Agreement to Provide Shareholder Information. Intermediary agrees to provide a requesting Fund, upon written request, the taxpayer identification number ("TIN"), the Individual/International Taxpayer Identification Number ("ITIN"), or other government-issued identifier ("GII"), if known, of any or all Shareholder(s) of the account and the amount, date, name or other identifier of any investment professional(s) associated with the Shareholder(s) or account (if known), and transaction type (purchase, redemption, transfer, or exchange) of every purchase, redemption, transfer, or exchange of Shares held through an account maintained by Intermediary during the period covered by the request.
Appears in 5 contracts
Samples: Shareholder Information Agreement (RBC Variable Annuity Account A), Shareholder Information Agreement (Usl Separate Account Usl Vl-R), Shareholder Information Agreement (Variable Account B American Intl Life Assur Co of New York)
Agreement to Provide Shareholder Information. Intermediary agrees to provide a requesting Fund, upon written requestrequest or such other means as agreed upon, the taxpayer identification number ("“TIN"”), the Individual/International Taxpayer Identification Number ("“ITIN"”), or other government-issued identifier ("“GII"”), if known, of any or all Shareholder(s) of the account and the amount, date, name or other identifier of any investment professional(s) associated with the Shareholder(s) or account (if known), and transaction type (purchase, redemption, transfer, or exchange) of every purchase, redemption, transfer, or exchange of Shares held through an account maintained by Intermediary during the period covered by the request.
Appears in 1 contract
Samples: Shareholder Information Agreement (Prudential Discovery Premier Group Variable Contract Account)
Agreement to Provide Shareholder Information. Intermediary agrees to provide a requesting Fundthe Fund or its designee, upon written request, the taxpayer identification number ("“TIN"”), the Individual/International Taxpayer Identification Number ("ITIN")“ITIN”)1, or other government-issued identifier ("“GII"”), if known, of any or all Shareholder(s) of the account and the amount, date, name or other identifier of any investment professional(s) associated with the Shareholder(s) or account (if known), and transaction type (purchase, redemption, transfer, or exchange) of every purchase, redemption, transfer, or exchange of Shares held through an account maintained by the Intermediary during the period covered by the request.
Appears in 1 contract
Agreement to Provide Shareholder Information. Intermediary agrees to provide a requesting Fundthe Transfer Agent, upon written requestrequest from the Fund, the taxpayer identification number ("TIN"), the Individual/International Taxpayer Identification Number ("ITIN"ITIN")(2), or other government-issued identifier ("GII")) and the Contract owner number or participant account number associated with the Shareholder, if known, of any or all Shareholder(s) of the account account(s), and the amount, date, name or other identifier of any investment professional(s) associated with the Shareholder(s) or account (if known), and transaction type (purchase, redemption, transfer, or exchange) of every purchase, redemption, transfer, or exchange of Shares held through an account one or more account(s) maintained by the Intermediary during the period covered by the request. Unless otherwise specifically requested by the Fund, the Intermediary shall only be required to provide information relating to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions.
Appears in 1 contract
Samples: Intermediary Agreement (Sage Variable Annuity Account A)