowledged to me that (he) (she) signed it voluntarily for its stated pu...

UBS Financial Services means (other than as provided in the sections