Additional Underwriter Relationships Sample Clauses

Additional Underwriter Relationships. In addition to the underwriters’ relationships with the Issuer described in the preliminary prospectus supplement in the section titled “Underwriting (Conflicts of Interest)”: Affiliates of Citigroup Global Markets Inc., X.X. Xxxxxx Securities LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., RBC Capital Markets, LLC, BBVA Securities Inc., HSBC Securities (USA) Inc., Scotia Capital (USA) Inc., SMBC Nikko Securities America, Inc., U.S. Bancorp Investments, Inc. and Xxxxxxx Xxxxx & Associates, Inc. are lenders, an affiliate of Citigroup Global Markets Inc. is the administrative agent, an affiliate of X.X. Xxxxxx Securities LLC is a syndication agent, Citigroup Global Markets Inc. and X.X. Xxxxxx Securities LLC are joint lead arrangers and joint book running managers, RBC Capital Markets, LLC, Deutsche Bank Securities Inc., affiliates of SMBC Nikko Securities America, Inc. and U.S. Bancorp Investments, Inc. are co-documentation agents, and affiliates of Mitsubishi UFJ Securities (USA), Inc., HSBC Securities (USA), Inc., BBVA Securities Inc. and Scotia Capital (USA) Inc. are senior managing agents under the Issuer’s global revolving credit facility. Affiliates of Citigroup Global Markets Inc., Deutsche Bank Securities Inc., X.X. Xxxxxx Securities LLC, RBC Capital Markets, LLC, BBVA Securities Inc., HSBC Securities (USA) Inc., Scotia Capital (USA) Inc., U.S. Bancorp Investments, Inc., SMBC Nikko Securities America, Inc. and Xxxxxxx Xxxxx & Associates, Inc. are lenders, an affiliate of Citigroup Global Markets Inc. is the administrative agent, an affiliate of X.X. Xxxxxx Securities LLC is a syndication agent, affiliates of Citigroup Global Markets Inc. and X.X. Xxxxxx Securities LLC are joint lead arrangers and joint book running managers, Deutsche Bank Securities Inc., affiliates of RBC Capital Markets, LLC and SMBC Nikko Securities America, Inc. are co-documentation agents, and affiliates of Mitsubishi UFJ Securities (USA), Inc., BBVA Securities Inc. and Scotia Capital (USA) Inc. are senior managing agents under the Issuer’s term loan facility. Affiliates of Deutsche Bank Securities Inc. are trustees under the Issuer’s 4.50% Notes due 2015, 5.250% Notes due 2021 and the 4.250% Guaranteed Notes due 2025. Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC and Deutsche Bank Securities Inc. are also sales agents under our equity distribution agreements, pursuant to which we can issue and sell shares of our common stock having a...
Sample 1
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Additional Underwriter Relationships. In addition to the underwriters’ relationships with the Issuer described in the preliminary prospectus supplement in the section titled “Underwriting”: Affiliates of Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Xxxxxxx, Sachs & Co., X.X. Xxxxxx Securities LLC, RBC Capital Markets, LLC, HSBC Securities (USA) Inc., Mitsubishi UFJ Securities (USA), Inc., U.S. Bancorp Investments, Inc. and Scotia Capital (USA) Inc. are lenders, Deutsche Bank Securities Inc. and affiliates of Credit Suisse Securities (USA) LLC, Xxxxxxx, Sachs & Co., X.X. Xxxxxx Securities LLC and RBC Capital Markets, LLC are co-documentation agents and affiliates of HSBC Securities (USA) Inc., Scotia Capital (USA) Inc. and U.S. Bancorp Investments, Inc. are senior managing agents under the Issuer’s global revolving credit facility. The Issuer may use the net proceeds from the offering to reduce borrowings under that facility, which proceeds would be received by such affiliates of the underwriters. Of the underwriters (or their affiliates) that have lending relationships with the Issuer, certain of them routinely hedge and others may hedge their credit exposure to the Issuer consistent with their customary risk management policies. Typically, these underwriters and/or their affiliates would hedge such exposure by entering into transactions which consist of either the purchase of credit default swaps or the creation of short positions in the Issuer’s securities, including potentially the series F preferred stock. Any such credit default swaps or short positions could adversely affect future trading prices of the series F preferred stock. Credit Suisse Securities (USA) LLC and Deutsche Bank Securities Inc. are two of the sales agents under the Issuer’s equity distribution program. An affiliate of Deutsche Bank Securities Inc. is a trustee for the Issuer’s 4.50% Notes due 2015 and the Issuer’s 5.250% Notes due 2021. Certain of the underwriters and their affiliates have in the past, currently and may in the future lease space from the Issuer. CUSIP/ISIN: 253868 806/US2538688068 Joint Book-Running Managers: Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated Citigroup Global Markets Inc. Xxxxxx Xxxxxxx & Co. LLC Xxxxx Fargo Securities, LLC Senior Co-Managers: Credit Suisse Securities (USA) LLC Deutsche Bank Securities Inc. Xxxxxxx, Xxxxx & Co. X.X. Xxxxxx Securities LLC RBC Capital Markets, LLC Junior Co-Managers: HSBC Securities (USA) Inc. Mitsubishi UFJ Securities (USA), Inc. S...
Sample 1

