Common use of 1933 Act Legends Clause in Contracts

1933 Act Legends. Each certificate representing Shares shall have the following legend endorsed conspicuously thereupon: The securities represented by this certificate were issued in a private placement, without registration under the Securities Act of 1933, as amended (the “Act”), and may not be sold, assigned, pledged or otherwise transferred in the absence of an effective registration under the Act covering the transfer or an opinion of counsel, satisfactory to the issuer, that registration under the Act is not required.

Appears in 9 contracts

Samples: Stockholder Agreement (West Corp), Stockholders Agreement (Music123, Inc.), Shareholder Agreements (Burlington Coat Factory Investments Holdings, Inc.)

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1933 Act Legends. Each certificate representing Shares shall have the following legend endorsed conspicuously thereupon: The securities represented by this certificate were issued in a private placement, without registration under the Securities Act of 1933, as amended (the "Act"), and may not be sold, assigned, pledged or otherwise transferred in the absence of an effective registration under the Act covering the transfer or an opinion of counsel, satisfactory to the issuer, that registration under the Act is not required.

Appears in 5 contracts

Samples: Stockholders Agreement (Houghton Mifflin Co), Stockholders Agreement (Eschelon Telecom Inc), Stockholders Agreement (Ddi Corp)

1933 Act Legends. Each certificate representing Shares shall will have the following legend endorsed conspicuously thereupon: The securities represented by this certificate were issued in a private placement, without registration under the Securities Act of 1933, as amended (the “Act”), and may not be sold, assigned, pledged or otherwise transferred in the absence of an effective registration under the Act covering the transfer or an opinion of counsel, satisfactory to the issuer, that registration under the Act is not required.

Appears in 3 contracts

Samples: Stockholders Agreement (Panther Expedited Services, Inc.), Stockholders Agreement (Panther Expedited Services, Inc.), Stockholders Agreement (Panther Expedited Services, Inc.)

1933 Act Legends. Each certificate representing Management Shares shall have the following legend endorsed conspicuously thereupon: The securities represented by this certificate were issued in a private placement, without registration under the Securities Act of 1933, as amended (the “Act”), and may not be sold, assigned, pledged or otherwise transferred in the absence of an effective registration under the Act covering the transfer or an opinion of counsel, satisfactory to the issuer, that registration under the Act is not required.

Appears in 3 contracts

Samples: Employee Stockholders Agreement, Employee Stockholders Agreement (Dominos Pizza Inc), Employee Stockholders Agreement (Tism Inc)

1933 Act Legends. Each certificate representing Shares shall have ---------------- the following legend endorsed conspicuously thereupon: The securities represented by this certificate were issued in a private placement, without registration under the Securities Act of 1933, as amended (the "Act"), and may not be sold, assigned, pledged or otherwise transferred in the absence of an effective registration under the Act covering the transfer or an opinion of counsel, satisfactory to the issuer, that registration under the Act is not required.

Appears in 3 contracts

Samples: Stockholders Agreement (Ddi Corp), Stockholders Agreement (Dominos Pizza Government Services Division Inc), Stockholders Agreement (Ddi Corp)

1933 Act Legends. Each certificate representing Franchisee Shares shall have the following legend endorsed conspicuously thereupon: The securities represented by this certificate were issued in a private placement, without registration under the Securities Act of 1933, as amended (the “Act”), and may not be sold, assigned, pledged or otherwise transferred in the absence of an effective registration under the Act covering the transfer or an opinion of counsel, satisfactory to the issuer, that registration under the Act is not required.

Appears in 2 contracts

Samples: Franchise Agreement (Dominos Pizza Inc), Franchise Stockholders Agreement (Tism Inc)

1933 Act Legends. Each certificate representing Shares shall have the following legend endorsed conspicuously thereupon: The securities represented by this certificate were issued in a private placement“THE SECURITIES REPRESENTED BY THIS CERTIFICATE WERE ISSUED IN A PRIVATE PLACEMENT, without registration under the Securities Act of WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, as amended AS AMENDED (the THE ActACT”), and may not be soldAND MAY NOT BE SOLD, assignedASSIGNED, pledged or otherwise transferred in the absence of an effective registration under the Act covering the transfer or an opinion of counsel, satisfactory to the issuer, that registration under the Act is not required.PLEDGED OR OTHERWISE TRANSFERRED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION UNDER THE ACT

Appears in 2 contracts

Samples: Stockholders Agreement (AGY Holding Corp.), Stockholders Agreement (LifeCare Holdings, Inc.)

1933 Act Legends. Each certificate representing Shares shall also have the following legend endorsed conspicuously thereupon: The securities represented evidenced by this certificate were issued in a private placement, without registration under the Securities Act of 1933, as amended (the “Act”), and may not be sold, assigned, pledged or otherwise transferred in the absence of an effective registration statement under the Act covering the transfer thereof or an opinion of counsel, satisfactory to CC Media Holdings, Inc. (the issuer“Corporation”), that registration under the Act is not required.

