Advertising; Supplemental Offering Material. Any public advertisement of the Offering shall be made by the Manager on behalf of the Underwriters on such date as the Manager shall determine. You agree not to advertise the Offering prior to the date of the Manager's advertisement thereof without the Manager's consent. If the offering is made in whole or in part in reliance on Rule 144A (or upon another exemption from registration), you agree not to engage in any general solicitation and to abide by any other restrictions in the AAU or the Underwriting Agreement in connection therewith relating to any advertising or publicity. Any advertisement you may make of the Offering after such date will be your own responsibility and at your own expense and risk. In addition to your agreement to comply with restrictions on the Offering pursuant to Sections 10.10 and 10.11 hereof, you also agree that you will not, in connection with the offer and sale of the Securities in the Offering, without the consent of the Manager, give to any prospective purchaser of the Securities or other person not in your employ any written information concerning the Offering, the Issuer, the Guarantor or the Seller, other than information contained in any Preliminary Prospectus, Prospectus, Preliminary Offering Circular or Offering Circular or in any computational materials ("COMPUTATIONAL MATERIALS") or other offering materials prepared by or with the consent of the Manager for use by the Underwriters in connection with the Offering and, in the case of a Registered Offering, filed with the Commission or the NASD, as applicable (the "SUPPLEMENTAL OFFERING MATERIALS"). You further agree to cease distribution of any COMPUTATIONAL MATERIALS on the Offering Date.
Appears in 30 contracts
Samples: Master Agreement Among Underwriters (Cna Income Shares Inc), Master Agreement Among Underwriters (Calamos Strategic Total Return Fund), Master Agreement Among Underwriters (Aim Select Real Estate Income Fund)
Advertising; Supplemental Offering Material. Any public advertisement of the Offering shall be made by the Manager on behalf of the Underwriters on such date as the Manager shall determine. You agree not to advertise the Offering prior to the date of the Manager's advertisement thereof without the Manager's consent. If the offering is made in whole or in part in reliance on Rule 144A (or upon another exemption from registration), you agree not to engage in any general solicitation and to abide by any other restrictions in the AAU or the Underwriting Agreement in connection therewith relating to any advertising or publicity. Any advertisement you may make of the Offering after such date will be your own responsibility and at your own expense and risk. In addition to your agreement to comply with restrictions on the Offering pursuant to Sections 10.10 and 10.11 hereof, you also agree that you will not, in connection with the offer and sale of the Securities in the Offering, without the consent of the Manager, give to any prospective purchaser of the Securities or other person not in your employ any written information concerning the Offering, the Issuer, the Guarantor or the Seller, other than information contained in any Preliminary Prospectus, Prospectus, Preliminary Offering Circular or Offering Circular or in any computational materials ("COMPUTATIONAL MATERIALSComputational Materials") or other offering materials prepared by or with the consent of the Manager for use by the Underwriters in connection with the Offering and, in the case of a Registered Offering, filed with the Commission or the NASD, as applicable (the "SUPPLEMENTAL OFFERING MATERIALSSupplemental Offering Materials"). You further agree to cease distribution of any COMPUTATIONAL MATERIALS Computational Materials on the Offering Date.
Appears in 16 contracts
Samples: Master Agreement Among Underwriters (Prospect Street High Income Portfolio Inc), Master Agreement Among Underwriters (Nuveen Equity Premium Income Fund), Master Agreement (Nuveen Tax Advantaged Total Return Strategy Fund)
Advertising; Supplemental Offering Material. Any public advertisement of the Offering shall be made by the Manager on behalf of the Underwriters on such date as the Manager shall determine. You agree not to advertise the Offering prior to the date of the Manager's ’s advertisement thereof without the Manager's ’s consent. If the offering is made in whole or in part in reliance on Rule 144A (or upon another exemption from registration), you agree not to engage in any general solicitation and to abide by any other restrictions in the AAU or the Underwriting Agreement in connection therewith relating to any advertising or publicity. Any advertisement you may make of the Offering after such date will be your own responsibility and at your own expense and risk. In addition to your agreement to comply with restrictions on the Offering pursuant to Sections 10.10 and 10.11 hereof, you also agree that you will not, in connection with the offer and sale of the Securities in the Offering, without the consent of the Manager, give to any prospective purchaser of the Securities or other person not in your employ any written information concerning the Offering, the Issuer, the Guarantor or the Seller, other than information contained in any Preliminary Prospectus, Prospectus, Preliminary Offering Circular or Offering Circular or in any computational materials ("COMPUTATIONAL MATERIALS"“Computational Materials”) or other offering materials prepared by or with the consent of the Manager for use by the Underwriters in connection with the Offering and, in the case of a Registered Offering, filed with the Commission or the NASD, as applicable (the "SUPPLEMENTAL OFFERING MATERIALS"“Supplemental Offering Materials”). You further agree to cease distribution of any COMPUTATIONAL MATERIALS Computational Materials on the Offering Date.
