Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.
Appears in 281 contracts
Samples: Subscription Agreement (Singularity Future Technology Ltd.), Forward Purchase Agreement (Spark I Acquisition Corp), Forward Purchase Agreement (Spark I Acquisition Corp)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Shares or any of the Company’s officers Subsidiaries, wherein an unfavorable decision, ruling or directors, whether of finding would have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.
Appears in 65 contracts
Samples: Standby Equity Purchase Agreement (Coeptis Therapeutics Holdings, Inc.), Standby Equity Purchase Agreement (Envirotech Vehicles, Inc.), Share Purchase Agreement (Direct Digital Holdings, Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company Company, the Common Stock or any of the Company’s or its Subsidiaries’ officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effect.
Appears in 51 contracts
Samples: Purchase Agreement (Anavex Life Sciences Corp.), Purchase Agreement (Galaxy Next Generation, Inc.), Purchase Agreement (Item 9 Labs Corp.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company Company, the Common Stock or any of the Company’s 's or its Subsidiaries' officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effect.
Appears in 39 contracts
Samples: Purchase Agreement (Biolargo, Inc.), Purchase Agreement (Cannapharmarx, Inc.), Purchase Agreement (Kintara Therapeutics, Inc.)
Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company or any of the Company’s its Subsidiaries, or their officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities capacity as such, that could have a Material Adverse Effect. The Company and its Subsidiaries are unaware of any facts or circumstances which might give rise to any of the foregoing.
Appears in 37 contracts
Samples: Securities Purchase Agreement (NovAccess Global Inc.), Securities Purchase Agreement (Resonate Blends, Inc.), Securities Purchase Agreement (SusGlobal Energy Corp.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s officers subsidiaries, wherein an unfavorable decision, ruling or directors, whether of finding would have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.
Appears in 30 contracts
Samples: Securities Purchase Agreement (Samsara Luggage, Inc.), Securities Purchase Agreement (Samsara Luggage, Inc.), Securities Purchase Agreement (Samsara Luggage, Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.
Appears in 28 contracts
Samples: Securities Purchase Agreement (U.S. Stem Cell, Inc.), Securities Purchase Agreement (Bioheart, Inc.), Securities Purchase Agreement (Virtus Oil & Gas Corp.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s officers subsidiaries, wherein an unfavorable decision, ruling or directors, whether of finding would (i) have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.
Appears in 25 contracts
Samples: Securities Purchase Agreement (CLS Holdings USA, Inc.), Securities Purchase Agreement (Westport Energy Holdings Inc.), Securities Purchase Agreement (TXP Corp)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Ordinary Shares or any of the Company’s officers Subsidiaries, wherein an unfavorable decision, ruling or directors, whether of finding would have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.
Appears in 16 contracts
Samples: Standby Equity Purchase Agreement (Galmed Pharmaceuticals Ltd.), Share Purchase Agreement (Captivision Inc.), Standby Equity Purchase Agreement (Wearable Devices Ltd.)
Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company or any of the Company’s its Subsidiaries, or their officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities capacity as such, that could have a Material Adverse Effect.
Appears in 15 contracts
Samples: Private Securities Purchase and Assignment Agreement (Accelerated Pharma, Inc.), Private Securities Purchase and Assignment Agreement (Accelerated Pharma, Inc.), Securities Purchase Agreement (Arkados Group, Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Securities or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.
Appears in 13 contracts
Samples: Exchange Agreement (Healthier Choices Management Corp.), Exchange Agreement (AMERI Holdings, Inc.), Exchange Agreement (AMERI Holdings, Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry inquiry, or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s officers subsidiaries, wherein an unfavorable decision, ruling or directors, whether of finding would have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Regen BioPharma Inc), Securities Purchase Agreement (Regen BioPharma Inc), Securities Purchase Agreement (Propanc Biopharma, Inc.)
Absence of Litigation. There Except as disclosed in the Company’s Public Reports, there is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Shares or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Players Network), Securities Purchase Agreement (TWO RIVERS WATER & FARMING Co), Securities Purchase Agreement (Biolargo, Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its subsidiaries, the Common Stock or any of the Company’s subsidiaries or any of the Company’s or its subsidiaries’ officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.
