Unit investment trust definition

Unit investment trust. ’ means an in- vestment company which (A) is organized under a trust indenture, contract of custodian- ship or agency, or similar instrument, (B) does not have a board of directors, and (C) issues only redeemable securities, each of which rep- resents an undivided interest in a unit of spec- ified securities; but does not include a voting trust.
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Unit investment trust. ’ means an investment company which (A) is organized under a trust indenture, contract of cus- todianship or agency, or similar instrument, (B) does not have a board of directors, and (C) issues only redeemable securities, each of which represents an undivided interest in a unit of specified securities; but does not include a voting trust.
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Unit investment trust means an in- vestment company as defined in 15U.S.C. 80a–4(2) that is a regulated in- vestment company under 26 U.S.C. 851.
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Examples of Unit investment trust in a sentence

  • Management company; [ ] Unit investment trust; or [ ] Face-amount certificate company.

  • Management company; [_] Unit investment trust; or [_] Face-amount certificate company.

  • EV Access Persons are typically limited to buying and selling the following publicly traded securities (with certain limited exceptions): • Common stock • Exchange Traded Funds • Open-end funds, including Mutual Funds • Closed-End Funds • NextSharesTM • Unit investment trust • Municipal bonds • Corporate bonds • Preferred securities 9 Seattle Investment Personnel is defined in section III.A - Definitions above.

  • Management Company; [ ] Unit investment trust; or [ ] Face-amount certificate company.

  • The Administrator shall keep a certified copy or duplicate original of this Master Services Agreement, the Series MSA Supplement, the Trust Agreement and the Series Supplement on file at its Unit investment trust division office available for inspection at all reasonable times during the usual business hours by any Unitholder, together with a current list of the Securities in each Series of Trust and the Derivative Transactions of each Derivatives Trust Series.


More Definitions of Unit investment trust

Unit investment trust means an investment company that is
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Unit investment trust means an investment company that is organized under a trust indenture, contract of custodianship or agency or similar instrument, that does not have a board of directors and that issues only redeemable securities, each of which represents an undivided interest in a unit of specified securities, but does not include a voting trust.
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Unit investment trust means an investment company as defined in 15U.S.C. 80a–4(2) that is a regulatedinvestment company under 26 U.S.C. 851.
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Unit investment trust means an investment company which:
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Unit investment trust or "UIT" is an investment company, as defined in the Investment Company Act of 1940, as amended (the "1940 Act").
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Unit investment trust means a fund created under a trust agreement which is
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Unit investment trust means an investment company as defined in 15U.S.C. 80a–4(2).§ 2640.103 Prohibition.(a) Statutory prohibition. Unlesspermitted by 18 U.S.C. 208(b)(1)–(4), an employee is prohibited by 18 U.S.C.208(a) from participating personally and substantially in an official capacity inany particular matter in which, to his knowledge, he or any other personspecified in the statute has a financial interest, if the particular matter willhave a direct and predictable effect on that interest. The restrictions of 18U.S.C. 208 are described more fully in 5 CFR 2635.401 and 2635.402.
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