Common use of Additional Data Delivery Services Clause in Contracts

Additional Data Delivery Services. Ad Hoc per PowerSelect File Development - Standard ad-hoc select: $[ ] per file - Custom coded data for recurring, scheduled delivery: $[ ] per hour consultation and programming development - Support: $[ ] per file per month for recurring files/reports scheduled for delivery via Report Source. - Recurring files scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] one-time fee - Support: $[ ] per file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] implementation − $[ ] per month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] implementation − $[ ] per ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] implementation − $[ ] per ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] implementation − $[ ] per ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] implementation − $[ ] per ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] implementation − $[ ] per ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] per month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] per hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at May, 2016 § On-site at USBFS - $[ ] per day § At Client Location - $[ ] per day plus travel and miscellanous expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o $[ ] per direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] setup per fund group § $[ ] per month administration § $[ ] per received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] per fund group per month § Account Management/Database Administration − $[ ] per month − Receiving - $[ ] per SKU − Order Processing - $[ ] per order − Skid Storage - $[ ] per month per location − Disposal - $[ ] per SKU § Inbound Teleservicing Only − Account Management - $[ ] per month (OR) − Call Servicing - $[ ] per call § Lead Source Reporting − $[ ] per month § Closed Loop Reporting − Account Management - $[ ] per month − Database Installation, Setup - $[ ] per fund group § Miscellanous Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Additional Data Delivery Services. Ad Hoc per PowerSelect File Development - Standard ad-hoc select: $[ ] ___ per file - Custom coded data for recurring, scheduled delivery: $[ ] ___ per hour consultation and programming development - Support: $[ ] ___ per file per month for recurring files/reports scheduled for delivery via Report Source. - Recurring files scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] ___ one-time fee - Support: $[ ] ___ per file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] ___ implementation − $[ ] ___ per month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] ___ implementation − $[ ] ___ per ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] ___ implementation − $[ ] ___ per ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] ___ implementation − $[ ] ___ per ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] ___ implementation − $[ ] ___ per ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] ___ implementation − $[ ] ___ per ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] ___ per month Soundwatch Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule (Continued) at May, 2016 Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] ___ per hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements requirements. Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at May, 2016 § On-site at USBFS - $[ ] ___per day § At Client Location - $[ ] ___per day plus travel and miscellanous miscellaneous expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o $[ ] § ___per direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] ___ setup per fund group § $[ ] ___per month administration § $[ ] ___ per received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] ___per fund group per month § Account Management/Database Administration − $[ ] ___per month − Receiving - $[ ] ___ per SKU − Order Processing - $[ ] ___per order − Skid Storage - $[ ] ___ per month per location − Disposal - $[ ] ___ per SKU § Inbound Teleservicing Only − Account Management - $[ ] ___ per month (OR) − Call Servicing - $[ ] ___ per call § Lead Source Reporting − $[ ] ___ per month § Closed Loop Reporting − Account Management - $[ ] ___per month − Database Installation, Setup - $[ ] ___per fund group § Miscellanous Miscellaneous Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Additional Data Delivery Services. Ad Hoc per PowerSelect File Development - Standard ad-hoc select: $[ ] ___ per file - Custom coded data for recurring, scheduled delivery: $[ ] ___ per hour consultation and programming development - Support: $[ ] ___ per file per month for recurring files/reports scheduled for delivery via Report Source. - Recurring files scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] ___ one-time fee - Support: $[ ] ___ per file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] ___ implementation − $[ ] ___ per month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] ___ implementation − $[ ] ___ per ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] ___ implementation − $[ ] ___ per ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] ___ implementation − $[ ] ___ per ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] ___ implementation − $[ ] ___ per ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] ___ implementation − $[ ] ___ per ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] ___ per month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] ___ per hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements Highmore 6 Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at MayOctober, 2016 § On-site at USBFS - $[ ] ___ per day § At Client Location - $[ ] ___ per day plus travel and miscellanous miscellaneous expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o § $[ ] ___ per direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] ___ setup per fund group § $[ ] ___ per month administration § $[ ] ___ per received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] 1,000 per fund group per month § Account Management/Database Administration − $[ ] ___ per month − Receiving - $[ ] ___ per SKU − Order Processing - $[ ] ___ per order − Skid Storage - $[ ] ___ per month per location − Disposal - $[ ] ___ per SKU § Inbound Teleservicing Only − Account Management - $[ ] ___ per month (OR) − Call Servicing - $[ ] ___ per call § Lead Source Reporting − $[ ] ___ per month § Closed Loop Reporting − Account Management - $[ ] ___ per month − Database Installation, Setup - $[ ] ___ per fund group § Miscellanous Miscellaneous Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Additional Data Delivery Services. Ad Hoc per PowerSelect File Development - Standard ad-hoc select: $[ ] ____ per file - Custom coded data for recurring, scheduled delivery: $[ ] ____ per hour consultation and programming development - Support: $[ ] ____ per file per month for recurring files/reports scheduled for delivery via Report Source. - Recurring files scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] ____ one-time fee - Support: $[ ] ____ per file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] ____ implementation − $[ ] ____ per month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] ____ implementation − $[ ] ____ per ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] ____ implementation − $[ ] ____ per ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] ____ implementation − $[ ] ____ per ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] ____ implementation − $[ ] ____ per ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] ____ implementation − $[ ] ____ per ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] ____ per month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] ____ per hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at May, 2016 requirements. § On-site at USBFS - $[ ] ____ per day § At Client Location - $[ ] ____ per day plus travel and miscellanous out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o § $[ ] ____ per direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] ____ setup per fund group § $[ ] ____ per month administration § $[ ] ____ per received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] ____ per fund group