Appears in 13 contracts
Samples: Master Agreement (Nuveen Build America Bond Opportunity Fund), Master Agreement (Nuveen Build America Bond Opportunity Fund), Master Agreement (ClearBridge Energy MLP Fund Inc.)
Advertising; Supplemental Offering Material. Any public advertisement of the Offering shall be made by the Manager on behalf of the Underwriters on such date as the Manager shall determine. You agree not to advertise the Offering prior to before the date of the Manager's advertisement thereof without the Manager's consent. Any advertisement you make of the Offering after such date is your own responsibility at your own expense and risk. If the offering Offering is made in whole or in part in reliance on Rule 144A (or upon another exemption from registration)under the Securities Act, you agree not to engage in any general solicitation in connection therewith relating to any advertising or publicity and to abide by any other restrictions in the AAU or the Underwriting Agreement in connection therewith relating to any advertising or publicityAgreement. Any advertisement you may make of the Offering after such date will be your own responsibility and at your own expense and risk. In addition to your agreement to comply with restrictions on the Offering pursuant to Sections 10.10 and 10.11 hereof, you You also agree that you will not, in connection with the offer and sale of the Securities in the Offering, without the consent of the Manager, give to any prospective purchaser of the Securities or other person not in your employ any written information concerning the Offering, the Issuer, the Guarantor or the Seller, other than information contained in any Preliminary Prospectus, Prospectus, Preliminary Offering Circular or Offering Circular or in any computational materials ("COMPUTATIONAL MATERIALS") or other offering materials Materials prepared by or with the consent of the Manager for use by the Underwriters in connection with the Offering and, in the case of a Registered Offering, filed with the Commission or the NASD, as applicable (the "SUPPLEMENTAL OFFERING MATERIALSSupplemental Offering Materials"). You further agree to cease distribution of any COMPUTATIONAL MATERIALS on the Offering DateSee also Sections 10(j) and 10(k) hereof.
Appears in 5 contracts
Samples: Master Agreement Among Underwriters (Dividend Capital Realty Income Allocation Fund), Master Agreement Among Underwriters (RMK Multi-Sector High Income Fund Inc), Master Agreement Among Underwriters (RMK High Income Fund Inc)
Advertising; Supplemental Offering Material. Any public advertisement of the Offering shall be made by the Manager on behalf of the Underwriters on such date as the Manager shall determine. You agree not to advertise the Offering prior to the date of the Manager's ’s advertisement thereof without the Manager's ’s consent. If the offering is made in whole or in part in reliance on Rule 144A (or upon another exemption from registration), you agree not to engage in any general solicitation and to abide by any other restrictions in the AAU or the Underwriting Agreement in connection therewith relating to any advertising or publicity. Any advertisement you may make of the Offering after such date will be your own responsibility and at your own expense and risk. If the Offering is made in whole or in part in reliance on Rule 144A under the 1933 Act, you agree not to engage in any “general solicitation” or “general advertising” (within the meaning of Rule 502(c) under the 0000 Xxx) and to abide by any other restrictions in the AAU or the Underwriting Agreement in connection therewith relating to any advertising or publicity. In addition to your agreement to comply with restrictions on the Offering pursuant to Sections 10.10 10(j) and 10.11 10(k) hereof, you also agree that you will not, in connection with the offer and sale of the Securities in the Offering, without the written consent of the Manager, give to any prospective purchaser of the Securities or other person not in your employ any written information concerning the Offering, the Issuer, the Guarantor or the any Seller, other than information contained in any Preliminary Prospectus, Prospectus, Preliminary Offering Circular or Offering Circular or in any computational materials ("COMPUTATIONAL MATERIALS"“Computational Materials”) or other offering materials prepared by or with the consent of the Manager for use by the Underwriters in connection with the Offering and, in the case of a Registered Offering, filed with the Commission or the NASD, as applicable (the "SUPPLEMENTAL OFFERING MATERIALS"“Supplemental Offering Materials”). You further agree to cease distribution of any COMPUTATIONAL MATERIALS on Computational Materials not later than the Offering Date.
