Discretionary Investment Management Services. The Adviser shall act as investment adviser with respect to each Fund. In such capacity, the Adviser shall, subject to the supervision of the Board, regularly provide each Fund with investment research, advice and supervision and shall furnish continuously an investment program for each Fund, consistent with the respective investment objectives and policies of each Fund. The Adviser shall determine, from time to time, what securities shall be purchased for each Fund, what securities shall be held or sold by each Fund and what portion of each Fund’s assets shall be held uninvested in cash, subject always to the provisions of the Trust’s Agreement and Declaration of Trust (“Declaration of Trust”), as amended and supplemented (the “Declaration of Trust”), Bylaws and its registration statement on Form N-1A (the “Registration Statement”) under the 1940 Act, and under the Securities Act of 1933, as amended (the “1933 Act”), as filed with the Securities and Exchange Commission (the “Commission”), and with the investment objectives, policies and restrictions of each Fund, as each of the same shall be from time to time in effect. To carry out such obligations, and to the extent not prohibited by any of the foregoing, the Adviser shall exercise full discretion and act for each Fund in the same manner and with the same force and effect as each Fund itself might or could do with respect to purchases, sales or other transactions, as well as with respect to all other such things necessary or incidental to the furtherance or conduct of such purchases, sales or other transactions. No reference in this Agreement to the Adviser having full discretionary authority over each Fund’s investments shall in any way limit the right of the Board, in its sole discretion, to establish or revise policies in connection with the management of a Fund’s assets or to otherwise exercise its right to control the overall management of a Fund.
Discretionary Investment Management Services. The Adviser shall act as investment adviser with respect to the Funds. In such capacity, the Adviser shall, subject to the supervision of the Board, regularly provide the Funds with investment research, advice and supervision and shall continuously furnish an investment program for the Funds, consistent with the respective investment objectives and policies of each Fund. The Adviser shall determine, from time to time, what securities or other assets shall be purchased for the Funds, what securities or other assets shall be held or sold by the Funds and what portion of the Funds’ assets shall be held uninvested in cash, subject always to the provisions of the Trust’s Agreement and Declaration of Trust, Amended and Restated By-Laws and its registration statement on Form N-1A (the “Registration Statement”) under the 1940 Act and under the Securities Act of 1933, as amended (the “1933 Act”), covering Fund shares, as filed with the U.S. Securities and Exchange Commission (the “Commission”), and to the investment objectives, policies and restrictions of the Funds, as from time to time in effect. To carry out such obligations, the Adviser shall exercise full discretion and act for the Funds in the same manner and with the same force and effect as the Funds themselves might or could do with respect to purchases, sales or other transactions, as well as with respect to all other such things necessary or incidental to the furtherance or conduct of such purchases, sales or other transactions. No reference in this Agreement to the Adviser having full discretionary authority over each Fund’s investments shall in any way limit the right of the Board, in its sole discretion, to establish or revise policies in connection with the management of a Fund’s assets or to otherwise exercise its right to control the overall management of a Fund.
Discretionary Investment Management Services. The Subadviser shall act as sub-investment adviser with respect to each Fund in regard to those Fund assets as may be allocated by the Adviser to the Subadviser (the “Assets”). In said capacity, the Subadviser, subject to the supervision of the Adviser and oversight by the Board, regularly shall provide the Fund with investment research, advice, and supervision and shall furnish continuously an investment program, consistent with the investment objectives and policies of the Fund. The Subadviser shall determine, from time to time, what securities shall be purchased for the Fund, what securities shall be held or sold by the Fund, and what portion of the Fund’s Assets shall be held uninvested in cash, subject always to the provisions of the Trust’s Agreement and Declaration of Trust, the Trust’s By-Laws, and the Trust’s registration statement on Form N-1A (the “Registration Statement”) under the 1940 Act, and under the Securities Act of 1933, as amended (the “1933 Act”), covering Fund shares, as filed with the Securities and Exchange Commission (the “Commission”), and to the investment objectives, policies, and restrictions of the Fund, as each of the same from time to time shall be in effect. To carry out these obligations, the Subadviser shall exercise full discretion and act for the Fund in the same manner and with the same force and effect as the Fund itself might or could do with respect to purchases, sales, or other transactions, as well as with respect to all other such things necessary or incidental to the furtherance or conduct of said purchases, sales, or other transactions. No reference in this Agreement to the Subadviser having full discretionary authority over the Fund’s investments in any way shall limit the right of either the Adviser or the Board, in either the Adviser’s or the Board’s respective sole discretion, to establish or revise policies in connection with the management of the Fund’s Assets or otherwise to exercise either the Adviser’s or the Board’s respective right to control the overall management of the Fund’s assets. As applicable and appropriate, and without limiting the generality of the foregoing, the Subadviser has the authority to enter into trading agreements on behalf of the Fund and to adhere on the Fund’s behalf to the applicable International Swaps & Derivatives Association (“ISDA”) over-the-counter (“OTC”) derivatives transaction protocols and to enter into client agency agreements or other documents that may be requir...
