Additional Factors. There is no evidence that the Respondent received any benefit from the conduct set out above beyond the commissions or fees he would ordinarily be entitled to receive had the transactions been carried out in the proper manner.
Appears in 9 contracts
Samples: Settlement Agreement, Settlement Agreement, Settlement Agreement
Additional Factors. There is no evidence that the Respondent received any financial benefit from engaging in the conduct set out misconduct described above beyond the any commissions or and fees that he would ordinarily be entitled to receive had the transactions been carried out in the proper manner.
Appears in 8 contracts
Samples: Settlement Agreement, Settlement Agreement, Settlement Agreement
Additional Factors. There is no evidence that the Respondent received any financial benefit from engaging in the conduct set out misconduct described above beyond the any commissions or and fees he that she would ordinarily be entitled to receive had the transactions been carried out in the proper manner.
Appears in 4 contracts
Samples: Settlement Agreement, Settlement Agreement, Settlement Agreement
Additional Factors. There is no evidence that the Respondent received any financial benefit from engaging in the conduct set out misconduct described above beyond other than the commissions or fees he would ordinarily be entitled to receive had the transactions been carried out completed in the proper manner.
Appears in 4 contracts
Samples: Settlement Agreement, Settlement Agreement, Settlement Agreement
Additional Factors. There is no evidence that the Respondent received any benefit from engaging in the conduct set out misconduct described above beyond the commissions or fees he would ordinarily be entitled to receive had the transactions been carried out in the proper manner.
Appears in 3 contracts
Samples: Settlement Agreement, Settlement Agreement, Settlement Agreement
Additional Factors. There is no evidence that the Respondent received any benefit from the conduct set out above beyond the commissions or fees he she would ordinarily be entitled to receive had the transactions been carried out in the proper manner.
Appears in 2 contracts
Samples: Settlement Agreement, Settlement Agreement
Additional Factors. There is no evidence that the Respondent received any financial benefit from engaging in the conduct set out misconduct described above beyond the commissions or and fees that he would ordinarily be entitled to receive had the transactions been carried out in the proper manner.
Appears in 1 contract
Samples: Settlement Agreement
Additional Factors. There is no evidence that the Respondent received any financial benefit from the conduct set out above beyond the any commissions or and fees that he would ordinarily be entitled to receive had the transactions been carried out in the proper manner.
Appears in 1 contract
Samples: Settlement Agreement
Additional Factors. There is no evidence that the Respondent received any benefit from the conduct set out above his misconduct beyond the commissions or fees that he would ordinarily be entitled to receive had the transactions been carried out in the proper manner.
Appears in 1 contract
Samples: Settlement Agreement
Additional Factors. There is no evidence that the Respondent received any financial benefit from the conduct set out misconduct described above beyond the commissions or fees he would ordinarily be entitled to receive had the transactions been carried out in the proper their required manner.
Appears in 1 contract
Samples: Settlement Agreement
Additional Factors. There is no evidence that the Respondent received any benefit from the conduct set out above beyond the commissions or fees he would ordinarily be entitled to receive had the transactions transaction been carried out in the proper manner.
Appears in 1 contract
Samples: Settlement Agreement