Appears in 10 contracts
Samples: Second Amendment Agreement (Cryptyde, Inc.), Exchange Agreement (Vinco Ventures, Inc.), Prepayment and Redemption Agreement (Eightco Holdings Inc.)
Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, or threatened in writing against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.
Appears in 9 contracts
Samples: Stock Purchase Agreement (Leung Kwok Hei), Securities Purchase Agreement (Aladdin International Inc /Mn/), Stock Purchase Agreement (Zewar Jewellery, Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its Subsidiaries, the Common Stock or any of the Company’s Subsidiaries or any of the Company’s or its Subsidiaries’ officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such, except as set forth in Schedule 3(t).
Appears in 9 contracts
Samples: Securities Purchase Agreement (Stinger Systems, Inc), Securities Purchase Agreement (Stinger Systems, Inc), Securities Purchase Agreement (Stinger Systems, Inc)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its Subsidiaries, the Common Stock or any of the Company’s Subsidiaries or any of the Company’s or its Subsidiaries’ officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.
Appears in 9 contracts
Samples: Convertible Redeemable Preferred Stock Purchase Agreement (Cyber Supply Inc.), Securities Purchase Agreement (Aeolus Pharmaceuticals, Inc.), Securities Purchase Agreement (Liberator Medical Holdings, Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or the Common Stock, wherein an unfavorable decision, ruling or finding would (i) adversely affect the validity or enforceability of, or the authority or ability of the Company to perform its obligations under, this Agreement or any of the Company’s officers documents contemplated herein, or directors, whether of (ii) have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Symbid Corp.), Securities Purchase Agreement (Max Cash Media Inc), Securities Purchase Agreement (Cahaba Pharmaceuticals, Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Exchange Securities or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.
Appears in 7 contracts
Samples: Exchange Agreement (Sysorex, Inc.), Exchange Agreement (Taronis Fuels, Inc.), Exchange Agreement (Gratitude Health, Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending against or, to the knowledge of Company’s knowledge, affecting the Company, threatened against or affecting the Company Ordinary Shares or any of the Company’s officers Subsidiaries, wherein an unfavorable decision, ruling or directors, whether of finding would have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.
Appears in 7 contracts
Samples: Standby Equity Subscription Agreement (Antelope Enterprise Holdings LTD), Standby Equity Subscription Agreement (Antelope Enterprise Holdings LTD), Standby Equity Subscription Agreement (Antelope Enterprise Holdings LTD)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company Company, the Common Stock or any of the Company’s 's Subsidiaries or any of the Company's or the Company's Subsidiaries' officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such, except as set forth in Schedule 3(h).
Appears in 6 contracts
Samples: Securities Purchase Agreement (Enamelon Inc), Securities Purchase Agreement (General Magic Inc), Securities Purchase Agreement (General Magic Inc)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization board or body pending or, to the knowledge of the Company, threatened against or affecting Company, wherein an unfavorable decision, ruling or finding would have a material adverse effect on the business or financial condition of Company or the transactions contemplated by this Agreement or any of the Company’s officers documents contemplated hereby or directorswhich would adversely affect the validity or enforceability of, whether or the authority or ability of a civil Company to perform its obligations under, this Agreement or criminal nature or otherwise, in their capacities as suchany of such other documents.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Premier Concepts Inc /Co/), Securities Purchase Agreement (Fieldpoint Petroleum Corp), Securities Purchase Agreement (XML Global Technologies Inc)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation that is material, individually or in the aggregate, before or by by, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s Subsidiaries or any of the Company’s or the Company’s Subsidiaries’ officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.
Appears in 6 contracts
Samples: Common Stock Securities Purchase Agreement (Global Employment Holdings, Inc.), Common Stock Securities Purchase Agreement (Global Employment Holdings, Inc.), Preferred Stock Securities Purchase Agreement (Global Employment Holdings, Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory selfregulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Securities or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.
Appears in 6 contracts
Samples: Exchange Agreement (Troika Media Group, Inc.), Exchange Agreement (Uppercut Brands, Inc.), Exchange Agreement (Ecoark Holdings, Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s officers subsidiaries, wherein an unfavorable decision, ruling or directors, whether of finding would have a civil material adverse effect on the Company or criminal nature or otherwise, in their capacities as suchits operations.
