Common use of ACTIVITIES OF FORESIDE Clause in Contracts

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLO), or who are otherwise affiliated persons of the Fund Company, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior approval by the Fund Company, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund Company.

Appears in 7 contracts

Samples: Fund Cco and Amlo Agreement (NEOS ETF Trust), Fund Cco and Amlo Agreement (Simplify Exchange Traded Funds), Fund Cco and Amlo Agreement (Mirae Asset Discovery Funds)

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ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLOPFO/Treasurer), or who are otherwise affiliated persons of the Fund CompanyFund, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior approval by the Fund CompanyFund, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund CompanyFund.

Appears in 6 contracts

Samples: Fund Officer Services Agreement (NEOS ETF Trust), Pfo/Treasurer Services Agreement (Taiwan Fund Inc), Fund Pfo/Treasurer Agreement (2nd Vote Funds)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLOCCO), or who are otherwise affiliated persons of the Fund Company, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior approval by the Fund Company, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund Company.

Appears in 4 contracts

Samples: Fund Cco Agreement (Monachil Credit Income Fund), Fund Cco Agreement (Tidal ETF Trust II), Fund Compliance Agreement (Horizons ETF Trust)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLOPFO/Treasurer), or who are otherwise affiliated persons of the Fund CompanyFund, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior written approval by the Fund CompanyFund, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund CompanyFund.

Appears in 4 contracts

Samples: Fund Officer Services Agreement (JOHCM Funds Trust), Fund Pfo/Treasurer Agreement (Global Beta ETF Trust), Fund Treasurer Agreement (AIM ETF Products Trust)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Client and/or a Fund Company (including, without limitation, the CCO CCO, AMLCO and AMLOPFO identified in Appendix B hereto), or persons who are otherwise affiliated persons of the Client and/or a Fund Company, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon Subject to prior written approval by of the Fund CompanyClient, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside Foreside, who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund Companyapplicable Funds.

Appears in 3 contracts

Samples: Compliance Services Agreement (Nomura Partners Funds, Inc.), Compliance Services Agreement (Nomura Partners Funds, Inc.), Compliance Services Agreement (Nomura Partners Funds, Inc.)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s 's obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s 's right, or the right of any of Foreside’s 's managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLOPFO/Treasurer), or who are otherwise affiliated persons of the Fund CompanyFund, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior approval by the Fund CompanyFund, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s 's compensation or reimbursement of expenses from the Fund CompanyFund.

Appears in 3 contracts

Samples: Fund Pfo/Treasurer Agreement (Esoterica Thematic ETF Trust), Pfo/Treasurer Services Agreement (RevenueShares ETF Trust), Pfo/Treasurer Services Agreement (Sound Shore Fund Inc)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLOCCO), or who are otherwise affiliated persons of the Fund CompanyFund, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior approval by the Fund CompanyFund, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund CompanyFund.

Appears in 3 contracts

Samples: Cco Agreement (A3 Alternative Credit Fund), Cco Agreement (SharesPost 100 Fund), Cco Agreement (SharesPost 100 Fund)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLOCFO/Treasurer), or who are otherwise affiliated persons of the Fund CompanyFund, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior approval by the Fund CompanyFund, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund CompanyFund.

Appears in 3 contracts

Samples: Fund Cfo/Treasurer Agreement (Morningstar Funds Trust), Cfo/Treasurer Agreement (Horizons ETF Trust), Fund Cfo/Treasurer Agreement (Horizons ETF Trust)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLOPFO/Treasurer), or who are otherwise affiliated persons of the Fund CompanyFund, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior approval by the Fund CompanyFund, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund Companyhereunder.

Appears in 2 contracts

Samples: Pfo/Treasurer Services Agreement (FocusShares Trust), Pfo/Treasurer Services Agreement (FocusShares Trust)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLOeach Officer), or who are otherwise affiliated persons of the Fund Company, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior written approval by the Fund Company, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund Company.

Appears in 2 contracts

Samples: Fund Officer Agreement (Datum One Series Trust), Fund Officer Agreement (OSI ETF Trust)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLOFund Officers), or who are otherwise affiliated persons of the Fund Company, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior approval by the Fund Company, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund Company.

Appears in 2 contracts

Samples: Fund Officer Services Agreement (2023 ETF Series Trust II), Cco and Amlo Agreement (2023 ETF Series Trust)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLOPFO/Treasurer), or who are otherwise affiliated persons of the Fund CompanyFund, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior written approval by the Fund CompanyFund, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons out of its own resources for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund CompanyFund.