Related to Additional Underwriter Relationships

  • Other Relationships Any Agent and any other person, whether or not acting for itself, may acquire, hold or dispose of any Note, Coupon, Talon or other security (or any interest therein) of the Issuer or any other person, may enter into or be interested in any contract or transaction with any such person, and may act on, or as depositary, trustee or agent for, any committee or body of holders of securities of any such person, in each case with the same rights as it would have had if that Agent were not an Agent and need not account for any profit.

  • Broker/Dealer Relationships Neither the Company nor any of the Subsidiaries (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

  • Certain Relationships and Related Transactions No relationship, direct or indirect, exists between or among any Partnership Entity, on the one hand, and the directors, officers, stockholders, affiliates, customers or suppliers of any Partnership Entity, on the other hand, that is required to be described in the Preliminary Prospectus or the Prospectus and is not so described.

  • No Obligation to Continue Business Relationship Neither the Plan, this agreement, nor the grant of this option imposes any obligation on the Company to continue the Optionee in employment or other Business Relationship.

  • Subadviser’s Relationship Notwithstanding anything herein to the contrary, Subadviser shall be an independent contractor and will have no authority to act for or represent the Trust, the Fund or Manager in any way or otherwise be deemed an agent of any of them, except to the extent expressly authorized by this Agreement or in writing by the Trust or Manager.

  • Certain Business Relationships Neither Parent nor any of its affiliates is a party to any Contract with any director, officer or employee of the Company or any Company Subsidiary.

  • Certain Relationships No relationship, direct or indirect, exists between or among either of the Transaction Entities, on the one hand, and the directors, officers, stockholders, partners, customers or suppliers of the Transaction Entities, on the other hand, which is required to be described in the Registration Statement, the General Disclosure Package or the Prospectus which is not so described.

  • Independent Contractor Relationship Both parties hereto, in the performance of this Contract, shall act in an individual capacity and not as agents, employees, partners, joint ventures or associates of one another. The employees or agents of one party shall not be deemed or construed to be the employees or agents of the other party for any purposes whatsoever.

  • RELATIONSHIPS WITH RELATED PERSONS Neither Seller, Acquired Company or any Related Person of each Seller or of either Acquired Company has, or since the first day of the next to last completed fiscal year of any Acquired Company has had, any interest in any property (whether real, personal, or mixed and whether tangible or intangible), used in or pertaining to any Acquired Company’s business. Neither Seller, Acquired Company or any Related Person of each Seller or of any Acquired Company is, or since the first day of the next to last completed fiscal year of any Acquired Company has owned (of record or as a beneficial owner) an equity interest or any other financial or profit interest in, a Person that has (i) had business dealings or a material financial interest in any transaction with any Acquired Company other than business dealings or transactions conducted in the Ordinary Course of Business with any Acquired Company at substantially prevailing market prices and on substantially prevailing market terms, or (ii) engaged in competition with any Acquired Company with respect to any line of the products or services of any Acquired Company (a “Competing Business”) in any market presently served by any Acquired Company except for less than one percent of the outstanding capital stock of any Competing Business that is publicly traded on any recognized exchange or in the over-the-counter market. Neither Seller or any Related Person of each Seller or of any Acquired Company is a party to any Contract with, or has any claim or right against, any Acquired Company.

  • No Joint Venture or Partnership; No Third Party Beneficiaries (a) Borrower and Lender intend that the relationships created hereunder and under the other Loan Documents be solely that of borrower and lender. Nothing herein or therein is intended to create a joint venture, partnership, tenancy-in-common, or joint tenancy relationship between Borrower and Lender nor to grant Lender any interest in the Property other than that of mortgagee, beneficiary or lender. (b) This Agreement and the other Loan Documents are solely for the benefit of Lender and Borrower and nothing contained in this Agreement or the other Loan Documents shall be deemed to confer upon anyone other than Lender and Borrower any right to insist upon or to enforce the performance or observance of any of the obligations contained herein or therein. All conditions to the obligations of Lender to make the Loan hereunder are imposed solely and exclusively for the benefit of Lender and no other Person shall have standing to require satisfaction of such conditions in accordance with their terms or be entitled to assume that Lender will refuse to make the Loan in the absence of strict compliance with any or all thereof and no other Person shall under any circumstances be deemed to be a beneficiary of such conditions, any or all of which may be freely waived in whole or in part by Lender if, in Lender’s sole discretion, Lender deems it advisable or desirable to do so.

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