Appears in 6 contracts
Samples: Exchange Agreement (Marquie Group, Inc.), Exchange Agreement (Vapor Hub International Inc.), Exchange Agreement (Vapor Hub International Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s officers 's subsidiaries, wherein an unfavorable decision, ruling or directors, whether of finding would (i) have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Pacer Health Corp), Securities Purchase Agreement (Locateplus Holdings Corp), Securities Purchase Agreement (Harvey Electronics Inc)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Acurx Pharmaceuticals, LLC), Securities Purchase Agreement (Dipexium Pharmaceuticals, LLC), Securities Purchase Agreement (Dipexium Pharmaceuticals, LLC)
Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge Knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.
Appears in 5 contracts
Samples: Stock Purchase Agreement (Sorrento Therapeutics, Inc.), Stock Purchase Agreement (Sorrento Therapeutics, Inc.), Stock Purchase Agreement (Sorrento Therapeutics, Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its Subsidiaries, the Common Stock or any of the Company’s Subsidiaries or any of the Company’s or its Subsidiaries’ officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as suchrelating to the issuance of the Securities.
Appears in 5 contracts
Samples: Note Purchase Agreement (Energy Focus, Inc/De), Note Purchase Agreement (Merisel Inc /De/), Note Purchase Agreement (Energy Focus, Inc/De)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s 's officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Gold Lakes Corp.), Securities Purchase Agreement (Gold Lakes Corp.), Securities Purchase Agreement (Medican Enterprises, Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers Common Stock, wherein an unfavorable decision, ruling or directors, whether of finding would have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.
Appears in 5 contracts
Samples: Note Purchase Agreement (EZTD Inc), Securities Purchase Agreement (U.S. Helicopter CORP), Securities Purchase Agreement (U.S. Helicopter CORP)
Absence of Litigation. There is no claim, action, suit, proceedingarbitration, inquiry investigation or investigation before other proceeding pending against, or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting affecting, the Company or any of its properties or, to the knowledge of the Company’s , any of its respective officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as suchdirectors before any Governmental Entity.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Givemepower Corp), Securities Purchase Agreement (Givemepower Corp), Securities Purchase Agreement
Absence of Litigation. There As of the date hereof, there is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.
Appears in 4 contracts
Samples: Backstop Facility Agreement (Trebia Acquisition Corp.), Backstop Facility Agreement (Trebia Acquisition Corp.), Backstop Facility Agreement (Cannae Holdings, Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its Subsidiaries, the Common Stock or any of the Company’s 's Subsidiaries or any of the Company's or its Subsidiaries' officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Nemus Bioscience, Inc.), Exchange Agreement (Ener-Core Inc.), Securities Purchase Agreement (LabStyle Innovations Corp.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its subsidiaries, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as suchits subsidiaries.
Appears in 3 contracts
Samples: Securities Purchase Agreement (American Biomed Inc), Securities Purchase Agreement (American Biomed Inc), Securities Purchase Agreement (American Biomed Inc)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock, or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.
Appears in 3 contracts
Samples: Amendment and Exchange Agreement (Cellectar Biosciences, Inc.), Exchange Agreement (Advaxis, Inc.), Exchange Agreement (Advaxis, Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its Subsidiaries, the Common Stock or any of the Company’s Subsidiaries or any of the Company’s or its Subsidiaries’ officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Enerpulse Technologies, Inc.), Securities Purchase Agreement (Enerpulse Technologies, Inc.), Amendment and Exchange Agreement (LabStyle Innovations Corp.)
Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyBorrower or any of its Subsidiaries, threatened against or affecting the Company Borrower or any of the Company’s its Subsidiaries, or their officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities capacity as such, that could have a Material Adverse Effect.
Appears in 3 contracts
Samples: Securities Purchase Agreement (SMX (Security Matters) Public LTD Co), Securities Purchase Agreement (SMX (Security Matters) Public LTD Co), Securities Purchase Agreement (SMX (Security Matters) Public LTD Co)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its Subsidiaries, the Common Stock or any of the Company’s 's Subsidiaries or any of the Company's or its Subsidiaries' officers or directors, whether of a civil or criminal nature or otherwise, except as set forth in their capacities as suchSchedule 3(t).
