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UNLAWFUL ACTIONS definition

UNLAWFUL ACTIONS means it is unlawful for any affiliated person of or principal underwriter for a USAA Fund, or any affiliated person of an investment adviser of or principal underwriter for a USAA Fund, in connection with the purchase or sale, directly or indirectly, by the person of a Security Held or to be Acquired by the Fund: (1) to employ any device, scheme or artifice to defraud the Fund; (2) to make any untrue statement of a material fact to the Fund or omit to state a material fact necessary in order to make the statements made to the Fund, in light of the circumstances under which they are made, not misleading; (3) to engage in any act, practice or course of business that operates or would operate as a fraud or deceit on the Fund; or (4) to engage in any manipulative practice with respect to the Fund.
UNLAWFUL ACTIONS means any action by an affiliated person of the Trust or Haven, in connection with the purchase or sale, directly or indirectly, by such person of a Covered Security held, or to be acquired, by the Trust (including (i) any Covered Security that, within the most recent 15 days, is or has been held by the Trust, is being or has been considered by Haven for purchase by the Trust and (ii) any option to purchase or sell, and any security convertible into or exchangeable for, a Covered Security described in (i)):

Examples of UNLAWFUL ACTIONS in a sentence

  • The board must base its approval of a code and any material changes to the code on a determination that the code contains provisions reasonably necessary to prevent Access Persons from engaging in any conduct prohibited by SECTION 1.3. UNLAWFUL ACTIONS.

  • PERSONAL INVESTMENT ACTIVITIES OF INVESTMENT COMPANY PERSONNEL (b) UNLAWFUL ACTIONS.

  • THE PRODIGY FACTORY WILL NOT BE LIABLE FOR PROBLEMS CAUSED BY OTHERS, THE WRONGFUL OR UNLAWFUL ACTIONS OF THIRD PARTIES, OR AN ACT OF GOD.

  • CLIENT SHALL INDEMNIFY AND HOLD HARMLESS GIA AND ITS EMPLOYEES AND AGENTS FROM AND AGAINST ANY LOSS, DAMAGE, LIABILITY, COST, AND EXPENSE ARISING FROM CLIENT’S DECEPTIvE, MISLEADING OR UNLAWFUL ACTIONS.

  • BEHAVIOR AND UNLAWFUL ACTIONS: Each student-athlete is expected to comply with the regulations outlined inthis Student Athletic Handbook, the Keiser University Student Handbook, as well as all federal, state, and local laws.

  • ELVILA DIGITAL WILL NOT BE LIABLE FOR PROBLEMS CAUSED BY OTHERS, THE WRONGFUL OR UNLAWFUL ACTIONS OF THIRD PARTIES, OR AN ACT OF GOD.

  • RULE 17J-1 OF THE INVESTMENT COMPANY ACT OF 1940 CERTAIN UNLAWFUL ACTS, PRACTICES, OR COURSES OF BUSINESS AND REQUIREMENTS RELATING TO CODES OF ETHICS WITH RESPECT TO REGISTERED INVESTMENT COMPANIES UNLAWFUL ACTIONS.

  • CLIENT SHALL INDEMNIFY AND HOLD HARMLESS GIA AND ITS EMPLOYEES AND AGENTS FROM AND AGAINST ANY LOSS, DAMAGE, LIABILITY, COST, AND EXPENSE ARISING FROM CLIENT’S DECEPTIVE, MISLEADING OR UNLAWFUL ACTIONS.

  • The Complaint seeks a “FULL EN BANC PANEL OF JUDGES” due to the “GRAVE AND EXTRAORDINARY HUMAN RIGHTS VIOLATIONS, PUBLIC POLICY CONSIDERATIONS AND UNLAWFUL ACTIONS OF GOVERNMENTOFFICIALS OF ANOTHER STATE[.]”12 Id. at 2.

  • The board of trustees must base its approval of this Code and any material changes to this Code on a determination that the Code contains provisions reasonably necessary to prevent FUND ACCESS PERSONS from engaging in any UNLAWFUL ACTIONS.

Related to UNLAWFUL ACTIONS

  • unlawful activity means activities that violate the laws of this state, including but not limited to any activity that violates a state criminal statute.

  • Improper governmental action means any action by a district officer or employee:

  • Governmental Actions means any and all consents, approvals, permits, orders, authorizations, waivers, exceptions, variances, exemptions or licenses of, or registrations, declarations or filings with, any Governmental Authority required under any Governmental Rules.

