Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, or other service providers.
Appears in 120 contracts
Samples: Distribution Agreement (Gemcorp Commodities Alternative Products Fund), Distribution Agreement (CION Grosvenor Infrastructure Fund), Distribution Agreement (Sphinx Opportunity Fund II)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, custodian or other service providers.
Appears in 45 contracts
Samples: Administration, Bookkeeping and Pricing Services Agreement (Rivernorth Opportunities Fund, Inc.), Administration, Bookkeeping and Pricing Services Agreement (RiverNorth Specialty Finance Corp), Administration, Bookkeeping and Pricing Services Agreement (RiverNorth Managed Duration Municipal Income Fund II, Inc.)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund Trust or, as applicable, the Fund’s investment adviser, custodian, custodian or other service providers.
Appears in 16 contracts
Samples: Transfer Agency and Services Agreement (Bridge Builder Trust), Transfer Agency and Services Agreement (USCF Mutual Funds Trust), Transfer Agency and Services Agreement (Holland Series Fund Inc)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicableapplicable and appropriate, the Fund’s investment adviser, custodian, custodian or other service providers.
Appears in 10 contracts
Samples: Administration, Bookkeeping and Pricing Services Agreement (Arbitrage Funds), Administration, Bookkeeping and Pricing Services Agreement (Whitebox Mutual Funds), Transfer Agency and Service Agreement (Whitebox Mutual Funds)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, or instructions from the Fund or, as applicableapplicable and appropriate, the Fund’s investment adviser, custodian, or other service providers.
Appears in 8 contracts
Samples: Distribution Agreement (Arbitrage Funds), Distribution Agreement (Arbitrage Funds), Distribution Agreement (Whitebox Mutual Funds)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, or instructions from the Fund or, as applicable, the Fund’s investment adviseradvisors, custodian, or other service providers.
Appears in 7 contracts
Samples: Distribution Agreement (CC Real Estate Income Fund-T2), Distribution Agreement (CC Real Estate Income Fund-Adv), Distribution Agreement (NorthStar Real Estate Capital Income Fund-C)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or the Fund’s investment adviser or, as applicable, the Fund’s investment adviser, custodian, custodian or other service providers.
Appears in 6 contracts
Samples: Transfer Agency and Services Agreement (Caldwell & Orkin Funds Inc), Transfer Agency and Services Agreement (BBH Trust), Transfer Agency and Services Agreement (Financial Investors Trust)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS ALPS, at its own expense, may request directions, advice, advice or instructions from the Fund Trust or, as applicable, the Fund’s investment adviser, custodian, custodian or other service providers.
Appears in 4 contracts
Samples: Transfer Agency and Services Agreement (Goehring & Rozencwajg Investment Funds), Transfer Agency and Services Agreement (Harvest Volatility Edge Trust), Transfer Agency and Services Agreement (Harvest Volatility Edge Trust)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, or instructions from the Fund or, as applicable, the Fund’s 's investment adviser, custodian, or other service providers.
Appears in 4 contracts
Samples: Distribution Agreement (Broadview Funds Trust), Distribution Agreement (Principal Exchange-Traded Funds), Distribution Agreement (Mairs & Power Funds Trust)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS ALPS, at its own expense, may request directions, advice, advice or instructions from the Fund Trust or, as applicable, the Fund’s Funds’ investment adviser, custodian, custodian or other service providers.
Appears in 2 contracts
Samples: Administration, Bookkeeping and Pricing Services Agreement (Harvest Volatility Edge Trust), Administration, Bookkeeping and Pricing Services Agreement (Harvest Volatility Edge Trust)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, custodian or other service providersproviders on behalf of the Fund.
Appears in 2 contracts
Samples: Administration, Bookkeeping and Pricing Services Agreement (XAI Octagon Floating Rate & Alternative Income Term Trust), Administration, Bookkeeping and Pricing Services Agreement (XAI Octagon Floating Rate & Alternative Income Term Trust)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund Trust or, as applicable, the Fund’s Funds’ investment adviser, custodian, custodian or other service providers.
Appears in 2 contracts
Samples: Administration, Bookkeeping and Pricing Services Agreement (Sprott ETF Trust), Administration, Bookkeeping and Pricing Services Agreement (Oak Associates Funds)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Fund’s 's investment adviser, custodian, custodian or other service providers.
Appears in 2 contracts
Samples: Administration, Bookkeeping and Pricing Services Agreement (RiverNorth Flexible Municipal Income Fund II, Inc.), Administration, Bookkeeping and Pricing Services Agreement (Flat Rock Core Income Fund)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not taketake in connection with the services to be provided hereunder, ALPS may request directions, advice, or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, or other service providers.
Appears in 2 contracts
Samples: Transfer Agency Interactive Client Services Agreement (Cook & Bynum Funds Trust), Distribution Agreement (Cook & Bynum Funds Trust)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Fund’s Portfolios’ investment adviser, custodian, custodian or other service providers.
Appears in 2 contracts
Samples: Distribution Agreement (Financial Investors Trust), Administration, Bookkeeping and Pricing Services Agreement (Financial Investors Trust)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS ALPS, at its own expense, may request directions, advice, advice or instructions from the Trust on behalf of a Fund or, as applicable, the Fund’s investment adviser, custodian, custodian or other service providers.
Appears in 2 contracts
Samples: Administration, Bookkeeping and Pricing Services Agreement (Goehring & Rozencwajg Investment Funds), Administration, Bookkeeping and Pricing Services Agreement (Goehring & Rozencwajg Investment Funds)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, or instructions from the Fund Funds or, as applicable, the Fund’s investment adviser, custodian, or other service providers.
Appears in 2 contracts
Samples: Distribution Agreement (LifeX Inflation-Protected Income Trust 1948F), Distribution Agreement (LifeX Income Trust 1948F)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may reasonably request directions, advice, or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, or other service providers.
Appears in 1 contract
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not taketake pursuant to this Agreement, ALPS may request directions, advice, or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, or other service providers.
Appears in 1 contract
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Administrator or the Fund’s investment adviser, custodian, custodian or other service providers.
Appears in 1 contract
Samples: Sub Administration Agreement (Sierra Total Return Fund)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Fund’s investment adviserCo-Advisers, custodianFAS, custodian or other service providers.
Appears in 1 contract
Samples: Administration, Bookkeeping and Pricing Services Agreement (Boulder Growth & Income Fund)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Fund’s investment adviseradvisors, custodian, custodian or other service providers.
Appears in 1 contract
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not take, ALPS may request directions, advice, or instructions from the Fund or the Fund’s investment adviser or, as applicableapplicable and when authorized by the Fund, the Fund’s investment adviser, custodian, or other service providers.
Appears in 1 contract
Samples: Transfer Agency Interactive Client Services Agreement (Heartland Group Inc)
Advice of the Fund and Service Providers. If ALPS is in doubt as to any action it should or should not taketake in connection with the services to be provided hereunder, ALPS may request directions, advice, advice or instructions from the Fund or, as applicable, the Fund’s investment adviser, custodian, custodian or other service providers.
Appears in 1 contract
Samples: Administration, Bookkeeping and Pricing Services Agreement (Cook & Bynum Funds Trust)