Appears in 3 contracts
Samples: Securities Purchase Agreement (MFC Development Corp), Securities Purchase Agreement (Nesco Industries Inc), Securities Purchase Agreement (Pure Vanilla Exchange Inc)
Absence of Litigation. There is no claim, action, suit, proceedingarbitration, inquiry investigation or investigation before other proceeding pending against, or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting affecting, the Company Company, any Subsidiary or any of their respective properties or, to the knowledge of the Company’s , any of their respective officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as suchdirectors before any Governmental Entity.
Appears in 3 contracts
Samples: Series a Preferred Subscription Agreement (Arrowhead Research Corp), Subscription Agreement (Arrowhead Research Corp), Subscription Agreement (Arrowhead Research Corp)
Absence of Litigation. There is no civil, criminal, administrative suit, claim, action, suithearing, proceedingproceeding or, inquiry or investigation before or by any courtto the knowledge of the Company, public boardinvestigation, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or its subsidiaries, or any of the Company’s officers their respective properties or directorsassets at law or in equity, whether of a civil and there are no Orders, before any arbitrator or criminal nature or otherwiseGovernmental Authority, in their capacities each case as suchwould have or would reasonably be expected to have, individually or in the aggregate, a Company Material Adverse Effect.
Appears in 3 contracts
Samples: Merger Agreement (Teva Pharmaceutical Industries LTD), Merger Agreement (Bentley Pharmaceuticals Inc), Merger Agreement (Teva Pharmaceutical Industries LTD)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation by any person or entity or before any Governmental Entity or by any court, public board, government agency, self-regulatory organization the SEC or body FINRA involving the Company pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s its Subsidiaries or their respective officers or directors, whether of directors which individually or in the aggregate has or would reasonably be expected to have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.
Appears in 3 contracts
Samples: Securities Purchase Agreement (National Holdings Corp), Securities Purchase Agreement (National Holdings Corp), Securities Purchase Agreement (National Holdings Corp)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Ordinary Shares or any of the Company’s officers Subsidiaries, wherein an unfavorable decision, ruling or directorsfinding would have or be reasonably expected to have, whether of individually or in the aggregate, a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.
Appears in 3 contracts
Samples: Standby Equity Purchase Agreement (NeuroSense Therapeutics Ltd.), Standby Equity Purchase Agreement (Powell Max LTD), Standby Equity Purchase Agreement (Powell Max LTD)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s officers or directors, whether of a civil directors or criminal nature 5% or otherwise, greater stockholders in their capacities as such.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Fathom Holdings Inc.), Securities Purchase Agreement (Dyadic International Inc), Securities Purchase Agreement (Fathom Holdings Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanySponsor, threatened against or affecting SPAC, the Company Sponsor or any of the Company’s respective officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.
Appears in 3 contracts
Samples: Sponsor Interest Purchase Agreement (Scilex Holding Co), Sponsor Interest Purchase Agreement (Denali Capital Acquisition Corp.), Sponsor Interest Purchase Agreement (Scilex Holding Co)
Absence of Litigation. There is are no actionclaims, suitactions, proceeding, inquiry suits or investigation before or by any court, public board, government agency, self-regulatory organization or body --------------------- proceedings pending or, to the knowledge Knowledge of the Company, threatened (or, to the Knowledge of the Company, any governmental or regulatory investigation pending or threatened) against or affecting the Company or any properties or rights of the Company’s officers , before any court, arbitrator or directorsadministrative, whether of a civil governmental or criminal nature regulatory authority or otherwisebody, in their capacities as suchdomestic or foreign.