  • Governmental Action means all authorizations, consents, approvals, waivers, exceptions, variances, orders, licenses, exemptions, publications, filings, notices to and declarations of or with any Governmental Authority (other than requirements the failure to comply with which will not affect the validity or enforceability of any Loan Document or have a material adverse effect on the transactions contemplated by any Loan Document or any material rights, power or remedy of any Person thereunder or any other action in respect of any Governmental Authority).

  • Unlawful discrimination means any complaint of unlawful discrimination based on a category protected under Title 5, section 59300, including sexual harassment and retaliation.

  • Criminal proceeding means a proceeding instituted by means of the swearing of an information, the laying of a charge or the return of an indictment, before a Court of competent jurisdiction in Canada with jurisdiction to hear and determine the charges referred to therein, alleging or charging that the "Insured" has contravened the provisions of any Provincial or Federal statute, including the Criminal Code, R.S.C. 1985 ch. C-46 as amended, which creates an offence or crime and which provides for conviction thereunder, whether by way of summary conviction or indictment, and as a result of which the "Insured" is liable to be convicted, fined or sentenced to some form of imprisonment or other punishment.

  • Unlawful debt means any money or other thing of value constituting principal or interest

  • Unlawful conduct means the same as that term is defined in Sections 58-1-501 and 58-17b-501.

  • criminal proceedings means criminal proceedings in relation to which the strict rules of evidence apply;

  • Interrelated Wrongful Acts means Wrongful Acts that have as a common nexus any fact, circumstance, situation, event, transaction, cause or series of causally connected facts, circumstances, situations, events, transactions, or causes.

  • third party proceeding means any threatened, pending or completed action, suit or proceeding, whether civil, criminal, administrative, or investigative, other than an action by or in the right of the corporation.

  • Illegal Activity means the wilful possession of an illegal drug, dangerous object, or stolen item.

  • Wrongful Act means any actual or alleged error or misstatement, or misleading statement, or act or omission or neglect or breach of duty, including misfeasance, malfeasance and nonfeasance, by an Insured, as a public official, employee or volunteer of the Member.

  • Competent Court of Law means any court or tribunal or any similar judicial or quasi- judicial body in India that has jurisdiction to adjudicate upon issues relating to this Agreement;

  • Legal Action means and includes any claim, counterclaim, demand, action, suit, counterclaim, arbitration, inquiry, proceeding or investigation before any

  • Unlawful means not specifically authorized by law.

  • Victim or target of Nazi persecution means any individual persecuted or targeted for persecution by

  • Restructuring related costs means reasonably incurred costs

  • Environmental Actions means any complaint, summons, citation, notice, directive, order, claim, litigation, investigation, judicial or administrative proceeding, judgment, letter, or other communication from any Governmental Authority, or any third party involving violations of Environmental Laws or releases of Hazardous Materials from (a) any assets, properties, or businesses of any Borrower or any predecessor in interest, (b) from adjoining properties or businesses, or (c) from or onto any facilities which received Hazardous Materials generated by any Borrower or any predecessor in interest.

  • Crime-related prohibition means an order of a court

  • Current Proceeding means any proceeding conducted under any provisions of this subsection that

  • Disciplinary proceeding means any proceeding under the authority of each board pursuant to which licensee discipline may be imposed.

  • Regulatory Proceeding means a request for information, civil investigative demand or civil proceeding commenced by service of a complaint or similar proceeding brought by or on behalf of the Federal Trade Commission, Federal Communications Commission, or any federal, state, local or foreign governmental entity in such entity's regulatory or official capacity in connection with such proceeding.

  • criminal laws means all criminal laws designated as such under domestic law irrespective of whether contained in the tax laws, the criminal code or other statutes.

  • Commercial activity means any particular transaction, act or conduct or any regular course of conduct that is of a commercial character, including the selling, bartering or leasing of donor, membership or other fundraising lists.

  • Environmental Action means any action, suit, demand, demand letter, claim, notice of non-compliance or violation, notice of liability or potential liability, investigation, proceeding, consent order or consent agreement relating in any way to any Environmental Law, Environmental Permit or Hazardous Materials or arising from alleged injury or threat of injury to health, safety or the environment, including, without limitation, (a) by any governmental or regulatory authority for enforcement, cleanup, removal, response, remedial or other actions or damages and (b) by any governmental or regulatory authority or any third party for damages, contribution, indemnification, cost recovery, compensation or injunctive relief.