Unsold Securities definition

Unsold Securities shall have the meaning set forth in Section 2.3(e) hereof.
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Unsold Securities shall have the meaning set forth in Section 8(e).
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Examples of Unsold Securities in a sentence

  • Upon receipt of Xxxxxxxx'x notice of existing Sales Contracts required by this Section 4(k), the Company and Xxxxxxxx shall discuss in good faith any steps that could reasonably be taken to mitigate any losses relating to any Unsold Securities.

  • The Registrants expect to carry forward to this Registration Statement the remaining portion of the Unsold Securities pursuant to Rule 415(a)(6) under the Securities Act.

  • A Qualified Shareholder may also indicate in such notice a number of Unsold Securities in excess of its pro rata share, determined as hereinabove provided, if -------- any, that it would be willing to purchase if such remain unsold after completion of the offering of Unsold Securities as hereinabove provided.

  • If the Initial Unsold Securities are oversubscribed, then the Initial Unsold Securities shall be allocated among the Non-Class A Members who desire to participate in the Initial Unsold Securities on a pro rata basis based on their proportionate Capital Contributions in the Company prior to the commencement of the Secondary Offering.

  • The $6,490 previously paid filing fee relating to such Unsold Securities under the Prior Registration Statement will continue to be applied to such Unsold Securities registered on this registration statement.

  • Dyadic expects to carry forward to this registration statement the Unsold Securities pursuant to Rule 415(a)(6) under the Securities Act of 1933, as amended.

  • The filing fee associated with the offering of the Unsold Securities is hereby carried forward to be applied to the Unsold Securities registered under the New Registration Statement, and no additional filing fee is due with respect to the Unsold Securities in connection with the filing of the New Registration Statement or this prospectus supplement.

  • Pursuant to Rule 415(a)(6), the offering of the Unsold Securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement.

  • The registrant paid a filing fee of $165,300 in connection with the offering of the securities pursuant to the Prior Prospectus Supplement, including a filing fee of $106,855.422506 associated with the offering of the Unsold Securities (based on the filing fee rate in effect at the time of the filing of the Prior Prospectus Supplement).

  • Any such remaining Unsold Securities shall be sold to those Qualified Shareholders who requested to purchase them on a proportionate basis.

Related to Unsold Securities

  • NIM Securities Any debt securities secured or otherwise backed by some or all of the Class X and Class P Certificates that are rated by one or more Rating Agencies.

  • Related Securities means any options or warrants or other rights to acquire Shares or any securities exchangeable or exercisable for or convertible into Shares, or to acquire other securities or rights ultimately exchangeable or exercisable for or convertible into Shares.

  • Listed Securities means any Shares, Share Options, stock, debentures, debenture stock or other securities for the time being issued by the Company and officially quoted by ASX;

  • Escrowed Securities means the direct, noncallable obligations of the United States of America, as described in the Escrow Agreement.

  • Permitted Securities means any of the following:

  • Additional Purchased Securities Securities provided by Seller to Buyer pursuant to Paragraph 4(a) hereof;

  • Exempted Securities means:

  • Purchaser Securities means the Purchaser Units, the Purchaser Common Stock, the Purchaser Preferred Stock and the Purchaser Warrants, collectively.

  • Designated Securities means securities issued by an Insured, or by any Affiliated Entity, or by any Fund to which such Insured or any Affiliated Entity provides any services.

  • Liquid Securities means securities that are publicly traded on the New York Stock Exchange, NYSE MKT, the Nasdaq Stock Market or any other regulated stock exchange in the United States, Canada, Europe or Australia (or any of their successors) and as to which the Company is not subject to any restrictions on sale or transfer (including any volume restrictions under Rule 144 under the Securities Act or any other restrictions imposed by the Securities Act) or as to which a registration statement under the Securities Act covering the resale thereof is in effect for as long as the securities are held; provided that securities meeting such requirements shall be treated as Liquid Securities from the date of receipt thereof until and only until the earlier of (a) the date on which such securities are sold or exchanged for cash or Cash Equivalents and (b) 180 days following the date of receipt of such securities. If such securities are not sold or exchanged for cash or Cash Equivalents within 180 days of receipt thereof, for purposes of determining whether the transaction pursuant to which the Company or a Restricted Subsidiary received the securities was in compliance with Section 4.12 , such securities shall be deemed not to have been Liquid Securities at any time.

  • Approved Securities means securities of any State Government or of the Central Government and such bonds, both the principal whereof and the interest whereon shall have been fully and unconditionally guaranteed by any such Government;

  • Purchased Securities has the meaning assigned in the Terms;

  • Lock-Up Securities has the meaning specified in Section 5.6.

  • Rated Securities means each Class of Securities that has been rated by one or both Rating Agencies at the request of the Seller.

  • Portfolio Securities or "investments" of the Series shall mean, respectively, such assets, net assets, securities, portfolio securities or investments which are from time to time under the management of the Subadviser pursuant to this Agreement.

  • CHESS Approved Securities means securities of the Company for which CHESS approval has been given in accordance with the ASX Settlement Operating Rules;

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Uncertificated Securities means securities as defined in the Securities Services Act which are by virtue of the Companies Act transferable without a written instrument and are not evidenced by a certificate;

  • Exempt Securities has the meaning set forth in Section 4.4(d).

  • Specified Securities means ‘equity shares’ and ‘convertible securities’ as defined under clause (zj) of sub-regulation (1) of regulation 2 of the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009;

  • Asset-Backed Securities means securities which:

  • Underwriters' Securities means the Offered Securities other than Contract Securities.

  • Investor Registrable Securities means (i) any Common Equity held (directly or indirectly) by an Investor or any of its Affiliates, and (ii) any equity securities of the Company or any Subsidiary issued or issuable with respect to the securities referred to in clause (i) above by way of dividend, distribution, split or combination of securities, or any recapitalization, merger, consolidation or other reorganization.

  • Certificated Securities means Securities in the form of physical, certificated Securities in registered form.

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • Released Securities means securities that were Restricted Securities with respect to which all applicable restrictions have expired, lapsed, or been waived.