Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.
Appears in 11 contracts
Samples: Shareholder Information Agreement (National Variable Annuity Account Ii), Shareholder Information Agreement (FSL Separate Account M), Participation Agreement (Columbus Life Separate Account 1)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.
Appears in 8 contracts
Samples: Shareholder Information Agreement (Allianz Life Variable Account B), 2 Shareholder Information Agreement (Allianz Life of Ny Variable Account C), Rule 22c 2 Agreement (National Variable Annuity Account Ii)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by Intermediary at the address that Intermediary may communicate to Fund in writing from time to time.
Appears in 8 contracts
Samples: Participation Agreement (Separate Account I of National Integrity Life Ins Co), Sharing Agreement (Separate Account I of National Integrity Life Ins Co), Participation Agreement (Separate Account I of Integrity Life Insurance Co)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund Agent to restrict or prohibit further purchases or exchanges of Shares by a Shareholder Contractholder that has been identified by the Fund Agent as having engaged in transactions of the Fund's in Shares (directly or indirectly through the Intermediary's account) that violate policies established or utilized by the a Trust or Fund Agent for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the a Fund. Unless otherwise directed by the FundFund Agent, any such restrictions or prohibitions shall only apply to ShareholderContractholder-Initiated Transfer Purchases or ShareholderContractholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.
Appears in 7 contracts
Samples: Participation Agreement (Lincoln Life & Annuity Flexible Premium Variable Life Account M), Participation Agreement (Variable Account B American Intl Life Assur Co of New York), Participation Agreement (Variable Account Ii Aig Life Insurance Co)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund Agent to restrict or prohibit further purchases or exchanges of Shares by a Shareholder Contractholder that has been identified by the Fund Agent as having engaged in transactions of the Fund's in Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established or utilized by the a Trust or Fund Agent for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the a Fund. Unless otherwise directed by the FundFund Agent, any such restrictions or prohibitions shall only apply to ShareholderContractholder-Initiated Transfer Purchases or ShareholderContractholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.
Appears in 6 contracts
Samples: Participation Agreement (Zalico Variable Annuity Separate Account), Participation Agreement (KILICO Variable Annuity Separate Account - 3), Participation Agreement (Annuity Investors Variable Account C)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in m transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding outstand mg Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions prohib1t1ons shall only apply to Shareholder-Shareholder Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly ind1redly through Intermediary.
Appears in 6 contracts
Samples: Shareholder Information Agreement (Prudential Variable Contract Account Gi-2), Shareholder Information Agreement (Pruco Life Variable Appreciable Account), Shareholder Information Agreement (Pruco Life of New Jersey Variable Appreciable Account)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of in the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.
Appears in 6 contracts
Samples: Participation Agreement (Variable Annuity Account A), Participation Agreement (SBL Variable Annuity Account Xiv), Participation Agreement (SBL Variable Annuity Account Xiv)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by Intermediary at the address that Intermediary may communicate to Fund in writing from time to time.
Appears in 3 contracts
Samples: Rule 22c 2 Agreement (Columbus Life Separate Account 1), Participation Agreement (Columbus Life Separate Account 1), Participation Agreement (Columbus Life Separate Account 1)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by Intermediary at a mutually agreed upon address.
Appears in 3 contracts
Samples: Participation Agreement (Separate Account I of National Integrity Life Ins Co), Participation Agreement (Separate Account Ii of National Integrity Life Insurance Co), Participation Agreement (Separate Account I of Integrity Life Insurance Co)
Agreement to Restrict Trading. The Intermediary agrees to execute written instructions from the Fund Agent to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund Agent as having engaged in transactions of the in a Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the a Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the a Fund. Unless otherwise directed by the FundFund Agent, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through the Intermediary. Instructions must be received by the Intermediary at the address noted in Appendix A to this agreement.
Appears in 3 contracts
Samples: Variable Account Ii Aig Life Insurance Co, Agl Separate Account Vl-R, Variable Account B American Intl Life Assur Co of New York
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Shareholder- Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. 2.2.
Appears in 2 contracts
Samples: Participation Agreement (Prudential Annuities Life Assurance Corp Variable Account B), Participation Agreement (Prudential Annuities Life Assurance Corp Variable Account B)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected affected directly or indirectly through Intermediary. Instructions will be transmitted to Intermediary through a mutually agreed upon format.
