Common use of Advisers Services Clause in Contracts

Advisers Services. Adviser will make all decisions to buy, sell or hold securities, cash or other investments for Client’s account (s) at the sole discretion of Adviser and without first consulting Client. Such securities may include, but are not limited to, interests in mutual funds, interests in REITS, common or preferred stock, convertible stocks or bonds, options, warrants, rights, corporate, municipal or government bonds, and notes or bills. Client gives Adviser full power and authority to carry out these decisions by giving instructions, on behalf of Client, to brokers and dealers and the Custodian for Client’s account (s). Client also authorizes Adviser to provide a copy of this agreement to any broker or dealer with or through which transactions for Client’s account (s) are to be effected as evidence of Adviser’s authority under this agreement. Client’s investment objectives and any special instructions or limits that Client wishes Adviser to follow in managing Client’s account (s) are written on Schedule I. Client will let Adviser know in writing if Client wishes to change instructions to Adviser. Client also will let Adviser know if Client’s financial circumstances or investment objectives change in a way that should cause Adviser to change how Adviser is managing Client’s account (s). Changes to the investment objectives or to any instructions, detailing the changes that Client and Adviser have agreed to in writing, will be considered amendments or supplements to Schedule I.

Appears in 4 contracts

Samples: Investment Advisory Agreement, Investment Advisory Agreement, Investment Advisory Agreement

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