Appears in 3 contracts
Samples: Agreement and Plan of Reorganization (Xenogen Corp), Agreement and Plan of Reorganization (Xenogen Corp), Agreement and Plan of Reorganization (Xenogen Corp)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of its Subsidiaries or any of the Company’s or the Company’s Subsidiary’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Jmar Technologies Inc), Securities Purchase Agreement (Jmar Technologies Inc)
Absence of Litigation. There is no material action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge Knowledge of the Company, threatened in writing against or affecting the Company or Company, the Common Shares, any of the Company’s officers or directors, whether of a civil directors or criminal nature or otherwise, in their capacities as suchthe transactions contemplated by the Transaction Documents.
Appears in 2 contracts
Samples: Subscription Agreement (Brainstorm Cell Therapeutics Inc), Subscription Agreement (ACCBT Corp.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Series D Shares or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.
Appears in 2 contracts
Samples: Exchange Agreement (SRAX, Inc.), Exchange Agreement (BIGtoken, Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, or threatened against or affecting the Company Company, the Common Stock, the Original Note, the New Note, the Warrant or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such, other than what is disclosed in the Company’s public filings.
Appears in 2 contracts
Samples: Exchange Agreement (DPW Holdings, Inc.), Exchange Agreement (DPW Holdings, Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its Subsidiaries, the Common Stock or any of the Company’s 's or its Subsidiaries' officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such, except as set forth in Schedule 3(t).
Appears in 2 contracts
Samples: Securities Purchase Agreement (Wentworth Energy, Inc.), Securities Purchase Agreement (Wentworth Energy, Inc.)
Absence of Litigation. There is no material action, suit, proceedinginvestigation, inquiry arbitration, or investigation before administrative or by any court, public board, government agency, self-regulatory organization other proceeding pending or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, or any of the Company’s officers its properties or directors, whether of a civil or criminal nature or otherwise, in their capacities as suchassets.
Appears in 2 contracts
Samples: Merger Agreement (Connecture Inc), Merger Agreement (Connecture Inc)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the or any of the Company’s 's officers or directors, whether of a civil or criminal nature or otherwise, except as set forth in their capacities as suchSchedule 3(p).
Appears in 2 contracts
Samples: Purchase Agreement (Mohen, Inc.), Purchase Agreement (Spiralfrog, Inc)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body body, or arbitrator pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.
Appears in 2 contracts
Samples: Convertible Note Purchase Agreement (La Rosa Holdings Corp.), Subscription Agreement (Arabella Exploration, Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the securities or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.
Appears in 2 contracts
Samples: Exchange Agreement (Iconic Brands, Inc.), Exchange Agreement (DeCicco Richard J)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s officers Subsidiaries, wherein an unfavorable decision, ruling or directors, whether of finding would have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.
Appears in 2 contracts
Samples: Standby Equity Purchase Agreement (GigCapital5, Inc.), Purchase Agreement (iCoreConnect Inc.)
Absence of Litigation. There is no claim, action, suit, proceedingarbitration, inquiry investigation or investigation before other proceeding pending against, or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting affecting, the Company or any of its properties or, to the knowledge of the Company’s , any of its respective officers or directors, whether of a civil directors before any arbitrator or criminal nature or otherwise, in their capacities as suchany Governmental Entity.
Appears in 2 contracts
Samples: Securities Purchase Agreement (La Jolla Pharmaceutical Co), Securities Purchase Agreement (RXi Pharmaceuticals Corp)
Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Longfoot Communications Corp.), Stock Purchase Agreement (Clicknsettle Com Inc)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by FINRA, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its Subsidiaries, the Common Stock or any of the Company’s or its Subsidiaries’ officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.
Appears in 2 contracts
Samples: Securities Purchase, Loan and Security Agreement (Capstone Therapeutics Corp.), Securities Purchase, Loan and Security Agreement
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Settlement Shares or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.
Appears in 2 contracts
Samples: Settlement Agreement (Raadr, Inc.), Settlement Agreement (Raadr, Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such, which, in each case, would have a material adverse effect on the Company or its ability to consummate the transactions contemplated by this Agreement.
Appears in 2 contracts
Samples: Forward Purchase Agreement (Aperture Acquisition Corp), Forward Purchase Agreement (Aperture Acquisition Corp)
Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company (or any officer or director of the Company), threatened against or affecting the Company or any of its Subsidiaries (or any officer or director of the Company’s officers Company or directors, whether any of its Subsidiaries) that could have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.
