Unlisted Security definition

Unlisted Security means a security not listed or quoted on a stock exchange
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Unlisted Security. ’ means any security other than a listed security.
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Unlisted Security means a security which is not a listed security.
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Examples of Unlisted Security in a sentence

  • If any Unlisted Security or Reportable Securities or Funds owned by you are not held in accounts disclosed below (e.g., limited partnerships, hedge funds, private investments, etc.), please list them here.

  • If an Access Person shall have acquired direct or indirect beneficial ownership of a Security of an issuer in a private placement transaction or of a Security which is an Unlisted Security, any subsequent decision or recommendation by such Access Person to purchase Securities of the same issuer for the account of an Investment Advisory Client shall be subject to an independent review by advisory personnel with no personal interest in the issuer.

  • If an Access Person shall have acquired direct or indirect beneficial ownership of a security of an issuer in a private placement transaction or of a security which is an Unlisted Security, any subsequent decision or recommendation by such Access Person to purchase securities of the same issuer for the account of a Client shall be subject to an independent review by advisory personnel with no personal interest in the issuer.

  • Share prices used to calculate returns were taken from the Stock Exchange Daily Official List (SEDOL).There are 2,061 IPOs between 1946 and 1986 in the sample, including 399 IPOs on the Unlisted Security Market (USM), a junior market established by the LSE in November 1980.

  • JPMorgan India Economic Resurgence Fund: The primary investment objective of the scheme is to generate long term capital appreciation, from a diversified portfolio that is substantially constituted of equity and equity related securities of companies with focus on riding economic cycles through dynamic allocation between various sectors and stocks at different # Unlisted Security, ** Thinly Traded/Non Traded Security.

  • Menyah and Paudyal (2002) explore the cost differentials between listing on Main Market and pre- AIM (the Unlisted Security Market).

  • Furthermore, with respect to the Directors of the Company and Members of Credit Committee (other than employees of the Company and employees from the Promoter Group), including his / her immediate relative he/she shall not trade in any Listed or Unlisted Security (i.e., in respect of an individual scrip), in excess of the Threshold Limit, without seeking the prior written approval of the Compliance Officer in accordance with the process set out in this Code.

  • Unlisted Security Risk• The risk refers to investment in securities that are not listed on a securities exchange such as share of unlisted companies.

  • The Head of the relevant Deal Team shall make a recommendation to the Compliance Officer for the inclusion of a Listed or Unlisted Security in the Restricted List as soon as a Designated Persons in the relevant business division comes into possession of UPSI, based on interactions with a potential client, portfolio entity, or any other person.

  • Name of the Instrument 182 Days Tbill (MD 08/02/2024)IN002023Y193SOVEREIGN5,00,000487.885.75%HDFC Bank Limited (05/02/2024) #INE040A16DT0FITCH A1+5,00,000487.705.75%Union Bank of India (06/02/2024) #INE692A16FV9FITCH A1+5,00,000487.545.75% ** Thinly Traded / Non Traded Security # Unlisted Security Asset allocation as on September 30, 2023 Credit rating Allocation as on September 30, 2023 Rating Profile For complete details of the portfolio refer: https://www.miraeassetmf.co.in/downloads/portfolios B.


More Definitions of Unlisted Security

Unlisted Security means a Security not listed or quoted on any of the markets provided by NZX or other Recognised Securities Exchanges;
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Unlisted Security means any Security not listed on the JSE Exchange; and
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Unlisted Security means a security that is not traded through a securities exchange; and
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Related to Unlisted Security

  • Listed Security means any security of the Company that is listed or approved for listing on a national securities exchange or designated or approved for designation as a national market system security on an interdealer quotation system by the National Association of Securities Dealers, Inc.

  • Indexed Security means a Security the terms of which provide that the principal amount thereof payable at Stated Maturity may be more or less than the principal face amount thereof at original issuance.

  • Foreign market vehicle means any motor vehicle originally manufactured outside the United States,

  • Related Security means, with respect to any Receivable: