Accounts of Associated Persons. In each case in which a Customer is an employee or otherwise associated with an NASD member, Correspondent shall be responsible for notifying such member in accordance with the provisions of Article III, Section 28 of the NASD Rules of Fair Practice.
Appears in 4 contracts
Samples: Fully Disclosed Clearing Agreement (Davis & Associates), Fully Disclosed Clearing Agreement (Raike Financial Group Inc/Ga), Fully Disclosed Clearing Agreement (All Tech Investment Group Inc /De/)
