Absence of Certain Events and Arrangements. (1) There is no pending or, to the Company's knowledge, threatened, legal action, proceeding, or investigation, other than routine claims for benefits, concerning any Employee Benefit Plan, or any fiduciary or service provider thereof and there is no basis for any such legal action or proceeding.
Appears in 5 contracts
Samples: Common Stock and Warrant Purchase Agreement (Prime Response Inc/De), Series C Preferred Stock Purchase Agreement (Net Value Holdings Inc), Common Stock and Warrant Purchase Agreement (Prime Response Group Inc/De)
Absence of Certain Events and Arrangements. (1i) There is no pending or, to the Company's knowledge, threatened, legal action, proceeding, or investigation, other than routine claims for benefits, concerning any Employee Benefit Plan, or any fiduciary or service provider thereof and there is no basis for any such legal action or proceeding.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Johnson Winston), Stock Purchase Agreement (Media & Entertainment Com Inc)
Absence of Certain Events and Arrangements. (1) There is no pending or, to the Company's or the Founders' knowledge, threatened, legal action, proceeding, or investigation, other than routine claims for benefits, concerning any Employee Benefit Plan, or any fiduciary or service provider thereof and there is no basis for any such legal action or proceeding.
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Art Technology Group Inc)
Absence of Certain Events and Arrangements. (1i) There is no pending orpending, or to the Knowledge of the Company's knowledge, threatened, legal action, proceeding, or investigation, other than routine claims for benefits, concerning any Employee Benefit Plan, or to the Knowledge of the Company, any fiduciary or service provider thereof thereof, and to the Knowledge of the Company, there is no basis for any such legal action action, proceeding, or proceedinginvestigation.
Appears in 1 contract
Samples: Stock Purchase Agreement (Monterey Capital Acquisition Corp)
Absence of Certain Events and Arrangements. (1) There is no pending or, to the Company's ’s knowledge, threatened, legal action, proceeding, or investigation, other than routine claims for benefits, concerning any Employee Benefit Plan, or any fiduciary or service provider thereof and there is no basis for any such legal action or proceeding.
Appears in 1 contract
Absence of Certain Events and Arrangements. (1i) There is no pending or, to the Company's knowledge, threatened, or threatened legal action, proceeding, proceeding or investigationinvestigation or audit, other than routine claims for benefits, concerning any Employee Benefit Plan, Plan or to the best knowledge of the Company any fiduciary or service provider thereof and and, to the best knowledge of the Company, there is no basis for any such legal action action, proceeding or proceedinginvestigation.
Appears in 1 contract
Samples: Securities Purchase Agreement (Levine Leichtman Capital Partners IV, L.P.)