Appears in 2 contracts

Samples: Fund Pfo/Treasurer Agreement (Milliman Variable Insurance Trust), Fund Pfo/Treasurer Agreement (Milliman Variable Insurance Trust)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLOCCO), or who are otherwise affiliated persons of the Fund CompanyFund, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior written approval by the Fund Company, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund Companyhereunder.

Appears in 2 contracts

Samples: Fund Compliance Services Agreement (FocusShares Trust), Fund Compliance Services Agreement (FocusShares Trust)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLOPFO/Treasurer), or who are otherwise affiliated persons of the Fund CompanyFund, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior approval by the Fund CompanyFund, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund CompanyFund.

Appears in 2 contracts

Samples: Treasurer Services Agreement (FocusShares Trust), Treasurer Services Agreement (Proshares Trust)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and and/or AMLO), or who are otherwise affiliated persons of the Fund CompanyFund, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior approval by the Fund CompanyFund, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund CompanyFund.

Appears in 2 contracts

Samples: Compliance and Aml Services Agreement (Javelin Exchange-Traded Trust), Compliance and Anti Money Laundering Services Agreement (Old Mutual Global Shares Trust)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLO), or who are otherwise affiliated persons of the Fund Company, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior written approval by the Fund Company, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund Company.

Appears in 2 contracts

Samples: Fund Cco and Amlo Agreement (Engine No. 1 ETF Trust), Cco and Amlo Agreement (Global Beta ETF Trust)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLO), or who are otherwise affiliated persons of the Fund Company, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior written approval by the Fund Company, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons out of its own resources for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund Company.

Appears in 2 contracts

Samples: Fund Cco and Amlo Agreement (Milliman Variable Insurance Trust), Compliance Services Agreement (Milliman Variable Insurance Trust)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s 's obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s 's right, or the right of any of Foreside’s 's managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLOAMLCO), or who are otherwise affiliated persons of the Fund Company, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon at least thirty (30) days' prior written approval by the Fund Company, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s 's compensation or reimbursement of expenses from the Fund Company.

Appears in 1 contract

Samples: Cco and Amlco Agreement (Community Development Fund)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and and/or AMLO), or who are otherwise affiliated persons of the Fund CompanyFund, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior written approval by the Fund Company, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund Company.

Appears in 1 contract

Samples: Fund Compliance and Aml Services Agreement (Harding Loevner Funds Inc)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s 's obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s 's right, or the right of any of Foreside’s 's managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company Trust (including, without limitation, the CCO and AMLOPFO/Treasurer), or who are otherwise affiliated persons of the Fund CompanyTrust, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior approval by the Fund CompanyTrust, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s 's compensation or reimbursement of expenses from the Fund CompanyTrust.

Appears in 1 contract

Samples: Pfo/Treasurer Services Agreement (Ironwood Series Trust)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLOPFO/Treasurer), or who are otherwise affiliated persons of the Fund Company, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior approval by the Fund Company, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund Company.

Appears in 1 contract

Samples: Fund Pfo/Treasurer Agreement (DriveWealth ETF Trust)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s 's obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s 's right, or the right of any of Foreside’s 's managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLO), or who are otherwise affiliated persons of the Fund Company, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior written approval by the Fund Company, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s 's compensation or reimbursement of expenses from the Fund Company.

Appears in 1 contract

Samples: Compliance Services Agreement (OSI ETF Trust)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trusteeTrustee, officer or employee of the Fund Company Trust (including, without limitation, the CCO and AMLOidentified in Appendix B hereto), or persons who are otherwise affiliated persons of the Fund Company, Trust to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon Subject to prior written approval by of the Fund CompanyTrust (not to be unreasonably withheld), Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside Foreside, who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund CompanyTrust.

Appears in 1 contract

Samples: Compliance Services Agreement (Hirtle Callaghan Trust)

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ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company Trust (including, without limitation, the CCO and AMLOCCO), or who are otherwise affiliated persons of the Fund CompanyTrust, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior approval by the Fund CompanyTrust, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund CompanyTrust.

Appears in 1 contract

Samples: Compliance Services Agreement (U.S. One Trust)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLOCCO), or who are otherwise affiliated persons of the Fund Company, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior written approval by the Fund Company, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund Company.