Appears in 2 contracts

Samples: Stockholders Agreement (Clear Channel Communications Inc), Stockholders Agreement (C C Media Holdings Inc)

1933 Act Legends. Each certificate representing Shares shall have the ---------------- following legend endorsed conspicuously thereupon: The securities represented by this certificate were issued in a private placement, without registration under the Securities Act of 1933, as amended (the "Act"), and may not be sold, assigned, pledged or otherwise --- transferred in the absence of an effective registration under the Act covering the transfer or an opinion of counsel, satisfactory to the issuer, that registration under the Act is not required.

Appears in 2 contracts

Samples: Stockholders Agreement (SMTC Corp), Stockholders Agreement (SMTC Corp)

1933 Act Legends. Each certificate representing Company Shares ---------------- shall have the following legend endorsed conspicuously thereupon: The securities represented by this certificate were issued in a private placement, without registration under the Securities Act of 1933, as amended (the "Act"), and may not be sold, assigned, pledged or otherwise --- transferred in the absence of an effective registration under the Act covering the transfer or an opinion of counsel, satisfactory to the issuer, that registration under the Act is not required.

Appears in 1 contract

Samples: Stockholders Agreement (Aerovox Inc)

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1933 Act Legends. Each certificate representing Shares shall have the following legend endorsed conspicuously thereupon: "The securities represented by this certificate were issued in a private placement, without registration under the Securities Act of 1933, as amended (the "Act"), and may not be sold, assigned, pledged or otherwise transferred in the absence of an effective registration under the Act covering the transfer or an opinion of counsel, satisfactory to the issuer, that registration under the Act is not required."

Appears in 1 contract

Samples: Stockholders Agreement (Panther Transport Inc)

1933 Act Legends. Each certificate representing Company Shares shall have the following legend endorsed conspicuously thereupon: The securities represented by this certificate were issued in a private placement, without registration under the Securities Act of 1933, as amended (the “Act”"ACT"), and may not be sold, assigned, pledged or otherwise transferred in the absence of an effective registration under the Act covering the transfer or an opinion of counsel, satisfactory to the issuer, that registration under the Act is not required.

Appears in 1 contract

Samples: Stockholders Agreement (Tako Holding B V)

1933 Act Legends. Each certificate representing Shares shall have the ---------------- following legend endorsed conspicuously thereupon: The securities represented by this certificate were issued in a private placement, without registration under the Securities Act of 1933, as amended (the "Act"), and may not be sold, assigned, pledged or otherwise transferred in the absence of an effective registration under the Act covering the transfer or an opinion of counsel, satisfactory to the issuer, that registration under the Act is not required.

Appears in 1 contract

Samples: Stockholders Agreement (Details Inc)

1933 Act Legends. Each certificate representing Shares shall have the following legend endorsed conspicuously thereupon: The securities represented by this certificate were issued in a private placement“THE SECURITIES REPRESENTED BY THIS CERTIFICATE WERE ISSUED IN A PRIVATE PLACEMENT, without registration under the Securities Act of WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, as amended AS AMENDED (the THE ActACT”), and may not be soldAND MAY NOT BE SOLD, assignedASSIGNED, pledged or otherwise transferred in the absence of an effective registration under the Act covering the transfer or an opinion of counsel, satisfactory to the issuer, that registration under the Act is not required.PLEDGED OR OTHERWISE TRANSFERRED (A) IN THE ABSENCE OF AN EFFECTIVE REGISTRATION UNDER THE ACT

Appears in 1 contract

Samples: Shareholder Agreements (Sungard Data Systems Inc)

1933 Act Legends. Each certificate representing Shares shall have the following legend endorsed conspicuously thereupon: The securities represented by this certificate were issued in a private placement, without registration under the Securities Act of 1933, as amended (the “Act”), and may not be sold, assigned, pledged or otherwise transferred in the absence of an effective registration under the Act covering the transfer or an opinion of counsel, satisfactory to the issuer, that registration under the Act is not required.

Appears in 1 contract

Samples: Stockholders Agreement (Eschelon Telecom Inc)

1933 Act Legends. . Each certificate representing Shares shall have the following legend endorsed conspicuously thereupon: The securities represented by this certificate were issued in a private placement, without registration under the Securities Act of 1933, as amended (the “Act”), and may not be sold, assigned, pledged or otherwise transferred in the absence of an effective registration under the Act covering the transfer or an opinion of counsel, satisfactory to the issuer, that registration under the Act is not required.

Appears in 1 contract

Samples: Shareholder Agreement (Burlington Coat Factory Investments Holdings, Inc.)

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