Appears in 3 contracts
Samples: Master Agreement Among Underwriters (Western Asset Municipal Defined Opportunity Trust Inc.), Master Agreement Among Underwriters (Seligman Premium Technology Growth Fund, Inc.), Master Agreement Among Underwriters (Dividend Capital Strategic Global Realty Fund)
Advertising; Supplemental Offering Material. Any public advertisement of the Offering shall be made by the Manager on behalf of the Underwriters on such date as the Manager shall determine. You agree not to advertise the Offering prior to the date of the Manager's ’s advertisement thereof without the Manager's ’s consent. If the offering is made in whole or in part in reliance on Rule 144A (or upon another exemption from registration), you agree not to engage in any general solicitation and to abide by any other restrictions in the AAU or the Underwriting Agreement in connection therewith relating to any advertising or publicity. Any advertisement you may make of the Offering after such date will be your own responsibility and at your own expense and riskrisk and shall be made in compliance with applicable law. In addition to your agreement to comply with restrictions on the Offering pursuant to Sections 10.10 and 10.11 hereof, you also agree that you will not, in connection with the offer and sale of the Securities in the Offering, without the consent of the Manager, give to any prospective purchaser of the Securities or other person not in your employ any written information communication (as defined in Rule 405 of the Securities Act) (excluding any Preliminary Prospectus, Prospectus, Preliminary Offering Circular or Offering Circular, written confirmations and notices of allocation delivered to your customers in accordance with Rule 172 under the Securities Act and written communications delivered to your customers based on the exemption provided by Rule 134 under the Securities Act) concerning the Offering, the Issuer, the Guarantor or the SellerSeller (“Supplemental Offering Materials”), other than information contained in any Preliminary Prospectus, Prospectus, Preliminary Offering Circular free writing prospectus or Offering Circular computational materials or in any computational materials ("COMPUTATIONAL MATERIALS") or other offering materials prepared by or with the consent of the Manager for use by the Underwriters in connection with the Offering and, in the case of a Registered Offering, filed with the Commission or the NASD, as applicable, to the extent required by any applicable (the "SUPPLEMENTAL OFFERING MATERIALS")rules or regulations. You further agree to cease distribution of any COMPUTATIONAL MATERIALS computational materials on the Offering Date. If the Manager permits the use of any Free Writing Prospectus which has been prepared by or on behalf of or used by an Underwriter in connection with the Offering (an “Underwriter Free Writing Prospectus”), you agree (except as provided below) not to take any action that would result in you or the Issuer being required to file with the Commission under Rule 433(d) under the Securities Act an Underwriter Free Writing Prospectus that otherwise would not be required to be filed by the Issuer thereunder, but for your action. Without limiting the foregoing, you agree that any Underwriter Free Writing Prospectus that you use or refer to will not be distributed by you or on your behalf in a manner reasonably designed to lead to its broad unrestricted dissemination, and will not include Issuer Information (as defined in Rule 433(h) under the Securities Act) unless the Issuer Information has been included in a Preliminary Prospectus, Prospectus or an Issuer Free Writing Prospectus (as defined in Rule 433(h) under the Securities Act) that, in either case, has been previously filed with the Commission. You also agree that you shall comply in all material respects with the applicable requirements of the Securities Act and the rules and regulations thereunder in connection with your use of any Underwriter Free Writing Prospectus.
