Agent’s Activities Clause Samples

The 'Agent’s Activities' clause defines the scope of actions and responsibilities that an agent is authorized to perform on behalf of a principal. It typically outlines the specific tasks, duties, or services the agent is expected to carry out, such as negotiating contracts, managing assets, or representing the principal in certain transactions. By clearly delineating what the agent can and cannot do, this clause helps prevent misunderstandings and ensures both parties are aligned on the agent’s role, thereby reducing the risk of unauthorized actions or disputes.
Agent’s Activities. The Company acknowledges that the Agents and their respective affiliates carry on a range of businesses, including providing institutional and retail brokerage, investment advisory, research, investment management, securities lending and custodial services to clients and trading in financial products as agent or principal. It is possible that the Agents and other entities in their respective groups that carry on those businesses may hold long or short positions in securities of companies or other entities, which are or may be involved in the transactions contemplated in this Agreement and effect transactions in those securities for their own account or for the account of their respective clients. The Company agrees that these divisions and entities may hold such positions and effect such transactions without regard to the Company's interest under this Agreement.
View SourceView Similar (2)
Agent’s Activities. (a) The Corporation acknowledges that the Agent and its affiliates acts as principal and agent in the financial banking and investment banking industries in financial markets and, in such capacities, may, in the ordinary course of their activities, hold long or short positions, and may trade or otherwise effect or recommend transactions, for their own account or the accounts of their customers, in debt, equity or derivative securities of the Corporation or their affiliates or any other issuer that may be involved in the transactions contemplated by this Agreement or their affiliates. The Corporation agrees not to seek to restrict or challenge the ability of any of the Agent to carry out such activities. (b) The Corporation acknowledges that the Agent is not advising the Corporation or any other person related to it as to any legal, tax, investment, accounting or regulatory matters in any jurisdiction. The Corporation should consult with its own advisors concerning such matters and be responsible for making its own independent investigation and appraisal of the transactions contemplated hereby, and the Agent has no liability to Corporation with respect thereto. (c) In performing its responsibilities under this Agreement, the Agent may use the services of its affiliates provided that it will be responsible for ensuring that such affiliates comply with the terms of this Agreement.
View SourceView Similar (2)
Agent’s Activities. The Company acknowledges and agrees that the Agent has informed the Company that the Agent may, to the extent permitted under the Securities Act and the Exchange Act, purchase and sell Common Shares for its own account while this Agreement is in effect; provided that no such purchase or sales shall take place while a Placement Notice is in effect (except to the extent the Agent may engage in sales of Placement Shares purchased or deemed purchased from the Company as a “riskless principal” or in a similar capacity) and the Company shall not be deemed to have authorized or consented to any such purchases or sales by the Agent, except as may be otherwise agreed by the Company and the Agent.
View SourceView Similar (2)
Agent’s Activities. The Company and FII acknowledge that the Agents and their affiliates carry on a range of businesses, including providing institutional and retail brokerage, investment advisory, research, investment management, securities lending and custodial services to clients and trading in financial products as agent or principal. It is possible that the Agents and other entities in their respective groups that carry on those businesses may hold long or short positions in securities of companies or other entities, which are or may be involved in the transactions contemplated in this Agreement and effect transactions in those securities for their own account or for the account of their respective clients. Each of the Company and FII agrees that these divisions and entities may hold such positions and effect such transactions without regard to the Company’s or FII’s interest under this Agreement.
View Source
Agent’s Activities. The Parties shall develop and monitor the activities of the players’ agents, in particular through the Agents’ Activities Evaluation Board.
View Source
Agent’s Activities. The REIT LP and Managing GP acknowledge that the Agents and their affiliates carry on a range of businesses, including providing banking, credit derivative, hedging and foreign exchange products and services, institutional and retail brokerage, investment advisory, research, investment management, securities lending and custodial services to clients (including companies that are or may be involved in the transactions contemplated in this Agreement or are affiliated with the REIT LP or Managing GP) and trading in financial products as agent or principal. It is possible that the Agents and other entities in their respective groups that carry on those businesses may hold long or short positions, and may trade or otherwise effect or recommend transactions, in securities of companies or other entities (including the Managing GP or the REIT LP), which are or may be involved in the transactions contemplated in this Agreement or are affiliated with the Managing GP or REIT LP and effect transactions in those securities for their own account or for the account of their respective clients. The REIT LP and Managing GP agree that these divisions and entities may hold such positions and effect such transactions without regard to the RElT LP’s or Managing GP's interest under this Agreement.
View Source

Related to Agent’s Activities

  • Activities Except with the prior written consent of the Board, Executive will not during his employment with the Company undertake or engage in any other employment, occupation or business enterprise, other than ones in which Executive is a passive investor. Executive may engage in civic and not-for-profit activities so long as such activities do not materially interfere with the performance of his duties hereunder.

  • Monitoring Activities The Cheyenne MPO shall have the right to monitor all activities related to this Agreement that are performed by the Consultant or its subconsultants. This shall include, but not be limited to, the right to make site inspections at any time and with reasonable notice; to bring experts and consultants on site to examine or evaluate completed work or work in progress; to examine the books, ledgers, documents, papers, and records pertinent to this Agreement; and to observe personnel in every phase of performance of the related work.

  • Securities Activities Neither the Borrower nor any of its Subsidiaries is engaged in the business of extending credit for the purpose of purchasing or carrying Margin Stock.

  • Agreements; Actions (a) Except for the Transaction Agreements, there are no agreements, understandings, instruments, contracts or proposed transactions to which the Company is a party or by which it is bound that involve (i) obligations (contingent or otherwise) of, or payments to, the Company in excess of RMB100 million (ii) the license of any patent, copyright, trademark, trade secret or other proprietary right to or from the Company, (iii) the grant of rights to manufacture, produce, assemble, license, market, or sell its products to any other Person that limit the Company’s exclusive right to develop, manufacture, assemble, distribute, market or sell its products, or (iv) indemnification by the Company with respect to infringements of proprietary rights. (b) The Company has not (i) declared or paid any dividends, or authorized or made any distribution upon or with respect to any class or series of its capital stock, (ii) incurred any indebtedness for money borrowed or incurred any other liabilities individually in excess of RMB100 million or in excess of RMB200 million in the aggregate, (iii) made any loans or advances to any Person, other than ordinary advances for travel expenses, or (iv) sold, exchanged or otherwise disposed of any of its assets or rights, other than the sale of its inventory in the ordinary course of business. For the purposes of (a) and (b) of this Subsection 2.5, all indebtedness, liabilities, agreements, understandings, instruments, contracts and proposed transactions involving the same Person (including Persons the Company has reason to believe are affiliated with each other) shall be aggregated for the purpose of meeting the individual minimum dollar amounts of such subsection. (c) The Company is not a guarantor or indemnitor of any indebtedness of any other Person.

  • Professional Activities The Superintendent is expected to attend appropriate professional meetings at the local and state levels, and, subject to prior Board approval, at the national level. All reasonable expenses incurred shall be paid by the Board.