Discretionary Investment Management Services. 2.1 Scope of our discretion
Discretionary Investment Management Services. The Adviser shall act as investment adviser with respect to the Company. In such capacity, the Adviser shall, subject to the supervision of the Director, regularly provide the Company with investment research, advice and supervision and shall furnish continuously an investment program for the Company, consistent with the respective investment objectives and policies of the Company. The Adviser shall determine, from time to time, what securities or other assets shall be purchased for the Company, what securities or other assets shall be held or sold by the Company and what portion of the Company’s assets shall be held uninvested in cash, subject always to the investment objectives, policies and restrictions of the Fund as they apply to the Company. To carry out such obligations, the Adviser shall exercise full discretion and act for the Company in the same manner and with the same force and effect as the Company itself might or could do with respect to purchases, sales or other transactions, as well as with respect to all other such things necessary or incidental to the furtherance or conduct of such purchases, sales or other transactions. No reference in this Agreement to the Adviser having full discretionary authority over the Company’s investments shall in any way limit the right of the Director, in his or her sole discretion, to establish or revise policies in connection with the management of the Company’s assets or to otherwise exercise its right to control the overall management of the Company.
Discretionary Investment Management Services. The Client hereby grants Spire and its IAR complete and unlimited discretionary trading authorization. The Client hereby appoints the above named IAR as the Client’s agent and attorney-in-fact with respect to this trading authorization. The Client authorizes Spire to buy, sell, or otherwise trade securities or other investments in the account(s) without discussing the transactions with the Client in advance. Spire will make investment decisions for the account(s) according to the investment objectives and financial circumstances described in the New Account Form (“NAF”) the Investment Policy Statement (“IPS”) and or the Statement of Investment Selection (“SIS”).
Discretionary Investment Management Services. (SCH A). BMA will direct with full discretionary power with respect to the Client’s managed account and have full authority to actat its sole discretion and without first consulting the Client, the continuous investment and reinvestmentof the assets deposited by the Client in designated accounts at the Custodian (the “Account”). BMA is hereby authorized and directed to invest and reinvest the principal and income, including the proceeds thereof and additions to the Account, in stocks, bonds, options or other securities of any kind as BMA deems in the best interest of the Client, and determine from time to time what portion of such assets shall be invested in securities and other assets and when such investments will be purchased, retained or sold. The Advisor’s authority shall include, but will not be limited to; trading all securities held in the Account,
Discretionary Investment Management Services. ABERDEEN TOTAL RETURN FIXED INCOME FUND. The Sub-Adviser shall act as sub-investment adviser with respect to the Aberdeen Total Return
Discretionary Investment Management Services. As described below, FPWA will assess your financial information to suggest an asset allocation strategy with respect to the management of your Program Account(s), as appropriate. Based on the asset allocation, selected investment preferences, tax status of your Program Account and investment amount, such account may be invested in Fidelity mutual funds or exchange-traded products (“ETPs”), or non-Fidelity mutual funds or ETPs, individual securities, or cash (collectively, “Portfolio Investments”). ETPs can include exchange-traded funds, exchange-traded notes, unit investment trusts, closed-end funds, master limited partnerships, and certain trusts. Discretionary authority is hereby delegated to FPWA, and FPWA has retained the services of its affiliate, Strategic Advisers, to provide day-to-day discretionary portfolio management services to Program Accounts, which includes the authority to determine which securities to purchase or sell, the total amount of such purchases and sales, and the brokers or dealers through which
Discretionary Investment Management Services. Representative will direct, at its sole discretion and without first consulting Client, the investment and reinvestment of the assets in the Account. The Client may at any time, provide advance written restrictions. Client agrees to notify Adviser promptly of any significant change in the information provided by Client or any other significant change in Client's financial circumstances or investment objectives that might affect the manner in which Client's Account should be managed. Client also agrees to provide Representative with such additional information as Representative may request from time to time to assist it in managing the Account. Client hereby appoints Representative as Client's agent and attorney-in-fact, with power and authority to act for Client and on Client's behalf, to direct purchases and sales of assets in the Account in all types of securities, including but not limited to, stocks, bonds, mutual funds, options, limited partnership interests, trust units, and options, provided such securities are permissible investments under the terms of this Agreement, to receive statements of transactions made for Client's account, and to approve and confirm the same. Representative may give a copy of this Agreement to any broker, dealer or other party to a transaction for the Account, as evidence of Representative’s authority to act for Client in connection with the transaction.
