Common use of Actively Traded Security Clause in Contracts

Actively Traded Security. The Common Shares are an “actively-traded security” exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule. Any certificate signed by an officer of the Company and delivered to Agent or to counsel for Agent pursuant to or in connection with this Agreement shall be deemed to be a representation and warranty by the Company, as applicable, to Agent as to the matters set forth therein.

Appears in 4 contracts

Samples: Physicians Realty Trust, Physicians Realty Trust, Physicians Realty Trust

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Actively Traded Security. The Common Shares are an “actively-actively traded security” exempted excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule. Any certificate signed uu. Proprietary Trading by an officer the Agent. The Company consents to the Agent and the Forward Purchaser trading in the Company’s Common Shares for their respective accounts and for the accounts of their respective clients at the Company and delivered to Agent or to counsel for Agent same time as sales of Placement Shares occur pursuant to or in connection with this Agreement shall be deemed to be a representation and warranty by the Company, as applicable, to Agent as to the matters set forth thereinor any Alternative Distribution Agreement. vv.

Appears in 4 contracts

Samples: Physicians Realty L.P., Physicians Realty L.P., Physicians Realty L.P.

Actively Traded Security. The Common Shares are is an “actively-actively traded security” exempted excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule. Any certificate signed by an officer of the Company and delivered to Agent or to counsel for Agent pursuant to or in connection with this Agreement shall be deemed to be a representation and warranty by the Company, as applicable, to Agent as to the matters set forth therein.

Appears in 3 contracts

Samples: Equity Distribution Agreement (Core Laboratories N V), Equity Distribution Agreement (Core Laboratories N V), Sales Agency Agreement (Inland Real Estate Corp)

Actively Traded Security. The Common Shares are Stock is an “actively-actively traded security” exempted excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule. Any certificate signed by an officer The Company acknowledges that the Sales Agent and, for purposes of the opinions to be delivered pursuant to Sections 5 and 6 hereof, counsel to the Company and delivered to Agent or to counsel for Agent pursuant to or in connection with this Agreement shall be deemed to be a representation and warranty by the Company, as applicable, to Agent as to the matters set forth thereinSales Agent, will rely upon the accuracy and truthfulness of the foregoing representations and hereby consents to such reliance.

Appears in 2 contracts

Samples: Distribution Agreement (DiamondRock Hospitality Co), Distribution Agreement (DiamondRock Hospitality Co)

Actively Traded Security. The Common Shares are an “actively-"actively traded security” exempted " excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule. Any certificate signed by an officer of the Company and delivered to Agent or to counsel for Agent pursuant to or in connection with this Agreement shall be deemed to be a representation and warranty by the Company, as applicable, to Agent as to the matters set forth therein.

Appears in 1 contract

Samples: Sales Agreement (Investors Real Estate Trust)

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Actively Traded Security. The Common Shares are an “actively-actively traded security” exempted excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule. Any certificate signed uu. Proprietary Trading by an officer the Agent. The Company consents to the Agent and the Forward Purchaser trading in the Company’s Common Shares for their respective accounts and for the accounts of their respective clients at the Company and delivered to Agent or to counsel for Agent same time as sales of Placement Shares occur pursuant to or in connection with this Agreement shall be deemed to be a representation and warranty by the Company, as applicable, to Agent as to the matters set forth therein.or any Alternative Distribution Agreement. 14

Appears in 1 contract

Samples: Physicians Realty L.P.

Actively Traded Security. The Except under circumstances where the Company has provided the Agents, Forward Purchasers or Forward Sellers with the notice required pursuant to Section 7(y) of this Agreement, the Common Shares are an “actively-actively traded security” exempted excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule. Any certificate signed by an officer of the Company and delivered to Agent or to counsel for Agent pursuant to or in connection with this Agreement shall be deemed to be a representation and warranty by the Company, as applicable, to Agent as to the matters set forth therein.

Appears in 1 contract

Samples: Equity Distribution Agreement (Elme Communities)

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