per month § Account Management/Database Administration − $[ ] ____ per month − Receiving - $[ ] ____ per SKU − Order Processing - $[ ] ____ per order − Skid Storage - $[ ] ____ per month per location − Disposal - $[ ] ____ per SKU § Inbound Teleservicing Only − Account Management - $[ ] ____ per month (OR) − Call Servicing - $[ ] ____ per call § Lead Source Reporting − $[ ] ____ per month § Closed Loop Reporting − Account Management - $[ ] ____ per month − Database Installation, Setup - $[ ] ____ per fund group § Miscellanous Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Additional Data Delivery Services. Ad Hoc per PowerSelect File Development - Standard ad-hoc select: $[ ] 300 per file - Custom coded data for recurring, scheduled delivery: $[ ] 200 per hour consultation and programming development - Support: $[ ] 100 per file per month for recurring files/reports scheduled for delivery via Report Source. - Recurring files scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] 2,500 one-time fee - Support: $[ ] 100 per file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] 1,500 implementation − $[ ] 500 per month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] 500 implementation − $[ ] 200 per ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] 2,500 implementation − $[ ] 350 per ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] 1,000 implementation − $[ ] 200 per ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] 13,500 implementation − $[ ] 400 per ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] 1,500 implementation − $[ ] 200 per ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] 3,000 per month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] 200 per hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at May, 2016 § On-site at USBFS - $[ ] 1,500 per day § At Client Location - $[ ] 2,500 per day plus travel and miscellanous out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o $[ ] per direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] setup per fund group § $[ ] per month administration § $[ ] per received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] per fund group per month § Account Management/Database Administration − $[ ] per month − Receiving - $[ ] per SKU − Order Processing - $[ ] per order − Skid Storage - $[ ] per month per location − Disposal - $[ ] per SKU § Inbound Teleservicing Only − Account Management - $[ ] per month (OR) − Call Servicing - $[ ] per call § Lead Source Reporting − $[ ] per month § Closed Loop Reporting − Account Management - $[ ] per month − Database Installation, Setup - $[ ] per fund group § Miscellanous Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.required

Additional Data Delivery Services. Ad Hoc per PowerSelect File Development - Standard ad-hoc select: $[ ] __per file - Custom coded data for recurring, scheduled delivery: $[ ] __ per hour consultation and programming development - Support: $[ ] __ per file per month for recurring files/reports scheduled for delivery via Report Source. - Recurring files scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] __one-time fee - Support: $[ ] per __file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] __implementation − $[ ] per __er month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] implementation __mplementation − $[ ] __ per ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] __implementation − $[ ] __ per ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] __implementation − $[ ] __per ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] __implementation − $[ ] __per ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] __implementation − $[ ] __ per ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] __ per month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] __per hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at MayOctober, 2016 § On-site at USBFS - $[ ] __per day § At Client Location - $[ ] __per day plus travel and miscellanous miscellaneous expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o § $[ ] __per direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] __setup per fund group § $[ ] __per month administration § $[ ] __per received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] __per fund group per month § Account Management/Database Administration − $[ ] __ per month − Receiving - $[ ] __per SKU − Order Processing - $[ ] __ per order − Skid Storage - $[ ] __ per month per location − Disposal - $[ ] __ per SKU § Inbound Teleservicing Only − Account Management - $[ ] __ per month (OR) − Call Servicing - $[ ] __per call § Lead Source Reporting − $[ ] __ per month § Closed Loop Reporting − Account Management - $[ ] __ per month − Database Installation, Setup - $[ ] __per fund group § Miscellanous Miscellaneous Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Additional Data Delivery Services. Ad Hoc per Hoc/PowerSelect File Development - ▪ Standard ad-hoc select: $[ ] ]per file - ▪ Custom coded data for recurring, scheduled delivery: $[ ] ]per hour consultation and programming development - ▪ Support: $[ ] ]per file per month for recurring files/reports scheduled for delivery via Report Source. - ▪ Recurring files scheduled for delivery via Report Source. § • Custom Electronic File Exchange (DDS MFS delivery of standard TIP files) - ◦ Setup: $[ ] ]one-time fee - ◦ Support: $[ ] ]per file per month § Internet VPN • File Delivery to Alternate Sales Reporting Provider ◦ Setup: $[ ]one-time fee ◦ Maintenance Fee: $[ ]per file per month • Additional setup fee – Infrastructure to allow $[ ]for application accessibility to host systems each additional form and file transfers − email template • Form and fund logo modifications – $[ ]per form, $[ ]per updated Fund Logo • Monthly minimum fee – $[ ]per month • Per electronic envelope Fee – $[ ] implementation − • $[ ] ]per month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] implementation − $[ ] per ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] implementation − $[ ] per ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] implementation − $[ ] per ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] implementation − $[ ] per ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] implementation − $[ ] per ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] per month Programming Charges- hour (subject to change at prevailing rate of vendorchange) § $[ ] per hour § • Charges incurred for customized services based upon fund family requirements including but not limited to: - ◦ Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - ◦ Customized service development - ◦ Voice response system setup (menu selections, shareholder system integration, testing, etc.) - ◦ All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at May, 2016 § On-site at USBFS - $[ ] per day § At Client Location - $[ ] per day plus travel and miscellanous expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o • $[ ] ]per direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] setup per fund group § $[ ] per month administration § $[ ] per received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] per fund group per month § Account Management/Database Administration − $[ ] per month − Receiving - $[ ] per SKU − Order Processing - $[ ] per order − Skid Storage - $[ ] per month per location − Disposal - $[ ] per SKU § • Inbound Teleservicing Only − ◦ Account Management - – $[ ] ]per month (OR) − ◦ Call Servicing - – $[ ] ]per call § Lead Source Reporting − $[ ] per month § Closed Loop Reporting − Account Management - $[ ] per month − Database Installation, Setup - $[ ] per fund group § Miscellanous • Miscellaneous Expenses − ◦ Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. • Programming & File Delivery – $[ ]/hour • Project Management/Analysis – $[ ]/hour • Account Data Retention – $[ ]/account/month until purged* • CUSIP Data Retention – $[ ]/CUSIP/month until purged* *Fund Event are defined as Fund Liquidations, De-conversions, Mergers, Fully History Conversions (Manual and Systematic) and Non Taxable Reorganizations (into U.S. Bank or out to another Transfer Agent) *FINCEN regulations require account retention for 12 months following closing. Data is purged the first July after retention requirements have been fulfilled.

