Examples of Order Execution Policy in a sentence
As part of this review, we will consider whether we could consistently achieve better execution results if Stifel Europe were to include additional or different execution venues or entities, assign a different relative importance to the best execution factors, or modify any other aspect of the Order Execution Policy and/or arrangements.
Monitoring, review, and verification of best execution arrangements and this Order Execution Policy will take account of publicly available information and data on best execution, including by venue and asset class published by trading venues and other firms, in order to assess whether Stifel Europe is meeting its objective of obtaining the best possible execution for clients.
Stifel Europe is required to be able to demonstrate to clients or applicable national competent authorities that we have executed orders in accordance with this Order Execution Policy.
We have established and implemented policies and procedures, including this Order Execution Policy, which are designed to be sufficient to obtain the best possible results when executing client orders, subject to and taking into account any specific instructions, the nature of the orders and the nature of the markets and the products concerned.
Stifel Europe has implemented a governance framework and control process through which it systematically monitors the effectiveness of our order execution arrangements (including this Order Execution Policy), to identify and, where appropriate, correct any deficiencies.