Actively Traded Security. If, at the time of execution of this Agreement, the Company’s Common Stock is not an “actively traded security” exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule, the Company shall notify Canaccord at the time the Common Stock becomes an “actively traded security” under such rule. Furthermore, the Company shall notify Canaccord immediately if the Common Stock, having once qualified for such exemption, ceases to so qualify.
Appears in 12 contracts
Samples: Equity Distribution Agreement (Mohawk Group Holdings, Inc.), Equity Distribution Agreement (Arcimoto Inc), Equity Distribution Agreement (Inseego Corp.)
Actively Traded Security. If, at the time of execution of this Agreement, the Company’s Common Stock Shares is not an “actively traded security” exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule, the Company shall notify Canaccord at the time the Common Stock becomes Shares become an “actively traded security” under such rule. Furthermore, the Company shall notify Canaccord immediately if the Common StockShares, having once qualified for such exemption, ceases cease to so qualify.
Appears in 8 contracts
Samples: Equity Distribution Agreement (Palatin Technologies Inc), Equity Distribution Agreement (T2 Biosystems, Inc.), Equity Distribution Agreement (T2 Biosystems, Inc.)
Actively Traded Security. If, at the time of execution of this Agreement, the Company’s Common Stock is Shares are not an “actively traded security” exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule, the Company shall notify Canaccord at the time the Common Stock Shares becomes an “actively traded security” under such rule. Furthermore, the Company shall notify Canaccord immediately if the Common StockShares, having once qualified for such exemption, ceases to so qualify.
Appears in 6 contracts
Samples: Equity Distribution Agreement (Spire Global, Inc.), Equity Distribution Agreement (Spire Global, Inc.), Equity Distribution Agreement (Clever Leaves Holdings Inc.)
Actively Traded Security. If, at the time of the execution of this Agreement, the Company’s Common Stock is Shares are not an “actively traded security” exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule, the Company shall notify Canaccord at the time the Common Stock Shares becomes an “actively traded security” under such rule. Furthermore, the Company shall notify Canaccord immediately if the Common StockShares, having once qualified for such exemption, ceases to so qualify.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Blue Apron Holdings, Inc.), Equity Distribution Agreement (Blue Apron Holdings, Inc.)
Actively Traded Security. If, at the time of the execution of this Agreement, the Company’s Common Stock is Shares are not an “actively traded security” exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule, the Company shall notify Canaccord at the time the Common Stock Shares becomes an “actively traded security” under such rule. Furthermore, the Company shall notify Canaccord immediately if the Common StockShares, having once qualified for such exemption, ceases cease to so qualify.
Appears in 1 contract
Samples: Equity Distribution Agreement (Motorsport Games Inc.)