Additional Data Delivery Services. Ad Hoc per PowerSelect File Development - Standard ad-hoc select: $[ ] ___ per file - Custom coded data for recurring, scheduled delivery: $[ ] ___ per hour consultation and programming development - Support: $[ ] ___ per file per month for recurring files/reports scheduled for delivery via Report Source. - Recurring files scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] ___ one-time fee - Support: $[ ] ___ per file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] ___ implementation − $[ ] ___ per month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] ___ implementation − $[ ] ___ per ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] ___ implementation − $[ ] ___ per ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] ___ implementation − $[ ] ___ per ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] ___ implementation − $[ ] ___ per ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] ___ implementation − $[ ] ___ per ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] ___ per month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] ___ per hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at MayApril, 2016 2017 § On-site at USBFS - $[ ] ___per day § At Client Location - $[ ] ___ per day plus travel and miscellanous miscellaneous expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o § $[ ] ___ per direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] ___ setup per fund group § $[ ] ___ per month administration § $[ ] ___ per received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] ___ per fund group per month § Account Management/Database Administration − $[ ] ___ per month − Receiving - $[ ] ___ per SKU − Order Processing - $[ ] ___ per order − Skid Storage - $[ ] ___ per month per location − Disposal - $[ ] ___ per SKU § Inbound Teleservicing Only − Account Management - $[ ] ___ per month (OR) − Call Servicing - $[ ] ___ per call § Lead Source Reporting − $[ ] ___ per month § Closed Loop Reporting − Account Management - $[ ] ___ per month − Database Installation, Setup - $[ ] ___ per fund group § Miscellanous Miscellaneous Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Additional Data Delivery Services. Ad Hoc per PowerSelect File Development - Standard ad-hoc select: $[ ] per file - Custom coded data for recurring, scheduled delivery: $[ ] per hour consultation and programming development - Support: $[ ] per file per month for recurring files/reports scheduled for delivery via Report Source. - Recurring files scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] one-time fee - Support: $[ ] per file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] implementation − $[ ] per month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] implementation − $[ ] per ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] implementation − $[ ] per ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] implementation − $[ ] per ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] implementation − $[ ] per ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] implementation − $[ ] per ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] per month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] per hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at May, 2016 requirements. § On-site at USBFS - $[ ] per day § At Client Location - $[ ] per day plus travel and miscellanous miscellaneous expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o § $[ ] per direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] setup per fund group § $[ ] per month administration § $[ ] per received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] per fund group per month § Account Management/Database Administration − $[ ] per month − Receiving - $[ ] per SKU − Order Processing - $[ ] per order − Skid Storage - $[ ] per month per location − Disposal - $[ ] per SKU § Inbound Teleservicing Only − Account Management - $[ ] per month (OR) − Call Servicing - $[ ] per call § Lead Source Reporting − $[ ] per month § Closed Loop Reporting − Account Management - $[ ] per month − Database Installation, Setup - $[ ] per fund group § Miscellanous Miscellaneous Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Additional Data Delivery Services. Ad Hoc per PowerSelect File Development - Standard ad-hoc select: $[ ] __ per file - Custom coded data for recurring, scheduled delivery: $[ ] __ per hour consultation and programming development - Support: $[ ] __ per file per month for recurring files/reports scheduled for delivery via Report Source. - Recurring files scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] __ one-time fee - Support: $[ ] __ per file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] __ implementation − $[ ] __ per month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] __ implementation − $[ ] __ per ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] __ implementation − $[ ] __ per ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] __ implementation − $[ ] __ per ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] __ implementation − $[ ] __ per ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] __ implementation − $[ ] __ per ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] __ per month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] __ per hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at May, 2016 § On-site at USBFS - $[ ] __ per day § At Client Location - $[ ] __ per day plus travel and miscellanous out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o $[ ] § __ per direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] __ setup per fund group § $[ ] __ per month administration § $[ ] __ per received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] __ per fund group per month § Account Management/Database Administration − $[ ] per month − Receiving - $[ ] per SKU − Order Processing - $[ ] per order − Skid Storage - $[ ] per month per location − Disposal - $[ ] per SKU § Inbound Teleservicing Only − Account Management - $[ ] per month (OR) − Call Servicing - $[ ] per call § Lead Source Reporting − $[ ] per month § Closed Loop Reporting − Account Management - $[ ] per month − Database Installation, Setup - $[ ] per fund group § Miscellanous Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.month

