Order Execution Policy definition

Order Execution Policy means the Brooks Macdonald policy explaining the steps taken to provide best execution in accordance with the FCA Rules.
Order Execution Policy. We shall use our reasonable endeavours to execute any Order promptly, but in accepting your Orders we do not represent or warrant that it will be possible to execute such Order or that execution will be possible according to your Instructions. In general, we shall act according to instructions as soon as practically possible and shall, as far as trading Instructions are concerned, act in accordance with our Order Execution Policy. If, after instructions are received, we believe that it is not reasonably practicable to act upon such instructions within a reasonable time, we may defer acting upon those Instructions until it is, in our reasonable opinion, practicable to do so, or we may notify you that we are refusing to act upon such Instructions. We shall not be liable for any losses resulting from such deferral or refusal. If we encounter any material difficulty relevant to the proper carrying out of an Order on your behalf we shall notify you promptly. We shall carry out an Order on your behalf only when the relevant Market is open for dealings, and we shall deal with any Instructions received outside Market hours as soon as possible when that relevant Market is next open for business (in accordance with the rules of that Market). You agree that we may execute an Order on your behalf outside a Market. When you give us a specific Instruction, our Order Execution Policy may not apply, and we may be unable to take the steps described in such policy to obtain the best possible result in executing your Order. You confirm that you have read and agree to our Order Execution Policy as published from time to time on our Online Trading Facility. We will notify you of any material changes to our Order Execution Policy, but it is your responsibility to check for any other changes to our Order Execution Policy as published from time to time on our Online Trading Facility. We will consider the continued placement of Orders by you to constitute your continued consent to our Order Execution Policy as in effect from time to time.
Order Execution Policy means a document that describes all of our order execution arrangements in place to ensure that, when executing order, we take all reasonable steps to obtain the best possible results for clients in accordance with the FCA Rules;

Examples of Order Execution Policy in a sentence

  • As part of this review, we will consider whether we could consistently achieve better execution results if Stifel Europe were to include additional or different execution venues or entities, assign a different relative importance to the best execution factors, or modify any other aspect of the Order Execution Policy and/or arrangements.

  • Monitoring, review, and verification of best execution arrangements and this Order Execution Policy will take account of publicly available information and data on best execution, including by venue and asset class published by trading venues and other firms, in order to assess whether Stifel Europe is meeting its objective of obtaining the best possible execution for clients.

  • Stifel Europe is required to be able to demonstrate to clients or applicable national competent authorities that we have executed orders in accordance with this Order Execution Policy.

  • We have established and implemented policies and procedures, including this Order Execution Policy, which are designed to be sufficient to obtain the best possible results when executing client orders, subject to and taking into account any specific instructions, the nature of the orders and the nature of the markets and the products concerned.

  • Stifel Europe has implemented a governance framework and control process through which it systematically monitors the effectiveness of our order execution arrangements (including this Order Execution Policy), to identify and, where appropriate, correct any deficiencies.


More Definitions of Order Execution Policy

Order Execution Policy means our Order Execution Policy which may be amended from time to time, and is available on the Website.
Order Execution Policy means the order execution policy of TIME as referred to in the Portfolio Management Agreement.
Order Execution Policy when used in this Agreement, unless the context otherwise requires, shall mean our prevailing policy posted on our Online Trading Facility regarding best execution when executing client Orders; our Order Execution Policy is part of our Terms and Conditions of Business, which is a contractually binding agreement between us and our clients, and is incorporated herein by reference; it shall be applicable to all transactions between us and our clients, to the extent that it does not impose and/or does not seek to impose any obligations on us which we would not otherwise have, but for the Act;
Order Execution Policy means the order execution policy with which the Manager shall comply when managing the Fund and is set out at Schedule 1 to this Agreement;
Order Execution Policy means our order execution policy, as amended, restated or supplemented from time to time.
Order Execution Policy the policy established by XXXXXX regarding the execution of Orders as disclosed in the document 'Orders and Order Execution Policy' in the Investment Services Information.
Order Execution Policy when used in this Agreement, unless the context otherwise requires, shall mean our prevailing policy posted on our Online Trading Facility regarding best execution when executing client Orders; our Order Execution Policy is part of our Terms and Conditions of Business, which is a contractually binding agreement between us and our clients, and is incorporated herein by reference; it shall be applicable to all transactions between us and our clients, to the extent that it does not impose and/or does not seek to impose any obligations on us which we would not otherwise have, but for the Cyprus Investment Services and Activities and Regulated Markets Law of 2017 (Law 87(I)/2017);