Affiliate Status. The Holder is not, and has not been during the preceding three months, an “affiliate” of the Company as such term is defined in Rule 144 under the Securities Act.
Appears in 24 contracts
Samples: Exchange Agreement (Iconic Brands, Inc.), Exchange Agreement (APEG Energy II, LP), Exchange Agreement (Box Ships Inc.)
Affiliate Status. The Holder is not, and has not been during the preceding three months, an “affiliate” of the Company (as such term is defined in Rule 144 under the Securities Act) of the Company and has not been an “affiliate” (as defined in Rule 144 under the Securities Act) of the Company within the three months immediately preceding the issuance of this Warrant.
Appears in 5 contracts
Samples: Common Stock Purchase Warrant (RXR Realty LLC), Common Stock Purchase Warrant (View, Inc.), Common Stock Purchase Warrant (View, Inc.)
Affiliate Status. The Holder is not, and has not been during the preceding three (3) months, an “affiliate” of the Company as such term is defined in Rule 144 under the Securities Act.
Appears in 3 contracts
Samples: Exchange Agreement (Inseego Corp.), Exchange Agreement (Gevo, Inc.), Exchange Agreement (Gevo, Inc.)
Affiliate Status. The Such Holder is not, and has not been during the preceding three months, an “affiliate” of the Company as such that term is defined in Rule 144 under 144(a)(1) of the Securities Act.
Appears in 3 contracts
Samples: Exchange Agreement (Frontline LTD /), Exchange Agreement (Frontline LTD /), Exchange Agreement (Frontline LTD /)
Affiliate Status. The No Holder is notis, and or has not been during within the three months preceding three monthsthe date of this Agreement, an “affiliate” of the Company as such term is defined in Rule 144 under the Securities Act.
Appears in 2 contracts
Samples: Exchange Agreement (LTX-Credence Corp), Exchange Agreement (LTX-Credence Corp)
Affiliate Status. The Holder is not, and has not been during the preceding three months, an “"affiliate” of the Company " (as such term is defined in Rule 144 under the Securities Act) of the Company and has not been an "affiliate" (as defined in Rule 144 under the Securities Act) of the Company within the three months immediately preceding the issuance of this Warrant.
Appears in 1 contract
Samples: Warrant Agreement (Cytrx Corp)
Affiliate Status. The Holder is not, and has not been during the preceding three months, an “"affiliate” " of the Company as such term is defined in Rule 144 under the Securities Act.
Appears in 1 contract
Affiliate Status. The Holder is notis, and has not been during the preceding three months, an “affiliate” of the Company as such term is defined in Rule 144 under the Securities Act.
Appears in 1 contract
Samples: Purchase and Exchange Agreement (Silverleaf Resorts Inc)
Affiliate Status. The Holder is not, and has not been during the preceding three months, an “affiliate” of the Company as such term is defined in Rule 144 under the Securities Act, and is not an affiliate of any officer or director of the Company.
Appears in 1 contract
Affiliate Status. The Holder is not, and has not been during the preceding three months, and upon consummation of the Exchange will not be, an “affiliate” of the Company as such term is defined in Rule 144 under the Securities ActAct (“Rule 144”).
Appears in 1 contract
Affiliate Status. The Such Holder is not, and has not been during the preceding three months, an “affiliate” of the Company company as such term is defined in Rule 144 under the Securities Act.
Appears in 1 contract
Samples: Exchange Agreement (LTX Corp)