Additional Data Delivery Services. Ad Hoc per PowerSelect File Development - Standard ad-hoc select: $[ ] _ per file - Custom coded data for recurring, scheduled delivery: $[ ] _ per hour consultation and programming development - Support: $[ ] _ per file per month for recurring files/reports scheduled for delivery via Report Source. - Recurring files scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] _ one-time fee - Support: $[ ] _ per file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] _ implementation − $[ ] _ per month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] _ implementation − $[ ] _ per ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] _ implementation − $[ ] _ per ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] _ implementation − $[ ] _ per ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] _ implementation − $[ ] _ per ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] _ implementation − $[ ] _ per ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] _ per month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] _ per hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at May, 2016 February 2018 § On-site at USBFS - $[ ] _ per day § At Client Location - $[ ] _ per day plus travel and miscellanous miscellaneous expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o § $[ ] _ per direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] _ setup per fund group § $[ ] _ per month administration § $[ ] _ per received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] _ per fund group per month § Account Management/Database Administration − $[ ] _ per month − Receiving - $[ ] _ per SKU − Order Processing - $[ ] _ per order − Skid Storage - $[ ] _ per month per location − Disposal - $[ ] _ per SKU § Inbound Teleservicing Only − Account Management - $[ ] _ per month (OR) − Call Servicing - $[ ] _ per call § Lead Source Reporting − $[ ] _ per month § Closed Loop Reporting − Account Management - $[ ] _ per month − Database Installation, Setup - $[ ] _ per fund group § Miscellanous Miscellaneous Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Additional Data Delivery Services. Ad Hoc per PowerSelect File Development - Standard ad-hoc select: $[ ] 300 per file - Custom coded data for recurring, scheduled delivery: $[ ] 200 per hour consultation and programming development - Support: $[ ] 100 per file per month for recurring files/reports scheduled for delivery via Report Source. - Recurring files scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] 2,500 one-time fee - Support: $[ ] 100 per file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] 1,500 implementation − - $[ ] 500 per month250 per user - Support: $100 per user per month − ReportSource – § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] 500 implementation − $[ ] 200 per ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] 2,500 implementation − $[ ] 350 per ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] 1,000 implementation − $[ ] 200 per ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] 13,500 implementation − $[ ] 400 per ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] 1,500 implementation − $[ ] 200 per ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] 3,000 per month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] 200 per hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at May, 2016 § On-site at USBFS - $[ ] 1,500 per day § At Client Location - $[ ] 2,500 per day plus travel and miscellanous out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o § $[ ] 1.00 per direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] 1,500 setup per fund group § $[ ] 500 per month administration § $[ ] 5.00 per received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] 1,000 per fund group per month § Account Management/Database Administration − $[ ] 300 per month − Receiving - $[ ] 20 per SKU − Order Processing - $[ ] 6 per order − Skid Storage - $[ ] 20 per month per location − Disposal - $[ ] 20 per SKU § Inbound Teleservicing Only − Account Management - $[ ] 250 per month (OR) − Call Servicing - $[ ] 1.25 per call minute § Lead Source Reporting − $[ ] 250 per month § Closed Loop Reporting − Account Management - $[ ] 500 per month − Database Installation, Setup - $[ ] 1,500 per fund group § Miscellanous Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Additional Data Delivery Services. Ad Hoc per PowerSelect File Development - Standard ad-hoc select: $[ ] __per file - Custom coded data for recurring, scheduled delivery: $[ ] __ per hour consultation and programming development - Support: $[ ] __ per file per month for recurring files/reports scheduled for delivery via Report Source. - Recurring files scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] __one-time fee - Support: $[ ] per __file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] __implementation − $[ ] per __er month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] implementation __mplementation − $[ ] __ per ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] __implementation − $[ ] __ per ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] __implementation − $[ ] __per ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] __implementation − $[ ] __per ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] __implementation − $[ ] __ per ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] __ per month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] __per hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at May[ ], 2016 § On-site at USBFS - $[ ] __per day § At Client Location - $[ ] __per day plus travel and miscellanous miscellaneous expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o § $[ ] __per direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] __setup per fund group § $[ ] __per month administration § $[ ] __per received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] __per fund group per month § Account Management/Database Administration − $[ ] __ per month − Receiving - $[ ] __per SKU − Order Processing - $[ ] __ per order − Skid Storage - $[ ] __ per month per location − Disposal - $[ ] __ per SKU § Inbound Teleservicing Only − Account Management - $[ ] __ per month (OR) − Call Servicing - $[ ] __per call § Lead Source Reporting − $[ ] __ per month § Closed Loop Reporting − Account Management - $[ ] __ per month − Database Installation, Setup - $[ ] __per fund group § Miscellanous Miscellaneous Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Additional Data Delivery Services. ▪ Ad Hoc per PowerSelect File Development - • Standard ad-hoc select: $[ ] _ per file - • Custom coded data for recurring, scheduled delivery: $[ ] _ per hour consultation and programming development - • Support: $[ ] _ per file per month for recurring files/reports scheduled for delivery via Report Source. - • Recurring files scheduled for delivery via Report Source. § ▪ Custom Electronic File Exchange (DDS delivery of standard TIP files) - • Setup: $[ ] _ one-time fee - • Support: $[ ] _ per file per month § ▪ File Delivery to Alternate Sales Reporting Provider • Setup: $_ one-time fee • Maintenance Fee: $_ per file per month Programming Charges (subject to change at prevailing rate of vendor) ▪ $_ per hour ▪ Charges incurred for customized services based upon fund family requirements including but not limited to: • Fund setup programming (transfer agent