Appears in 2 contracts
Samples: Shareholder Information Agreement (Lincoln Life Variable Annuity Account N), Shareholder Information Agreement (Lincoln New York Account N for Variable Annuities)
Agreement to Restrict Trading. In general, the Trust will rely on the Intermediary's Policies to address any apparent detrimental effects of short-term trading. However, Intermediary agrees to use reasonable efforts to execute written instructions from the a Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's accountAccount) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundPolicies. Unless otherwise directed by the Fund, any Any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly as set forth in Section 2. Intermediary will execute such instructions with respect to the Shareholder, but only for the Contract through Intermediarywhich such transactions in the Fund's shares occurred in violation of the Fund's Policies.
Appears in 2 contracts
Samples: Participation Agreement (Fs Variable Separate Account), Participation Agreement (Variable Separate Account)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Shareholder- Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.
Appears in 2 contracts
Samples: Agreement (Prudential Discovery Select Group Variable Contract Acct), Shareholder Information Agreement (Prudential Discovery Premier Group Variable Contract Account)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has have been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by an Intermediary at a mutually agreed upon address.
Appears in 2 contracts
Samples: Shareholder Information Agreement (WRL Series Life Corporate Account), Shareholder Information Agreement (Transamerica Corporate Separate Account Sixteen)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Fund Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.
Appears in 1 contract
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Shareholder Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.
Appears in 1 contract
Samples: Shareholder Information Agreement (Pruco Life Flexible Premium Variable Annuity Account)
Agreement to Restrict Trading. The Intermediary agrees to execute written instructions from the Fund Transfer Agent to restrict or prohibit further purchases or exchanges of Shares Fund shares by a Shareholder shareholder that has been identified by the Fund Transfer Agent as having engaged in transactions of the Fund's Shares ’s shares (directly or indirectly through the Intermediary's an account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the Fund. Unless otherwise directed by the FundTransfer Agent, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions Transactions that are effected directly or indirectly through Intermediary.
Appears in 1 contract
Samples: Intermediary Agreement (Protective Variable Annuity Separate Account)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares Shares. issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.
Appears in 1 contract
Samples: Shareholder Information Agreement (Allianz Life Variable Account B)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund or its Designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder Customer that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the FundFund or its Designee, any such restrictions or prohibitions shall only apply to ShareholderCustomer-Initiated Transfer Purchases or ShareholderCustomer-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.through
Appears in 1 contract
Samples: Merrill Lynch Life Variable Annuity Separate Account D
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.
Appears in 1 contract
Samples: Shareholder Information Agreement (Valley Forge Life Insurance Co Variable Life Separate Accoun)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund Agent to restrict or prohibit further purchases or exchanges of Shares by a Shareholder Contractholder that has been identified by the Fund Agent as having engaged in transactions of the Fund's in Shares (directly or indirectly through the Intermediary's account) that violate policies established or utilized by the a Trust or Fund Agent for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the a Fund. Unless otherwise directed by the FundFund Agent, any such restrictions or prohibitions shall only apply to ShareholderContractholder-Initiated Transfer Purchases or Shareholder-Contractholder- Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.
Appears in 1 contract
Samples: Participation Agreement (John Hancock Life Insurance Co (Usa) Separate Account H)
Agreement to Restrict Trading. Intermediary agrees Intermediaries agree to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's accountIntermediaries' Account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through IntermediaryIntermediaries.
Appears in 1 contract
Samples: 2 Agreement (Variable Account a American Intl Life Assur Co of New York)
Agreement to Restrict Trading. Intermediary agrees Intermediaries agree to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's accountIntermediaries' Account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.Intermediaries. 526521
Appears in 1 contract
Samples: 2 Agreement (Variable Account I of AGL of Delaware)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases purchases, transfers or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by Intermediary at the address that Intermediary may communicate to Fund in writing from time to time.
Appears in 1 contract
Samples: Sharing Agreement (Columbus Life Separate Account 1)
Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by Intermediary at the address that Intermediary may communicate to Fund in writing from time to time.
Appears in 1 contract
Samples: Columbus Life Separate Account 1