Appears in 1 contract

Samples: Cco Agreement (PENN Capital Funds Trust)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLO), or who are otherwise affiliated persons of the Fund Company, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior written approval by the Fund Company, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund Companyexpenses.

Appears in 1 contract

Samples: Fund Aml Officer Agreement (Precidian ETFs Trust)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s 's obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s 's right, or the right of any of Foreside’s 's managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLOCFO/Treasurer), or who are otherwise affiliated persons of the Fund CompanyFund, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior written approval by the Fund CompanyFund, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s 's compensation or reimbursement of expenses from the Fund CompanyFund.

Appears in 1 contract

Samples: Fund Cfo/Treasurer Agreement (OSI ETF Trust)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLOPFO/Treasurer), or who are otherwise affiliated persons of the Fund CompanyFund, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior written approval by the Fund CompanyFund, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund Companyexpenses.

Appears in 1 contract

Samples: Fund Pfo/Treasurer Agreement (Precidian ETFs Trust)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside.Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the a Fund Company (including, without limitation, the CCO and AMLOCCO), or who are otherwise affiliated persons of the a Fund Company, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior approval by the each Fund Company, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund Companyexpenses.

Appears in 1 contract

Samples: Fund Cco Agreement (Eagle Growth & Income Opportunities Fund)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and and/or AMLO)) , or who are otherwise affiliated persons of the Fund CompanyFund, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior approval by the Fund Company, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund Company.

Appears in 1 contract

Samples: Fund Compliance and Aml Services Agreement (Mirae Asset Discovery Funds)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and and/or AMLO), or who are otherwise affiliated persons of the Fund CompanyFund, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior approval by the Fund Company, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund Company.

Appears in 1 contract

Samples: Fund Compliance and Aml Services Agreement (Mirae Asset Discovery Funds)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLO), or who are otherwise affiliated persons of the Fund Company, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior approval by the Fund CompanyCompany and the Board with respect to the CCO, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund Company.

Appears in 1 contract

Samples: Fund Cco and Amlo Agreement (DriveWealth ETF Trust)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s 's obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s 's right, or the right of any of Foreside’s 's managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLOeach Officer), or who are otherwise affiliated persons of the Fund Company, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior written approval by the Fund Company, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s 's compensation or reimbursement of expenses from the Fund Company.

Appears in 1 contract

Samples: Fund Officer Agreement (Datum One Series Trust)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLOCFO/Treasurer), or who are otherwise affiliated persons of the Fund CompanyFund, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior approval by the Fund CompanyFund, Foreside may subcontract any or all of its functions functions, agreements or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its agreements and responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund CompanyFund.

Appears in 1 contract

Samples: Fund Cfo/Treasurer Agreement (Arbitrage Funds)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLOPFO/Treasurer), or who are otherwise affiliated persons of the Fund Company, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior written approval by the Fund Company, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund Company.. Fund Company

Appears in 1 contract

Samples: Fund Pfo/Treasurer Agreement (Engine No. 1 ETF Trust)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s 's obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s 's right, or the right of any of Foreside’s 's managers, officers or employees who also may be a director, trusteeDirector, officer or employee of the Fund Company (including, without limitation, the CCO and AMLOidentified in Appendix B hereto), or persons who are otherwise affiliated persons of the Fund Company, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon Subject to prior written approval by of the Fund CompanyFund, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside Foreside, who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s 's compensation or reimbursement of expenses from the Fund CompanyFund.

Appears in 1 contract

Samples: Compliance Services Agreement (Japan Fund Inc)

ACTIVITIES OF FORESIDE. (a) Except to the extent necessary to perform Foreside’s obligations under this Agreement, nothing herein shall be deemed to limit or restrict Foreside’s right, or the right of any of Foreside’s managers, officers or employees who also may be a director, trustee, officer or employee of the Fund Company (including, without limitation, the CCO and AMLOCCO), or who are otherwise affiliated persons of the Fund Company, to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, trust, firm, individual or association. (b) Upon prior written approval by the Fund Company, Foreside may subcontract any or all of its functions or responsibilities pursuant to this Agreement to one or more persons, which may be affiliated persons of Foreside who agree to comply with the terms of this Agreement; provided, that any such subcontracting shall not relieve Foreside of its responsibilities hereunder. Foreside may pay those persons for their services, but no such payment will increase Foreside’s compensation or reimbursement of expenses from the Fund Companyexpenses.

Appears in 1 contract

Samples: Fund Cco Agreement (Precidian ETFs Trust)

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