system, statements, options, etc.) • Conversion programming - Customized service development • Voice response system setup (menu selections, shareholder system integration, testing, etc.) • All other client specific customization and/or development services ▪ Implementation Fee - $_ ▪ Monthly Fee - $_per month ▪ Per Chat Fee - $_ per chat or $_ per minute of chat ▪ Cost based on project requirements including hours, data sourcing and reporting. ▪ Internet VPN – - Infrastructure to allow for application accessibility to host systems and file transfers − • $[ ] _ implementation − • $[ ] _ per month § ▪ Physical Network – - Infrastructure to allow for application accessibility to host systems and file transfers − • Cost varies depending upon location and bandwidth § ▪ TA2000 3270 Emulation (Mainframe Green Screen) – - Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − • $[ ] _ implementation − • $[ ] _ per ID per month § ▪ TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – - Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − • $[ ] _ implementation − • $[ ] _per ID per month § ▪ TA2000 SmartDesk (Web Application to TA2000 Mainframe) – - Account inquiry only. − • $[ ] _ implementation − • $[ ] _ per ID per month § ▪ Automated Work Distributor (AWD) – - Image and workflow application. − • $[ ] _ implementation − • $[ ] _per ID per month § ▪ Same Day Cash Management (SDCM) – - Fund level transaction and cash reporting. − • $[ ] _ implementation − • $[ ] _ per ID per month § ▪ PowerSelect – - SQL database used for ad hoc reporting from the shareholder recordkeeping system. − • $[ ] _ per month Programming Charges- ▪ Implementation fee - $_ (subject to change at prevailing rate of vendorincludes 15 forms) § ▪ Additional setup fee - $[ ] _ for each additional form and email template ▪ Form and fund logo modifications - $_ per hour § Charges incurred for customized services based upon fund family requirements including but not limited to: form, $_per updated Fund Logo ▪ Monthly minimum fee - Fund setup programming (transfer agent system, statements, options, etc.) $_ per month ▪ Per electronic envelope Fee - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at May, 2016 § $_ ▪ On-site at USBFS - $[ ] _ per day § ▪ At Client Location - $[ ] _ per day plus travel and miscellanous miscellaneous expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o ▪ $[ ] _ per direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § ▪ $[ ] _ setup per fund group § ▪ $[ ] _ per month administration § ▪ $[ ] _ per received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § ▪ $[ ] _ per fund group per month § Account Management/Database Administration − • $[ ] _ per month − • Receiving - $[ ] _ per SKU − • Order Processing - $[ ] _per order − • Skid Storage - $[ ] _ per month per location − • Disposal - $[ ] _ per SKU § Inbound Teleservicing Only − • Account Management - $[ ] _ per month (OR) − • Call Servicing - $[ ] _ per call § Lead Source Reporting − • $[ ] _ per month § Closed Loop Reporting − • Account Management - $[ ] _ per month − • Database Installation, Setup - $[ ] _ per fund group § Miscellanous Miscellaneous Expenses − • Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Additional Data Delivery Services. Ad Hoc per PowerSelect File Development - Standard ad-hoc select: $[ ] __ per file - Custom coded data for recurring, scheduled delivery: $[ ] __ per hour consultation and programming development - Support: $[ ] __ per file per month for recurring files/reports scheduled for delivery via Report Source. - Recurring files scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] __ one-time fee - Support: $[ ] __ per file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] __ implementation − $[ ] __ per month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] __ implementation − $[ ] __ per ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] __ implementation − $[ ] __ per ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] __ implementation − $[ ] __ per ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] __ implementation − $[ ] __ per ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] __ implementation − $[ ] __ per ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] __ per month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] __ per hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at MayJuly, 2016 § On-site at USBFS - $[ ] __ per day § At Client Location - $[ ] __ per day plus travel and miscellanous miscellaneous expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o § $[ ] __ per direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] __ setup per fund group § $[ ] __ per month administration § $[ ] __ per received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] __ per fund group per month § Account Management/Database Administration − $[ ] __ per month − Receiving - $[ ] __ per SKU − Order Processing - $[ ] __ per order − Skid Storage - $[ ] __ per month per location − Disposal - $[ ] __ per SKU − Electronic Correspondence Order Processing – See your TA Fee Schedule under Correspondence Activity Includes Call Sampling sent securely to client and Reporting of internal representative reviews. - $__ per Month § Inbound Teleservicing Only − Account Management - $[ ] __ per month (OR) − Call Servicing - $[ ] __ per call minute § Lead Source Reporting − $[ ] __ per month § Closed Loop Reporting − Account Management - $[ ] __ per month − Database Installation, Setup - $[ ] __ per fund group § Miscellanous Miscellaneous Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Additional Data Delivery Services. Ad Hoc per PowerSelect File Development - Standard ad-hoc select: $[ ] ____ per file - Custom coded data for recurring, scheduled delivery: $[ ] ____ per hour consultation and programming development - Support: $[ ] ____ per file per month for recurring files/reports scheduled for delivery via Report Source. - Recurring files scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] ____ one-time fee - Support: $[ ] ____ per file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] ____ implementation − $[ ] ____ per month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] ____ implementation − $[ ] ____ per ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] ____ implementation − $[ ] ____ per ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] ____ implementation − $[ ] ____ per ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] ____ implementation − $[ ] ____ per ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] ____ implementation − $[ ] ____ per ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] ____ per month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] ____ per hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at May, 2016 requirements. § On-site at USBFS - $[ ] ____ per day § At Client Location - $[ ] ____ per