Advertisements. All advertising, sales literature or other promotional material (including “prospectus wrappers”, “broker kits”, “road show slides” and “road show scripts”), whether in printed or electronic form, authorized in writing by or prepared by or at the direction of the Fund or the Adviser for use in connection with the offering and sale of the Placement Shares (collectively, “sales material”) complied and comply in all material respects with the applicable requirements of the Securities Act and the rules and interpretations of FINRA and if required to be filed with FINRA under FINRA’s conduct rules were provided to Xxxxxxxx Xxxxxxx LLP, counsel for Xxxxx, for filing. No sales material contained or contains an untrue statement of a material fact or omitted or omits to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading.
Appears in 14 contracts
Samples: Sales Agreement (Calamos Convertible & High Income Fund), Sales Agreement (Calamos Convertible Opportunities & Income Fund), Sales Agreement (Calamos Global Total Return Fund)
Advertisements. All advertising, sales literature or other promotional material (including “prospectus wrappers”, ,” “broker kits”, ,” “road show slides” and “road show scripts”), whether in printed or electronic form, authorized in writing by or prepared by or at the direction of the Fund or for distribution to the Adviser for use public in connection with the offering and sale of the Placement Shares (collectively, “sales material”) complied and comply in all material respects with the applicable requirements of the Securities Act and the rules and interpretations of FINRA and if required to be filed with FINRA under FINRA’s conduct rules were provided to Xxxxxxxx Xxxxxxx LLP[-], counsel for Xxxxx[-], for filing. No sales material contained or contains an untrue statement of a material fact or omitted or omits to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading.
Appears in 6 contracts
Samples: Sales Agreement (Kayne Anderson MLP Investment CO), Sales Agreement (Kayne Anderson MLP Investment CO), Sales Agreement (Kayne Anderson MLP Investment CO)
Advertisements. All advertising, sales literature or other promotional material (including “prospectus wrappers”, ,” “broker kits”, ,” “road show slides” and “road show scripts”), whether in printed or electronic form, authorized in writing by or prepared by or at the direction of the Fund or for distribution to the Adviser for use public in connection with the offering and sale of the Placement Shares (collectively, “sales material”) complied and comply in all material respects with the applicable requirements of the Securities Act and the rules and interpretations of FINRA and if required to be filed with FINRA under FINRA’s conduct rules were provided to Xxxxxxxx Xxxxxxx Xxxxx LLP, counsel for XxxxxCF&Co, for filing. No sales material contained or contains an untrue statement of a material fact or omitted or omits to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading.
Appears in 3 contracts
Samples: Sales Agreement (Guggenheim Credit Allocation Fund), Sales Agreement (Guggenheim Strategic Opportunities Fund), Sales Agreement (Fiduciary/Claymore MLP Opportunity Fund)
Advertisements. All advertising, sales literature or other promotional material (including “prospectus wrappers”, ,” “broker kits”, ,” “road show slides” and “road show scripts”), whether in printed or electronic form, authorized in writing by or prepared by or at the direction of the Fund or for distribution to the Adviser for use public in connection with the offering and sale of the Placement Shares (collectively, “sales material”) complied and comply in all material respects with the applicable requirements of the Securities Act and the rules and interpretations of FINRA and if required to be filed with FINRA under FINRA’s conduct rules were provided to Xxxxxxxx Xxxxxx Xxxxxxx Xxxxx LLP, counsel for XxxxxCF&Co, for filing. No sales material contained or contains an untrue statement of a material fact or omitted or omits to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading.
Appears in 2 contracts
Samples: Sales Agreement (Guggenheim Strategic Opportunities Fund), Sales Agreement (Guggenheim Credit Allocation Fund)
Advertisements. All advertising, sales literature or other promotional material (including “prospectus wrappers”, ,” “broker kits”, ,” “road show slides” and “road show scripts”), whether in printed or electronic form, authorized in writing by or prepared by or at the direction of the Fund or for distribution to the Adviser for use public in connection with the offering and sale of the Placement Shares (collectively, “sales material”) complied and comply in all material respects with the applicable requirements of the Securities Act and the rules and interpretations of FINRA and if required to be filed with FINRA under FINRA’s conduct rules were provided to Xxxxxxxx Xxxxxxx Xxxxx Xxxxxx LLP, counsel for XxxxxCF&Co, for filing. No sales material contained or contains an untrue statement of a material fact or omitted or omits to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading.
