Additional Classes of Securities Sample Clauses

Additional Classes of Securities. The Company hereby appoints AST to act as sole transfer agent and registrar for 4,360,000 shares of Series A Cumulative Preferred Shares issued by the Company and AST hereby accepts such appointment. AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC ALLIANZGI CONVERTIBLE & INCOME FUND By: By: Name: Name: Title: Title:
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Additional Classes of Securities. The Company hereby appoints AST to act as sole transfer agent and registrar for 5.20% Series A Cumulative Preferred Shares issued by the Company and AST hereby accepts such appointment. AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC GAMCO NATURAL RESOURCES, GOLD & INCOME TRUST By: /s/ Xxxxxxx Xxxxxxxx By: /s/ Xxxxxx X. Mango Name: Xxxxxxx Xxxxxxxx Name: Xxxxxx X. Mango
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Additional Classes of Securities. The Board of Managers has the ability to establish additional classes of securities.
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Additional Classes of Securities. The Company hereby appoints AST to act as sole transfer agent and registrar for Series G Mandatory Redeemable Preferred Shares, par value $0.001 per share, issued by the Company and AST hereby accepts such appointment. AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC XXXXX XXXXXXXX MLP INVESTMENT COMPANY By: /s/ Xxxxx Xxxxxxxxx By: /s/ Xxxxx X. Xxxx Name: Xxxxx Xxxxxxxxx Name: Xxxxx X. Xxxx
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Additional Classes of Securities. The Company hereby appoints AST to act as sole transfer agent and registrar for Series A Preferred Shares issued by the Company and AST hereby accepts such appointment. In order that the Series A Preferred Shares may be designated as a new class of Shares under the Agreement, including, without limitation, any and all schedules an exhibits thereto, the Company agrees and binds itself to the terms and conditions thereof with respect to the Series A Preferred Shares and acknowledges that by the execution and delivery of this Addendum, it shall assume all of the obligations and shall be entitled to all of the rights, duties and obligations with respect to a class of Shares, as if the Series A Preferred Shares were an original designated class of Shares under the Agreement. AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC HIGHLAND INCOME FUND By: /s/ Xxxxxxx X. Xxxxxxx By: /s/ Xxxxx Xxxxxxxxxx Name: Xxxxxxx X. Xxxxxxx Name: Xxxxx Xxxxxxxxxx Title: Executive Director Title: Treasurer, Principal Executive Officer and Principal Financial and Accounting Officer AST | 0000 00xx Xxxxxx, Xxxxxxxx, XX 00000 T 718.921.8200 xxxx@xxxxxxxxxxxx.xxx
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Related to Additional Classes of Securities

  • Purchases of Securities PFPC Trust shall settle purchased securities upon receipt of Oral Instructions or Written Instructions that specify:

  • Establishment of Terms of Series of Securities At or prior to the issuance of any Securities within a Series, the following shall be established (as to the Series generally, in the case of Subsection 2.02(a) and either as to such Securities within the Series or as to the Series generally in the case of Subsections 2.02(b) through 2.02(s)) by or pursuant to a Board Resolution, and set forth or determined in the manner provided in a Board Resolution, supplemental indenture or an Officers’ Certificate:

  • Terms of Securities A Board Resolution, a supplemental indenture hereto or an Officers’ Certificate shall establish whether the Securities of a Series shall be issued in whole or in part in the form of one or more Global Securities and the Depositary for such Global Security or Securities.

  • Repayment of Securities Securities of any series subject to repayment in whole or in part at the option of the Holders thereof will, unless otherwise provided in the terms of such Securities, be repaid at a price equal to the principal amount thereof, together with interest (if any) thereon accrued to the Repayment Date specified in or pursuant to the terms of such Securities. The Company covenants that, with respect to such Securities, on or before the Repayment Date it will deposit with a Trustee or with a Paying Agent (or, if the Company is acting as its own Paying Agent, segregate and hold in trust as provided in Section 10.03) an amount of money in the Currency in which the Securities of such series are payable (except as otherwise specified pursuant to Section 3.01 for the Securities of such series and except, if applicable, as provided in Sections 3.12(b), 3.12(d) and 3.12(e)) sufficient to pay the principal (or, if so provided by the terms of the Securities of any series, a percentage of the principal) of and (except if the Repayment Date shall be an Interest Payment Date) accrued interest (if any) on, all the Securities or portions thereof, as the case may be, to be repaid on such date.

  • Prior Sales of Securities Except as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Final Prospectus, the Company has not sold or issued any shares of Common Stock during the six-month period preceding the date hereof, including any sales pursuant to Rule 144A under, or Regulations D or S of, the Securities Act, other than shares issued pursuant to employee benefit plans, stock option plans or other employee compensation plans or pursuant to outstanding preferred stock, options, rights or warrants or other outstanding convertible securities.

  • Additional Issuances of Securities (i) For purposes of this Section 4(o), the following definitions shall apply.

  • Resales of Securities The Investor represents, warrants and covenants that it will resell Securities purchased or acquired by the Investor from the Company pursuant to this Agreement only pursuant to the Registration Statement in which the resale of such Securities is registered under the Securities Act and the Prospectus contained therein, in a manner described under the caption “Plan of Distribution” in such Registration Statement and Prospectus, and in a manner in compliance with all applicable U.S. federal and applicable state securities laws, rules and regulations.

  • Payments of Securities With respect to each series of Securities, the Company will duly and punctually pay the principal of (and premium, if any) and interest on such Securities in accordance with their terms and this Indenture, and will duly comply with all the other terms, agreements and conditions contained in, or made in the Indenture for the benefit of, the Securities of such series.

  • Control by Holders of Securities The Holders of not less than a majority in principal amount of the Outstanding Securities of any series shall have the right to direct the time, method and place of conducting any proceeding for any remedy available to the Trustee or exercising any trust or power conferred on the Trustee with respect to the Securities of such series, provided that

  • Sales of Securities PFPC Trust shall settle sold securities upon receipt of Oral Instructions or Written Instructions that specify:

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