Absence of Registration Rights. Except as disclosed in the Prospectus and the Disclosure Package, there are no persons with registration rights or other similar rights to have any securities registered pursuant to the Registration Statement or otherwise registered by the Company under the 1933 Act.
Appears in 24 contracts
Samples: Underwriting Agreement (Capital Southwest Corp), Underwriting Agreement (Capital Southwest Corp), Underwriting Agreement (Capital Southwest Corp)
Absence of Registration Rights. Except as disclosed in the Prospectus Registration Statement, the Disclosure Package and the Disclosure PackageProspectus, there are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Company under the 1933 Act.
Appears in 23 contracts
Samples: Underwriting Agreement (Arbor Realty Trust Inc), Underwriting Agreement (Arbor Realty Trust Inc), Underwriting Agreement (Arbor Realty Trust Inc)
Absence of Registration Rights. Except as disclosed in the Prospectus and the Disclosure PackageProspectus, there are no persons with registration rights or other similar rights to have any securities registered pursuant to the Registration Statement or otherwise registered by the Company under the 1933 Act.
Appears in 12 contracts
Samples: Equity Distribution Agreement (Capital Southwest Corp), Equity Distribution Agreement (Capital Southwest Corp), Equity Distribution Agreement (Capital Southwest Corp)
Absence of Registration Rights. Except as disclosed in the Registration Statement, the Prospectus and the Disclosure Package, there are no persons with registration rights or other similar rights to have any securities registered pursuant to the Registration Statement or otherwise registered by the Company under the 1933 Act.
Appears in 9 contracts
Samples: Underwriting Agreement (FIDUS INVESTMENT Corp), Underwriting Agreement (FIDUS INVESTMENT Corp), Underwriting Agreement (FIDUS INVESTMENT Corp)
Absence of Registration Rights. Except as disclosed described in the Prospectus and Registration Statement, the General Disclosure PackagePackage or the Prospectus, there are no persons with registration rights or other similar rights to have any securities (debt or equity) registered pursuant to the Registration Statement or otherwise registered by the Company under the 1933 Act.
Appears in 7 contracts
Samples: Underwriting Agreement (Ares Commercial Real Estate Corp), Underwriting Agreement (Ares Commercial Real Estate Corp), Underwriting Agreement (Ares Commercial Real Estate Corp)
Absence of Registration Rights. Except as disclosed in the Prospectus and the Disclosure PackageFinal Prospectus, there are no persons with registration rights or other similar rights to have any securities registered pursuant to the Registration Statement or otherwise registered by the Company under the 1933 Act.
Appears in 7 contracts
Samples: Underwriting Agreement (Stellus Capital Investment Corp), Underwriting Agreement (Alcentra Capital Corp), Underwriting Agreement (Alcentra Capital Corp)
Absence of Registration Rights. Except as disclosed described in the Prospectus and the Disclosure PackageProspectus, there are no persons with registration rights or other similar rights to have any securities registered pursuant to the Registration Statement or otherwise registered by the Company under the 1933 Act.
Appears in 2 contracts
Samples: Purchase Agreement (Essex Property Trust Inc), Purchase Agreement (Essex Property Trust Inc)
Absence of Registration Rights. Except as disclosed described in the Prospectus Registration Statement, the General Disclosure Package and the Disclosure PackageProspectus, there are no persons with registration rights or other similar rights to have any securities (debt or equity) registered pursuant to the Registration Statement or otherwise registered included in the offering contemplated by the Company under the 1933 Actthis Agreement.
Appears in 2 contracts
Samples: Underwriting Agreement (WPX Energy, Inc.), Underwriting Agreement (WPX Energy, Inc.)
Absence of Registration Rights. Except as disclosed in the Prospectus and the Disclosure Package, there are no persons with registration rights or other similar rights to have any securities (debt or equity) registered pursuant to the Registration Statement or otherwise registered by the Company under the 1933 Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Main Street Capital CORP), Main Street Capital CORP
Absence of Registration Rights. Except as disclosed in the Prospectus and the Disclosure PackagePreliminary Prospectus, there are no persons with registration rights or other similar rights to have any securities registered pursuant to the Registration Statement or otherwise registered by the Company under the 1933 Act.
Appears in 1 contract
Absence of Registration Rights. Except as disclosed described in the Prospectus and Registration Statement, the General Disclosure PackagePackage or the Prospectus, there are no persons with registration rights or other similar rights to have any securities (debt or equity) registered pursuant to the Registration Statement or otherwise registered by the Company under the 1933 Securities Act.
Appears in 1 contract
Samples: Management Agreement (Ares Commercial Real Estate Corp)
Absence of Registration Rights. Except as disclosed in the Prospectus Registration Statement, and the Disclosure PackageProspectus, there are no persons with registration rights or other similar rights to have any securities registered pursuant to the Registration Statement or otherwise registered by the Company under the 1933 Securities Act.
Appears in 1 contract
Samples: Equity Distribution Agreement (FIDUS INVESTMENT Corp)
Absence of Registration Rights. Except as disclosed in the Prospectus and the Disclosure Package, there are no persons with registration rights or other similar rights to have any securities registered pursuant to the Registration Statement or otherwise registered by the Company under the 1933 Act.. β
Appears in 1 contract
Samples: Main Street Capital CORP
Absence of Registration Rights. Except as disclosed in the Prospectus and the Disclosure Package(or any amendment or supplement thereto), there are no persons with registration rights or other similar rights to have any securities registered pursuant to the Registration Statement or otherwise registered by the Company under the 1933 Act.
Appears in 1 contract
Samples: Equity Distribution Agreement (Main Street Capital CORP)
Absence of Registration Rights. Except as disclosed in the Prospectus and the Disclosure PackageProspectus, there are no persons with registration rights or other similar rights to have any securities registered pursuant to the Registration Statement or otherwise registered by the Company Fidus Entities under the 1933 Act.
Appears in 1 contract
Samples: Investment Advisory Agreement (FIDUS INVESTMENT Corp)
Absence of Registration Rights. Except as disclosed in the Prospectus and the Disclosure Package, there There are no persons with registration rights or other similar rights to have any securities registered pursuant to the Registration Statement or Statement, except for certain current and former members of management, otherwise registered by the Company under the 1933 Act.. (xxxiv)
Appears in 1 contract
Samples: Criimi Mae Inc
Absence of Registration Rights. Except as disclosed in the Prospectus and the Disclosure PackageProspectus, there are no persons with registration rights or other similar rights to have any securities registered pursuant to the Registration Statement or otherwise registered by the Company under the 1933 Act.. (aa)
Appears in 1 contract
Samples: Equity Distribution Agreement (Capital Southwest Corp)
