After the Agreement Effective Date. After the Agreement Effective Date, the Fund will furnish to Distributor any amendments to the items listed in Section 15.1 and promptly provide notice of the following: A. any material correspondence or other communication by the SEC, FINRA, any government or self-regulatory organization or its staff relating to the Fund, including any related to examinations of the Fund and any requests by the SEC for amendments to the Registration Statement or any advertising or sales literature; B. the happening of any event which makes untrue any statement of material fact made in the Registration Statement or which requires the making of a change in such Registration Statement in order to make the statements therein not misleading; C. if the Fund determines to suspend the sale of Shares at any time in response to conditions in the securities markets, and D. the commencement of any litigation or proceedings against the Fund or any of its officers or trustees in connection with the issue and sale of any of the Shares.
Appears in 15 contracts
Samples: Distribution Agreement (OneAscent Capital Opportunities Fund), Distribution Agreement (83 Investment Group Income Fund), Distribution Agreement (Booster Income Opportunities Fund)
After the Agreement Effective Date. After the Agreement Effective Date, the Fund will furnish or make available to Distributor any amendments to the items listed in Section 15.1 and promptly provide notice of the following:
A. any material correspondence or other communication by the SEC, FINRA, any government or self-regulatory organization or its staff relating to the Fund, including any related to examinations of the Fund and any requests by the SEC for amendments to the Registration Statement or any advertising or sales literature;
B. the happening of any event which makes untrue any statement of material fact made in the Registration Statement or which requires the making of a change in such Registration Statement in order to make the statements therein not misleading;
C. if the Fund determines to suspend the sale of Shares at any time in response to conditions in the securities markets, and
D. the commencement of any litigation or proceedings against the Fund or any of its officers or trustees in connection with the issue and sale of any of the Shares.
Appears in 3 contracts
Samples: Distribution Agreement (CAZ Strategic Opportunities Fund), Distribution Agreement (CAZ Strategic Opportunities Fund), Distribution Agreement (Dynamic Alternatives Fund)