day plus travel and miscellanous Miscellaneous expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o § $[ ] ____ per direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] ____ setup per fund group § $[ ] ____ per month administration § $[ ] ____ per received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] ____ per fund group per month § Account Management/Database Administration − $[ ] ____ per month − Receiving - $[ ] ____ per SKU − Order Processing - $[ ] ____ per order − Skid Storage - $[ ] ____ per month per location − Disposal - $[ ] ____ per SKU § Inbound Teleservicing Only − Account Management - $[ ] ____ per month (OR) − Call Servicing - $[ ] ____ per call minute § Lead Source Reporting − $[ ] ____ per month § Closed Loop Reporting − Account Management - $[ ] ____ per month − Database Installation, Setup - $[ ] ____ per fund group § Miscellanous Miscellaneous Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Additional Data Delivery Services. Ad Hoc per PowerSelect File Development - Standard ad-hoc select: $[ ] __per file - Custom coded data for recurring, scheduled delivery: $[ ] __per hour consultation and programming development - Support: $[ ] __ per file per month for recurring files/reports scheduled for delivery via Report Source. - Recurring files scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] __one-time fee - Support: $[ ] __per file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] __implementation − $[ ] __ per month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] __ implementation − $[ ] __ per ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] __implementation − $[ ] __ per ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] __implementation − $[ ] __per ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] __implementation − $[ ] __per ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] __implementation − $[ ] __ per ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] __per month Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule (Continued) at May, 2016 Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] __per hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements requirements. Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at May, 2016 § On-site at USBFS - $[ ] __per day § At Client Location - $[ ] __per day plus travel and miscellanous miscellaneous expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o § $[ ] __per direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] __setup per fund group § $[ ] __per month administration § $[ ] __per received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] __per fund group per month § Account Management/Database Administration − $[ ] __ per month − Receiving - $[ ] __ per SKU − Order Processing - $[ ] __ per order − Skid Storage - $[ ] __ per month per location − Disposal - $[ ] __ per SKU § Inbound Teleservicing Only − Account Management - $[ ] __per month (OR) − Call Servicing - $[ ] __per call § Lead Source Reporting − $[ ] __per month § Closed Loop Reporting − Account Management - $[ ] __ per month − Database Installation, Setup - $[ ] __per fund group § Miscellanous Miscellaneous Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Additional Data Delivery Services. Ad Hoc per PowerSelect File Development - Standard ad-hoc select: $[ ] ___ per file - Custom coded data for recurring, scheduled delivery: $[ ] ___ per hour consultation and programming development - Support: $[ ] ___ per file per month for recurring files/reports scheduled for delivery via Report Source. - Recurring files scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] ___ one-time fee - Support: $[ ] ___ per file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] ___ implementation − $[ ] ___ per month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] ___ implementation − $[ ] ___ per ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] ___ implementation − $[ ] ___ per ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] ___ implementation − $[ ] ___ per ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] ___ implementation − $[ ] ___ per ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] ___ implementation − $[ ] ___ per ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] ___ per month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] ___ per hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at May, 2016 § On-site at USBFS - $[ ] ___ per day § At Client Location - $[ ] ___ per day plus travel and miscellanous miscellaneous expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o § $[ ] ___ per direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] ___ setup per fund group § $[ ] ___ per month administration § $[ ] ___ per received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] ___ per fund group per month § Account Management/Database Administration − $[ ] ___ per month − Receiving - $[ ] ___ per SKU − Order Processing - $[ ] ___ per order − Skid Storage - $[ ] ___ per month per location − Disposal - $[ ] ___ per SKU § Inbound Teleservicing Only − Account Management - $[ ] ___ per month (OR) − Call Servicing - $[ ] ___ per call § Lead Source Reporting − $[ ] ___ per month § Closed Loop Reporting − Account Management - $[ ] ___ per month − Database Installation, Setup - $[ ] ___ per fund group § Miscellanous Miscellaneous Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Additional Data Delivery Services. Ad Hoc per Hoc/ PowerSelect File Development - Standard ad-hoc select: $[ ] ____ per file - Custom coded data for recurring, scheduled delivery: $[ ] ____ per hour consultation and programming development - Support: $[ ] per file ____ /file per month for recurring files/reports scheduled for delivery via Report Source. - Recurring files files/ reports scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] ____ one-time fee - Support: $[ ] per file ____ /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] ____ implementation − $[ ] per month ____ /month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] ____ implementation − $[ ] per ID ____ /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] ____ implementation − $[ ] per ID ____ /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] ____ implementation − $[ ] per ID ____ /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] ____ implementation − $[ ] per ID ____ /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] ____ implementation − $[ ] per ID ____ /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] per month ____ /month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] per hour ____ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at May, 2016 requirements. § On-site at USBFS - $[ ] per day ____ /day § At Client Location - $[ ] per day ____ /day plus travel and miscellanous out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o § $[ ] per direct ____ /direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] ____ setup per fund /fund group § $[ ] per month ____ /month administration § $[ ] per received ____ /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] per fund ____ /fund group per month § Account Management/Database Administration Management − $[ ] per month − Receiving - $[ ] per SKU − Order Processing - $[ ] per order − Skid Storage - $[ ] per month per location − Disposal - $[ ] per SKU ____ /month § Inbound Teleservicing Only − Account Management - $[ ] per month (OR) ____ /month − Call Servicing - $[ ] per call ____ /minute § Lead Source Reporting − $[ ] per month ____ /month § Closed Loop Reporting − Account Management - $[ ] per month ____ /month − Database Installation, Setup - $[ ] per fund ____ /fund group § Miscellanous Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.. CTI Reporting – Integrated custom detailed call reporting - $____ /monthly report Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $____ /qualified plan account or Cxxxxxxxx ESA account (Cap at $____ /SSN) § $____ /transfer to successor trustee § $____ /participant distribution (Excluding SWPs) § $____ /refund of excess contribution § $____ /reconversion/recharacterization § $____ /outgoing wire transfer or overnight delivery § $____ /telephone exchange § $____ /return check or ACH or stop payment § $____ /research request per account (This fee applies to requests for statements older than the prior year)

Additional Data Delivery Services. Ad Hoc per PowerSelect File Development - Standard ad-hoc select: $[ ] __ per file - Custom coded data for recurring, scheduled delivery: $[ ] __ per hour consultation and programming development - Support: $[ ] __per file per month for recurring files/reports scheduled for delivery via Report Source. - Recurring files scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] __one-time fee - Support: $[ ] __ per file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] __implementation − $[ ] __ per month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] __ implementation − $[ ] __ per ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] __implementation − $[ ] __ per ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] __ implementation − $[ ] __ per ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] __implementation − $[ ] __ per ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] __implementation − $[ ] __ per ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] __per month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] __ per hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at May, 2016 requirements. § On-site at USBFS - $[ ] __per day § At Client Location - $[ ] __per day plus travel and miscellanous out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o § $[ ] __per direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] __setup per fund group § $[ ] __ per month administration § $[ ] __per received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] __per fund group per month § Account Management/Database Administration − $[ ] __ per month − Receiving - $[ ] __per SKU − Order Processing - $[ ] __ per order − Skid Storage - $[ ] __ per month per location − Disposal - $[ ] __ per SKU § Inbound Teleservicing Only − Account Management - $[ ] __ per month (OR) − Call Servicing - $[ ] __per call minute § Lead Source Reporting − $[ ] __ per month § Closed Loop Reporting − Account Management - $[ ] __ per month − Database Installation, Setup - $[ ] __per fund group § Miscellanous Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Additional Data Delivery Services. Ad Hoc per PowerSelect File Development - Standard ad-hoc select: $[ ] _____ per file - Custom coded data for recurring, scheduled delivery: $[ ] _____ per hour consultation and programming development - Support: $[ ] _____ per file per month for recurring files/reports scheduled for delivery via Report Source. - Recurring files scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] _____ one-time fee - Support: $[ ] _____ per file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] _____ implementation − $[ ] _____ per month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] _____ implementation − $[ ] _____ per ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] _____ implementation − $[ ] _____ per ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] _____ implementation − $[ ] _____ per ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] _____ implementation − $[ ] _____ per ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] _____ implementation − $[ ] _____ per ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] _____ per month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] _____ per hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements Transfer Agent & Shareholder Services Supplemental Services Fee Schedule effective at MayApril, 2016 § On-site at USBFS - $[ ] _____ per day § At Client Location - $[ ] _____ per day plus travel and miscellanous out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o § $[ ] _____ per direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] _____ setup per fund group § $[ ] _____ per month administration § $[ ] _____ per received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] _____ per fund group per month § Account Management/Database Administration − $[ ] _____ per month − Receiving - $[ ] _____ per SKU − Order Processing - $[ ] _____ per order − Skid Storage - $[ ] _____ per month per location − Disposal - $[ ] _____ per SKU § Inbound Teleservicing Only − Account Management - $[ ] _____ per month (OR) − Call Servicing - $[ ] _____ per call § Lead Source Reporting − $[ ] _____ per month § Closed Loop Reporting − Account Management - $[ ] _____ per month − Database Installation, Setup - $[ ] _____ per fund group § Miscellanous Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Additional Data Delivery Services. Ad Hoc per PowerSelect File Development - Standard ad-hoc select: $[ ] ___ per file - Custom coded data for recurring, scheduled delivery: $[ ] ___ per hour consultation and programming development - Support: $[ ] ___ per file per month for recurring files/reports scheduled for delivery via Report Source. - Recurring files scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] ___ one-time fee - Support: $[ ] ___ per file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] ___ implementation − - $[ ] ___ per month250 per user - Support: $___ per user per month − ReportSource – § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] ___ implementation − $[ ] ___ per ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] ___ implementation − $[ ] ___ per ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] ___ implementation − $[ ] ___ per ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] ___ implementation − $[ ] ___ per ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] ___ implementation − $[ ] ___ per ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] ___ per month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] ___ per hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at May, 2016 § On-site at USBFS - $[ ] ___ per day § At Client Location - $[ ] ___ per day plus travel and miscellanous out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o § $[ ] ___ per direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] ___ setup per fund group § $[ ] ___ per month administration § $[ ] ___ per received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] ___ per fund group per month § Account Management/Database Administration − $[ ] ___ per month − Receiving - $[ ] ___ per SKU − Order Processing - $[ ] ___ per order − Skid Storage - $[ ] ___ per month per location − Disposal - $[ ] ___ per SKU § Inbound Teleservicing Only − Account Management - $[ ] ___ per month (OR) − Call Servicing - $[ ] ___ per call minute § Lead Source Reporting − $[ ] ___ per month § Closed Loop Reporting − Account Management - $[ ] ___ per month − Database Installation, Setup - $[ ] ___ per fund group § Miscellanous Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Additional Data Delivery Services. Ad Hoc per PowerSelect File Development - Standard ad-hoc select: $[ ] per file - Custom coded data for recurring, scheduled delivery: $[ ] per hour consultation and programming development - Support: $[ ] per file per month for recurring files/reports scheduled for delivery via Report Source. - Recurring files scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] one-time fee - Support: $[ ] per file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] implementation − $[ ] per month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] implementation − $[ ] per ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] implementation − $[ ] per ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] implementation − $[ ] per ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] implementation − $[ ] per ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] implementation − $[ ] per ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] per month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] per hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at MayJanuary, 2016 2018 § On-site at USBFS - $[ ] per day § At Client Location - $2[ ] per day plus travel and miscellanous miscellaneous expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o $[ ] per direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] setup per fund group § $[ ] per month administration § $[ ] per received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] per fund group per month § Account Management/Database Administration − $[ ] per month − Receiving - $[ ] per SKU − Order Processing - $[ ] per order − Skid Storage - $[ ] per month per location − Disposal - $[ ] per SKU § Inbound Teleservicing Only − Account Management - $[ ] per month (OR) − Call Servicing - $[ ] per call § Lead Source Reporting − $[ ] per month § Closed Loop Reporting − Account Management - $[ ] per month − Database Installation, Setup - $[ ] per fund group § Miscellanous Miscellaneous Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Additional Data Delivery Services. Ad Hoc per Hoc/PowerSelect File Development - • Standard ad-hoc select: $[ ] per file - • Custom coded data for recurring, scheduled delivery: $[ ] per hour consultation and programming development - • Support: $[ ] per file per month for recurring files/reports scheduled for delivery via Report Sourcedelivery. - • Recurring files scheduled for delivery via Report SourcePivot or Managed File Services. § • Custom Electronic File Exchange (DDS MFS delivery of standard TIP files) - • Setup: $[ ] one-time fee - • Support: $[ ] per file per month § • File Delivery to Alternate Sales Reporting Provider • Setup: $[ ] one-time fee • Maintenance Fee: $[ ] per file per month • Implementation Fee – $[ ] • Monthly Fee – $[ ] per month • Per Chat Fee – $[ ] per chat or $[ ] per minute of chat • Cost based on project requirements including hours, data sourcing and reporting. • Implementation fee – $[ ] (includes 15 forms) • Additional setup fee – $[ ] for each additional form and email template • Form and fund logo modifications – $[ ] per form, $[ ] per updated Fund Logo • Monthly minimum fee – $[ ] per month • Per electronic envelope Fee – $[ ] • Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − • $[ ] implementation − • $[ ] per month § • Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − • Cost varies depending upon location and bandwidth § • TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − • $[ ] implementation − • $[ ] per ID per month § • TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − • $[ ] implementation − • $[ ] per ID per month § • TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − • $[ ] implementation − • $[ ] per ID per month § • Automated Work Distributor (AWD) – Image and workflow application. − • $[ ] implementation − • $[ ] per ID per month § • Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − • $[ ] implementation − • $[ ] per ID per month § • PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − • $[ ] per month Programming Charges- (subject to change at prevailing rate of vendor) § • $[ ] per hour § (subject to change) • Charges incurred for customized services based upon fund family requirements including but not limited to: - • Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - • Customized service development - • Voice response system setup (menu selections, shareholder system integration, testing, etc.) - • All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at May, 2016 § On-site at USBFS - $[ ] per day § At Client Location - $[ ] per day plus travel and miscellanous expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o $[ ] per direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § • $[ ] setup per fund group § • $[ ] per month administration § • $[ ] per received email correspondence Dealer Reclaim Services Integrated custom detailed call reporting – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] per fund group per month § monthly report • Account Management/Database Administration − • $[ ] per month − • Receiving - – $[ ] per SKU − • Order Processing - – $[ ] per order − • Skid Storage - – $[ ] per month per location − • Disposal - – $[ ] per SKU § • Inbound Teleservicing Only − • Account Management - – $[ ] per month (OR) − • Call Servicing - – $[ ] per call § • Lead Source Reporting − • $[ ] per month § • Closed Loop Reporting − • Account Management - – $[ ] per month − • Database Installation, Setup - – $[ ] per fund group § Miscellanous • Miscellaneous Expenses − • Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.