Appears in 2 contracts
Samples: Sales Agreement (Fiduciary/Claymore MLP Opportunity Fund), Sales Agreement (Guggenheim Strategic Opportunities Fund)
Advertisements. All advertising, sales literature or other promotional material (including “prospectus wrappers”, “broker kits”, “road show slides” and “road show scripts”), whether in printed or electronic form, authorized in writing by or prepared by or at the direction of the Fund or the Adviser for use in connection with the offering and sale of the Placement Shares (collectively, “sales material”) complied and comply in all material respects with the applicable requirements of the Securities Act and the rules and interpretations of FINRA and if required to be filed with FINRA under FINRA’s conduct rules were provided to Xxxxxxxx Xxxxxxx Txxxxxxx Sxxxxxx LLP, counsel for XxxxxJxxxx, for filing. No sales material contained or contains an untrue statement of a material fact or omitted or omits to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading.
Appears in 1 contract
Advertisements. All advertising, sales literature or other promotional material (including “prospectus wrappers”, ,” “broker kits”, ,” “road show slides” and “road show scripts”), whether in printed or electronic form, authorized in writing by or prepared by or at the direction of the Fund or for distribution to the Adviser for use public in connection with the offering and sale of the Placement Shares (collectively, “sales material”) complied and comply in all material respects with the applicable requirements of the Securities Act and the rules and interpretations of FINRA and if required to be filed with FINRA under FINRA’s conduct rules were provided to Xxxxxxxx Xxxxxxx Xxxxx LLP, counsel for XxxxxCF&Co, for filing. No sales material contained or contains an untrue statement of a material fact or omitted or omits to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading.
Appears in 1 contract
Samples: Sales Agreement (Fiduciary/Claymore MLP Opportunity Fund)
Advertisements. All advertising, sales literature or other promotional material (including “prospectus wrappers”, ,” “broker kits”, ,” “road show slides” and “road show scripts”), whether in printed or electronic form, authorized in writing by or prepared by or at the direction of the Fund or for distribution to the Adviser for use public in connection with the offering and sale of the Placement Shares (collectively, “sales material”) complied and comply in all material respects with the applicable requirements of the Securities Act and the rules and interpretations of FINRA and if required to be filed with FINRA under FINRA’s conduct rules were provided to Xxxxxxxx Hunton Xxxxxxx Xxxxx LLP, counsel for XxxxxCF&Co, for filing. No sales material contained or contains an untrue statement of a material fact or omitted or omits to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading.
Appears in 1 contract
Samples: Sales Agreement (Guggenheim Taxable Municipal Managed Duration Trust)
Advertisements. All advertising, sales literature or other promotional material (including “prospectus wrappers”, ,” “broker kits”, ,” “road show slides” and “road show scripts”), whether in printed or electronic form, authorized in writing by or prepared by or at the direction of the Fund or for distribution to the Adviser for use public in connection with the offering and sale of the Placement Shares (collectively, “sales material”) complied and comply in all material respects with the applicable requirements of the Securities Act and the rules and interpretations of FINRA and if required to be filed with FINRA under FINRA’s conduct rules were provided to Xxxxxxxx Xxxxxxx LLPXxxxxx Xxxxx, counsel for XxxxxCF&Co, for filing. No sales material contained or contains an untrue statement of a material fact or omitted or omits to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading.
Appears in 1 contract
Samples: Sales Agreement (Fiduciary/Claymore MLP Opportunity Fund)
Advertisements. All advertising, sales literature or other promotional material (including “prospectus wrappers”, ,” “broker kits”, ,” “road show slides” and “road show scripts”), whether in printed or electronic form, authorized in writing by or prepared by or at the direction of the Fund or for distribution to the Adviser for use public in connection with the offering and sale of the Placement Shares (collectively, “sales material”) complied and comply in all material respects with the applicable requirements of the Securities Act and the rules and interpretations of FINRA and if required to be filed with FINRA under FINRA’s conduct rules were provided to Xxxxxxxx Xxxxxxx LLPXxxxxx Xxxxx, counsel for Xxxxx[ ], for filing. No sales material contained or contains an untrue statement of a material fact or omitted or omits to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading.
Appears in 1 contract
Samples: Sales Agreement (Fiduciary/Claymore MLP Opportunity Fund)
Advertisements. All advertising, sales literature or other promotional material (including “"prospectus wrappers”, “," "broker kits”, “," "road show slides” " and “"road show scripts”"), whether in printed or electronic form, authorized in writing by or prepared by or at the direction of the Fund or for distribution to the Adviser for use public in connection with the offering and sale of the Placement Shares (collectively, “"sales material”") complied and comply in all material respects with the applicable requirements of the Securities Act and the rules and interpretations of FINRA and if required to be filed with FINRA under FINRA’s 's conduct rules were provided to Xxxxxxxx Xxxxxxx Xxxxx Xxxxxx LLP, counsel for XxxxxCF&Co, for filing. No sales material contained or contains an untrue statement of a material fact or omitted or omits to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading.
Appears in 1 contract
Samples: Sales Agreement (Guggenheim Strategic Opportunities Fund)