Acceptance of New Accounts. Broker shall be responsible for opening and approving new accounts in compliance with the Rules.
Appears in 8 contracts
Samples: Disclosed Clearing Agreement (Gleacher & Company, Inc.), Clearing Agreement (Southern Trust Securities Holding Corp), Disclosed Clearing Agreement (Summit Financial Services Group Inc)
Acceptance of New Accounts. Broker shall be responsible for opening opening, determining eligibility for, and approving new accounts in compliance with the RulesApplicable Law.
Appears in 2 contracts
Samples: www.sec.gov, Disclosed Clearing Agreement (Summit Financial Services Group Inc)
Acceptance of New Accounts. Broker shall be responsible for opening opening, monitoring, and approving new accounts in compliance with the Rules.
Appears in 1 contract
Samples: Agreement (Kbw, Inc.)
Acceptance of New Accounts. Broker shall be responsible for opening and -------------------------- approving new accounts in compliance with the Rules.
Appears in 1 contract
Samples: Disclosed Clearing Agreement (Ziegler Companies Inc)
Acceptance of New Accounts. Broker shall be responsible for opening and approving new accounts in compliance with the applicable Rules.
Appears in 1 contract
Samples: Disclosed Clearing Agreement (Siebert Financial Corp)
