Information Provided by the Fund. 14.1 Before the Agreement Effective Date, the Fund will furnish to Service Provider the following:
(A) copies of the Agreement and Declaration of Trust and of any amendments to it, certified by the proper official of the state in which such document has been filed;
(B) the Fund’s Bylaws and any amendments to it;
(C) certified copies of resolutions of the Board covering the approval of this Agreement, authorization of a specified officer of the Fund to execute and deliver this Agreement, and authorization for specified officers of the Fund to instruct Service Provider thereunder;
(D) a list of all the officers of the Fund, together with specimen signatures of those officers who are authorized to instruct Service Provider in all matters;
(E) the Trust’s registration statement on Form N-2 and all amendments to it filed with the SEC under the Securities Act and the 1940 Act;
(F) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC;
(G) an accurate, current list of shareholders of the Fund, if applicable, showing each shareholder’s address of record, number of shares owned, and whether such shares are represented by outstanding share certificates;
(H) copies of the current plan of distribution adopted by the Fund under Rule 12b-1 under the 1940 Act for the Fund, if applicable;
(I) copies of the current investment advisory agreement and current investment sub-advisory agreement, if applicable, for the Fund;
(J) copies of the current underwriting agreement for the Fund;
(K) contact information for the Fund’s service providers, including but not limited to the Fund’s administrator, custodian, transfer agent, independent accountants, legal counsel, underwriter, and chief compliance officer; and
(L) a copy of procedures adopted by the Fund per Rule 38a-1 under the 1940 Act. The parties will deem such documents delivered if they are publicly available to Service Provider.
Information Provided by the Fund
