Risk Disclosure Statement的定义

Risk Disclosure Statement the risk disclosure statement provided by The Broker to the Client before the opening of the Account and/or from time to time in form prescribed by the SFC from time to time with the current version set out in Part IV;
Risk Disclosure Statement means the risk disclosure statement provided by us to you in relation to risks associated with and characteristics of the trade or products with its current version annexed to Part 9 hereof.

Examples of Risk Disclosure Statement in a sentence

  • I/We also acknowledge that I/We have been invited to ask questions about the relevant laws and regulations,commission and fees schedules as well as the Risk Disclosure Statement in Clause 8 of this Agreement for Securities Margin Trading.

  • In connection with opening an account to speculate and/or purchase and/or sell cash or spot foreign currency (hereinafter referred to as “Currency”) through the OTC foreign exchange markets (hereinafter referred to as “OTCFX”) with FXCM, Customer (hereinafter referred to as Trader) acknowledges that Trader has been advised and understands the following factors concerning trading in leveraged OTCFX, in addition to those contained in the Risk Disclosure Statement which has been provided to Trader.

  • Customer will review DTC’s risk disclosures, including, without limitation, DTC Risk Disclosure Statement and Additional Risk Disclosure Statement (if applicable) each time they are amended.

  • While most ELIs offer a yield that is potentially higher than the interest on fixed deposits and traditional bonds, the return on investment is limited to the potential yield of individual ELIs. 股票掛鉤票據的孳息大都較傳統債券及定期存款提供的利息為高,但投資回報只限於票據可得的孳息。 This Risk Disclosure Statement may be revised or supplemented from time to time.

  • This Customer Agreement shall be accepted by DTC and will become a legally binding contract between Customer and DTC when the Customer Application is accepted by DTC, and when all documents comprising the Customer Agreement, including the Customer Agreement, DTC Risk Disclosure Statement, Additional Risk Disclosure Statement, DTC Trading Rules and Regulations and the Acknowledgement Concerning EMIR Risk Mitigating Procedures, are acknowledged by, signed by the Customer, and accepted by DTC.

  • I/We also acknowledge that I/We have been invited to ask questions about the relevant laws and regulations, commission and fees schedules as well as the Risk Disclosure Statement in Clause 8 of this Agreement for Securities Margin Trading.

  • I/We also acknowledge that I/We have been invited to ask questions about the relevant laws and regulations, commission and fees schedules as well as the Risk Disclosure Statement in Clause 8 of this Agreement for Securities Margin Trading.

  • DTC provides or otherwise makes available the DTC Risk Disclosure Statement and Additional Risk Disclosure Statement to Customers when they open accounts.

  • This Customer Agreement, together with the full Customer Account Application, DTC Trading Rules and Regulations, Risk Disclosure Statement, Additional Risk Disclosure Statements, the Acknowledgement Concerning EMIR Risk Mitigations Procedures and all applicable written Addenda thereto, embodies the entire agreement of the parties, superseding any and all prior written and oral agreements.

  • Any Customer introduced by Introducing Brokers or Third Parties should carefully read the DTC Account Application, DTC Risk Disclosure Statement and Additional Risk Disclosure Statement and DTC Trading Rules and Regulations documents and should not rely on information supplied by the Introducing Broker or third party.