Appears in 1 contract
Samples: Master Agreement Among Underwriters (RMR Asia Real Estate Fund)
Advertising; Supplemental Offering Material. Any public advertisement of the Offering shall be made by the Manager on behalf of the Underwriters on such date as the Manager shall determine. You agree not to advertise the Offering prior to the date of the Manager's advertisement thereof without the Manager's consent. If the offering is made in whole or in part in reliance on Rule 144A (or upon another exemption from registration), you agree not to engage in any general solicitation and to abide by any other restrictions in the AAU or the Underwriting Agreement in connection therewith relating to any advertising or publicity. Any advertisement you may make of the Offering after such date will be your own responsibility and at your own expense and riskrisk and shall be made in compliance with applicable law. In addition to your agreement to comply with restrictions on the Offering pursuant to Sections 10.10 and 10.11 hereof, you also agree that you will not, in connection with the offer and sale of the Securities in the Offering, without the consent of the Manager, give to any prospective purchaser of the Securities or other person not in your employ any written information communication (as defined in Rule 405 of the Securities Act) (excluding any Preliminary Prospectus, Prospectus, Preliminary Offering Circular or Offering Circular, written confirmations and notices of allocation delivered to your customers in accordance with Rule 172 under the Securities Act and written communications delivered to your customers based on the exemption provided by Rule 134 under the Securities Act) concerning the Offering, the Issuer, the Guarantor or the SellerSeller ("SUPPLEMENTAL OFFERING MATERIALS"), other than information contained in any Preliminary Prospectus, Prospectus, Preliminary Offering Circular free writing prospectus or Offering Circular computational materials or in any computational materials ("COMPUTATIONAL MATERIALS") or other offering materials prepared by or with the consent of the Manager for use by the Underwriters in connection with the Offering and, in the case of a Registered Offering, filed with the Commission or the NASD, as applicable, to the extent required by any applicable (the "SUPPLEMENTAL OFFERING MATERIALS")rules or regulations. You further agree to cease distribution of any COMPUTATIONAL MATERIALS computational materials on the Offering Date. If the Manager permits the use of any Free Writing Prospectus which has been prepared by or on behalf of or used by an Underwriter in connection with the Offering (an "UNDERWRITER FREE WRITING PROSPECTUS"), you agree (except as provided below) not to take any action that would result in you or the Issuer being required to file with the Commission under Rule 433(d) under the Securities Act an Underwriter Free Writing Prospectus that otherwise would not be required to be filed by the Issuer thereunder, but for your action. Without limiting the foregoing, you agree that any Underwriter Free Writing Prospectus that you use or refer to will not be distributed by you or on your behalf in a manner reasonably designed to lead to its broad unrestricted dissemination, and will not include Issuer Information (as defined in Rule 433(h) under the Securities Act) unless the Issuer Information has been included in a Preliminary Prospectus, Prospectus or an Issuer Free Writing Prospectus (as defined in Rule 433(h) under the Securities Act) that, in either case, has been previously filed with the Commission. You also agree that you shall comply in all material respects with the applicable requirements of the Securities Act and the rules and regulations thereunder in connection with your use of any Underwriter Free Writing Prospectus.
Appears in 1 contract
Samples: Master Agreement Among Underwriters (RMR Asia Pacific Real Estate Fund)
Advertising; Supplemental Offering Material. Any public advertisement of the Offering shall be made by the Manager on behalf of the Underwriters on such date as the Manager shall determine. You agree not to advertise the Offering prior to the date of the Manager's advertisement thereof without the Manager's consent. If the offering is made in whole or in part in reliance on Rule 144A (or upon another exemption from registration), you agree not to engage in any general solicitation and to abide by any other restrictions in the AAU or the Underwriting Agreement in connection therewith relating to any advertising or publicity. Any advertisement you may make of the Offering after such date will be your own responsibility and at your own expense and risk. If the Offering is made in whole or in part in reliance on Rule 144A under the 1933 Act, you agree not to engage in any "general solicitation" or "general advertising" (within the meaning of Rule 502(c) under the 1933 Act) and to abide by xxx xxxxr restrictions in the AAU or the Underwriting Agreement in connection therewith relating to any advertising or publicity. In addition to your agreement to comply with restrictions on the Offering pursuant to Sections 10.10 10(j) and 10.11 10(k) hereof, you also agree that you will not, in connection with the offer and sale of the Securities in the Offering, without the written consent of the Manager, give to any prospective purchaser of the Securities or other person not in your employ any written information concerning the Offering, the Issuer, the Guarantor or the any Seller, other than information contained in any Preliminary Prospectus, Prospectus, Preliminary Offering Circular or Offering Circular or in any computational materials ("COMPUTATIONAL MATERIALS") or other offering materials prepared by or with the consent of the Manager for use by the Underwriters in connection with the Offering and, in the case of a Registered Offering, filed with the Commission or the NASD, as applicable (the "SUPPLEMENTAL OFFERING MATERIALS"). You further agree to cease distribution of any COMPUTATIONAL MATERIALS on Computational Materials not later than the Offering Date.
Appears in 1 contract
Samples: Master Agreement Among Underwriters (First Trust High Income Long/Short Fund)