Appears in 2 contracts
Samples: Securities Purchase Agreement (American Banknote Corp), Securities Purchase Agreement (American Banknote Corp)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Securities or any of the Company’s officers Subsidiaries, wherein an unfavorable decision, ruling or directors, whether of finding would have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.
Appears in 2 contracts
Samples: Prepaid Advance Agreement (Applied Digital Corp.), Prepaid Advance Agreement (Applied Digital Corp.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or the Parent, threatened against or affecting the Company or any of the Company’s officers or directorsParent, whether of which could reasonably be expected to have a civil or criminal nature or otherwise, in their capacities as suchmaterial adverse effect.
Appears in 2 contracts
Samples: Series a Convertible Preferred Stock Purchase Agreement (TWO RIVERS WATER & FARMING Co), Conversion Agreement (TWO RIVERS WATER & FARMING Co)
Absence of Litigation. There Except for litigation in the ordinary course of business or that would not reasonably be expected to result in a Material Adverse Effect, there is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, or threatened against or affecting the Company Company, its Subsidiaries or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Kingsway Financial Services Inc), Stock Purchase Agreement (Kingsway Financial Services Inc)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its Subsidiaries, the Common Stock or any of the Company’s Subsidiaries or any of the Company’s or its Subsidiaries’ officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Enerpulse Technologies, Inc.), Securities Purchase Agreement (Enerpulse Technologies, Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Exchange Shares or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.
Appears in 1 contract
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its Subsidiaries, the Common Stock or any of the Company’s 's Subsidiaries or any of the Company's or its Subsidiaries' officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.
Appears in 1 contract
Samples: Securities Purchase Agreement (Enerpulse Technologies, Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or its Subsidiaries, the Common Stock or any of the Company’s or its Subsidiaries’ officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effect.
Appears in 1 contract
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its Subsidiaries, the Common Stock or any of the Company’s 's Subsidiaries or any of the Company's or its Subsidiaries' officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.
Appears in 1 contract
Samples: Securities Purchase Agreement (China XD Plastics Co LTD)
Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, or threatened in writing against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as suchSubsidiary.
Appears in 1 contract
Samples: Stock Purchase Option Agreement (Zewar Jewellery, Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the best knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.
Appears in 1 contract
Samples: Stock Purchase Agreement (Pretoria Resources Two, Inc)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its Subsidiaries, the Common Stock or any of the Company’s 's or its Subsidiaries’ officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.
Appears in 1 contract
Samples: Securities Purchase Agreement (Jinpan International LTD)
Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-self- regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company that could, individually or any of in the Company’s officers or directorsaggregate, whether of have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.
Appears in 1 contract
Samples: Securities Purchase Agreement (Starr Insurance Holdings, Inc.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.
Appears in 1 contract
Samples: Exchange Agreement (AntriaBio, Inc.)
Absence of Litigation. There is no material action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its Subsidiaries, any of the Company’s Company or its Subsidiaries’ officers or directors, whether of a civil directors or criminal nature or otherwise, in their capacities as suchthe transactions contemplated by the Transaction Documents.
Appears in 1 contract
Samples: Securities Purchase Agreement (Ableauctions Com Inc)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-self regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Exchange or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.
Appears in 1 contract
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, or threatened against or affecting the Company Company, the Common Stock, the Original Note, the New Note or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such, other than what is disclosed in the Company’s public filings.
Appears in 1 contract
Absence of Litigation. There Other than in the ordinary course of business, there is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company or any of the Company’s its Subsidiaries, or their officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities capacity as such, that could have a Material Adverse Effect, except as disclosed herein and/or in the SEC Documents.
Appears in 1 contract
Absence of Litigation. There is no action, suit, proceeding, inquiry claim, arbitration or investigation before or by any court, public board, government agency, self-regulatory organization or body pending (or, to the knowledge of the Company’s knowledge, threatened currently threatened) against or affecting the Company or any of Company subsidiary, its respective activities or its respective properties before any court or governmental agency. There is no action, suit, proceeding or investigation by the Company’s officers Company or directors, whether of a civil any Company subsidiary currently pending or criminal nature which the Company or otherwise, in their capacities as suchany Company subsidiary intends to initiate.
