UK Securities definition

UK Securities means securities of—
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UK Securities means shares, stocks or other equity securities or debt securities listed on the Official List of the UK Listing Authority and/or admitted to trading on the LSE (including the Main Market and AIM) or any other UK Regulated Market or UK Multilateral Trading Facility.2. REPRESENTATIONS, WARRANTIES AND UNDERTAKINGS 2.1 The Client provides the following warranties, representations and undertakings to ICBCIS which shall be supplemental to Clause 8.1 of the Appendix for Overseas Securities Trading:
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UK Securities means Securities issued by UK issuers.
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Examples of UK Securities in a sentence

  • Where a member (though not a member which is a receiving agent for an issuer) has more than one member account, each member account is reflected on the register (and, in the case of UK Securities other than eligible debt securities, the issuer's record).

  • The FSCS also provides compensation of up to £50,000 per investor for eligible claimants in respect of UK Securities and Funds held in custody.

  • Before the enactments of corporate governance codes, there were Stock Exchange Act and Companies Act of 1948 in the UK; Securities Act of 1933 and the Securities and Exchange Act of 1934 in US and Parliamentary Acts guiding the establishment and running of private and public companies (Yang, 2006; Okike, 2007).

  • The district courts have diversity jurisdiction over civil actions where the amount in controversy exceeds $75,000 and there is complete diversity of citizenship between the parties.

  • The Custodian may utilise the services of a Securities System in respect of UK Securities.

  • The group has international fixed and variable income desks in Brazil (Itaú BBA), New York (Itaú USA Securities Inc.), Lisbon and London (Banco Itaú Europa and Itaú UK Securities Ltd.), Argentina (Banco Itaú Argentina), and Hong Kong (Itaú Asia Securities Ltd.).

  • Ltd., Schlegel Automotive Europe Ltd _UK, Securities Brokers India Limited, Shakambari Communications Pvt.

  • There are no documents of the Company or, to the knowledge of the Company, of any third party, required to be filed with the Canadian Commissions in the Qualifying Jurisdictions or with the SEC in the United States in connection with the Time of Sale Prospectus, the Canadian Prospectus and the U.S. Prospectus or in the United Kingdom that have not been filed as required pursuant to the Canadian Securities Laws, U.K. Securities Laws or U.S. Securities Laws, as applicable.

  • The Company shall cooperate with CFCC and counsel for the Underwriters to qualify or register the Offered Shares for sale under (or obtain exemptions from the application of) U.S. Securities Laws, U.K. Securities Laws, Canadian Securities Laws, or other foreign laws of jurisdictions designated by CFCC, shall comply with such laws and shall continue such qualifications, registrations and exemptions in effect so long as required for the distribution of the Offered Shares.

  • Each of the Company SEC Documents complied as to form in all material respects with the applicable requirements of the UK Securities Laws, the Securities Act and the Exchange Act, as the case may be, and the applicable rules and regulations promulgated thereunder.


More Definitions of UK Securities

UK Securities shall have the meaning set forth in Section 5.5 hereof.
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UK Securities means Securities held in the United Kingdom; and “Verification” has the meaning given to it in clause 4.13.3;
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Related to UK Securities

  • NIM Securities Any debt securities secured or otherwise backed by some or all of the Class X and Class P Certificates that are rated by one or more Rating Agencies.

  • U.S. Securities means Securities issued by an issuer that is organized under the laws of the United States or any State thereof or that are otherwise traded in the United States, and shall include American Depositary Receipts.

  • Lock-Up Securities has the meaning specified in Section 5.6.

  • relevant securities means Ordinary Shares and securities carrying conversion or subscription rights into Ordinary Shares;

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Exempt Securities has the meaning set forth in Section 4.4(d).

  • Securities has the meaning stated in the first recital of this Indenture and more particularly means any Securities authenticated and delivered under this Indenture.

  • Approved Securities means securities of any State Government or of the Central Government and such bonds, both the principal whereof and the interest whereon shall have been fully and unconditionally guaranteed by any such Government;

  • Listed Securities means any Shares, Share Options, stock, debentures, debenture stock or other securities for the time being issued by the Company and officially quoted by ASX;

  • BofA Securities means BofA Securities, Inc.

  • Exempted Securities means:

  • CHESS Approved Securities means securities of the Company for which CHESS approval has been given in accordance with the ASX Settlement Operating Rules;

  • Underwriters' Securities means the Offered Securities other than Contract Securities.

  • Series B Securities means the 11-1/2% Senior Notes due 2007, Series B, of the Company to be issued pursuant to this Indenture in exchange for the Series A Securities pursuant to the Registered Exchange Offer and the Registration Rights Agreement.

  • Series A Securities means the Company's 9.25% Series A Junior Subordinated Deferrable Interest Debentures due February 1, 2027, as authenticated and issued under this Indenture.

  • Foreign Securities include: securities issued and sold primarily outside the United States by a foreign government, a national of any foreign country or a corporation or other organization incorporated or organized under the laws of any foreign country and securities issued or guaranteed by the government of the United States or by any state or any political subdivision thereof or by any agency thereof or by any entity organized under the laws of the United States or of any state thereof which have been issued and sold primarily outside the United States.

  • Equity Preferred Securities means, with respect to any Person, any trust preferred securities or deferrable interest subordinated debt securities issued by such Person or other financing vehicle of such Person that (i) have an original maturity of at least twenty years, and (ii) require no repayments or prepayments and no mandatory redemptions or repurchases, in each case, prior to the first anniversary of the latest Maturity Date.

  • Designated Securities means securities issued by an Insured, or by any Affiliated Entity, or by any Fund to which such Insured or any Affiliated Entity provides any services.

  • Compliant Securities means securities issued by UBS Group AG or any of its subsidiaries that have economic terms not materially less favourable to a Holder than these Terms and Conditions (as reasonably determined by the Issuer), provided that

  • Physical Securities means permanent certificated Securities in registered form issued in denomination of $1,000 Principal Amount and integral multiples thereof.

  • Purchaser Securities means the Purchaser Units, the Purchaser Common Stock, the Purchaser Preferred Stock and the Purchaser Warrants, collectively.

  • Refused Securities has the meaning ascribed to such term in Section 4.1(c)

  • Corporation Securities means (i) shares of Common Stock, (ii) shares of Preferred Stock (other than preferred stock described in Section 1504(a)(4) of the Code), (iii) warrants, rights, or options (including options within the meaning of Treasury Regulation § 1.382-2T(h)(4)(v)) to purchase stock of the Corporation, and (iv) any other interest that would be treated as “stock” of the Corporation pursuant to Treasury Regulation § 1.382-2T(f)(18).

  • Permitted Securities means any of the following: