RISK OF TRADING EQUITY LINKED INSTRUMENTS AND NOTES (ELIs/ELNs). (a) Equity Market Risk ELNs combine notes/deposits with options, and the return component is based on the performance of the underlying asset. You shall pay attention to fluctuations in the equity market and the underlying security price, impact of dividends and corporate actions.
Appears in 3 contracts
Samples: Client Agreement, Client Agreement, Client Assets Received or Held by the Licensed or Registered Person Outside Hong Kong Are Subject to the Applicable Laws and Regulations of the Relevant Overseas Jurisdiction Which May Be Different From the Securities and Futures Ordinance (Cap.571) and the Rules Made Thereunder. Consequently, Such Client Assets May Not Enjoy the Same Protection as That Conferred on Client Assets Received or Held in Hong Kong
RISK OF TRADING EQUITY LINKED INSTRUMENTS AND NOTES (ELIs/ELNs). (a1) Equity Market Risk ELNs combine notes/deposits with options, and the return component is based on the performance of the underlying asset. You shall pay attention to fluctuations in the equity market and the underlying security price, impact of dividends and corporate actions.
Appears in 1 contract
Samples: Client Agreement