Appears in 1 contract
Samples: Securities Purchase Agreement (Mandalay Media, Inc.)
Absence of Litigation. There is are no actionactions, suitsuits or proceedings with pending or threatened against the Company, proceedingat law or in equity, inquiry or investigation before or by any courtfederal, public state, municipal, foreign or other governmental department, commission, board, government agencybureau, self-regulatory organization agency or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as suchinstrumentality.
Appears in 1 contract
Samples: Secured Financing Agreement (AMERICAN POWER GROUP Corp)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company Company, the Common Stock or any of the Company’s or its Subsidiaries’ officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as suchsuch that would reasonably be expected to have a Material Adverse Effect.
Appears in 1 contract
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s officers or directors, whether of a civil directors or criminal nature 5% or otherwise, greater stockholders in their capacities as such.
Appears in 1 contract
Samples: Securities Purchase Agreement (Dolphin Entertainment, Inc.)
Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge Knowledge of the CompanySeller, threatened in writing against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.
Appears in 1 contract
Samples: Stock Purchase Agreement (Ascend Acquisition Corp.)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s its officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.
Appears in 1 contract
Samples: Securities Purchase Agreement (Mount TAM Biotechnologies, Inc.)
Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge Knowledge of the Company, threatened against or affecting the Company or any of the Company’s its officers or directorsdirectors acting as such that could, whether of individually or in the aggregate, have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.
Appears in 1 contract
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory selfregulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Securities or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.
Appears in 1 contract
Absence of Litigation. There is no action, suit, proceeding, inquiry inquiry, or investigation before or by any court, public board, government agency, self-regulatory organization organization, or other regulatory body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as suchofficers or directors of the Company.
Appears in 1 contract
Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, or any of the Company’s its business, properties or assets or its officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities capacity as such, that would have a Material Adverse Effect.
Appears in 1 contract
Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge Knowledge of the CompanySellers, threatened in writing against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.
Appears in 1 contract
Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.
Appears in 1 contract
Samples: Securities Purchase Agreement (Micro Therapeutics Inc)
Absence of Litigation. There Except for litigation in the ordinary course of business or that would not reasonably be expected to result in a Material Adverse Effect, there is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body DM_US 76891157-3.088627. 0010 pending or, to the knowledge of the Company, or threatened against or affecting the Company Company, its Subsidiaries or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.
Appears in 1 contract
Samples: Stock Purchase Agreement (Kingsway Financial Services Inc)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Sponsor and the Company, threatened against or affecting the Sponsor or the Company or any of the Sponsor’s or the Company’s managers, officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.
Appears in 1 contract
Samples: Subscription Agreement (Hennessy Capital Investment Corp. V)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Ordinary Shares or any of the Company’s officers subsidiaries, wherein an unfavorable decision, ruling or directors, whether of finding would have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.
Appears in 1 contract
Samples: Note Purchase Agreement (Bos Better Online Solutions LTD)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.
Appears in 1 contract
Samples: Securities Purchase Agreement (Great Basin Scientific, Inc.)
Absence of Litigation. There is no material action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as suchCompany Subsidiaries.
Appears in 1 contract
Samples: Preferred Stock and Warrant Purchase Agreement (Wire One Technologies Inc)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of which could reasonably be expected to have a civil or criminal nature or otherwise, in their capacities as suchmaterial adverse effect.
Appears in 1 contract
Samples: Bridge Loan Conversion Agreement (TWO RIVERS WATER & FARMING Co)
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its Subsidiaries, the Common Stock or any of the Company’s Subsidiaries or any of the Company’s or its Subsidiaries’ officers or directors, whether directors which is outside of a civil the ordinary course of business or criminal nature individually or otherwise, in their capacities as suchthe aggregate material to the Company.
Appears in 1 contract
Samples: Securities Purchase Agreement (GreenHunter Energy, Inc.)
Absence of Litigation. There is no action, suitsuit or proceeding, proceedingor, to the Company’s knowledge, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.
Appears in 1 contract
Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.
Appears in 1 contract
Samples: Senior Secured Convertible Promissory Note (Raadr, Inc.)