Common use of RISK OF TRADING EQUITY LINKED INSTRUMENTS AND NOTES (ELIs/ELNs) Clause in Contracts

RISK OF TRADING EQUITY LINKED INSTRUMENTS AND NOTES (ELIs/ELNs). (a) Equity Market Risk ELNs combine notes/deposits with options, and the return component is based on the performance of the underlying asset. You shall pay attention to fluctuations in the equity market and the underlying security price, impact of dividends and corporate actions.

Appears in 4 contracts

Samples: Client Agreement, Client Agreement, Client Agreement

RISK OF TRADING EQUITY LINKED INSTRUMENTS AND NOTES (ELIs/ELNs). (a1) Equity Market Risk ELNs combine notes/deposits with options, and the return component is based on the performance of the underlying asset. You shall pay attention to fluctuations in the equity market and the underlying security price, impact of dividends and corporate actions.

Appears in 1 contract

Samples: Client Agreement