Account Transactions. CLIENT recognizes and agrees that in order for ADVISER to discharge its responsibilities, it must engage in securities brokerage transactions described in paragraph 1 herein; commissions and/or transaction fees are generally charges for effecting securities transactions; and the brokerage commissions and/or transactions fees charged to CLIENT for securities brokerage transactions are exclusive of, and in addition to, Adviser Compensation as defined in paragraph 2 hereof.
Appears in 4 contracts
Samples: Investment Advisory Agreement, Investment Advisory Agreement, Investment Advisory Agreement