Agreements’ Compliance with Laws. This Agreement, the Investment Management Agreement and the Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 9 contracts
Samples: Underwriting Agreement (Eaton Vance Floating-Rate 2022 Target Term Trust), Underwriting Agreement (AllianzGI Convertible & Income 2024 Target Term Fund), Underwriting Agreement (Eaton Vance High Income 2021 Target Term Trust)
Agreements’ Compliance with Laws. This Agreement, the Investment Management Advisory Agreement and the Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act Act, and the Advisers Act Rules and Regulations.
Appears in 5 contracts
Samples: Distribution Agreement (Guggenheim Energy & Income Fund), Underwriting Agreement (Clearbridge American Energy MLP Fund Inc.), Underwriting Agreement (Eaton Vance Floating-Rate Income Plus Fund)
Agreements’ Compliance with Laws. This Agreement, the Investment Management Agreement, the Subadvisory Agreement and the Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act Act, and the Advisers Act Rules and Regulations.
Appears in 5 contracts
Samples: Underwriting Agreement (Nuveen Preferred & Income 2022 Term Fund), Underwriting Agreement (Western Asset Municipal Defined Opportunity Trust Inc.), Underwriting Agreement (Nuveen Energy MLP Total Return Fund)
Agreements’ Compliance with Laws. This Agreement, the Investment Management Advisory Agreement and the Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 4 contracts
Samples: Underwriting Agreement (Tekla Healthcare Opportunities Fund), Underwriting Agreement (Flaherty & Crumrine Dynamic Preferred & Income Fund Inc), Underwriting Agreement (Tekla World Healthcare Fund)
Agreements’ Compliance with Laws. This Agreement, the Investment Management Agreement, the Sub-Advisory Agreement and the Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 4 contracts
Samples: Underwriting Agreement (Eagle Growth & Income Opportunities Fund), Underwriting Agreement (THL Credit Senior Loan Fund), Underwriting Agreement (Neuberger Berman MLP Income Fund Inc.)
Agreements’ Compliance with Laws. This Agreement, the Investment Management Agreement and the Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act Act, and the Advisers Act Rules and Regulations.
Appears in 3 contracts
Samples: Underwriting Agreement (Cohen & Steers MLP Income & Energy Opportunity Fund), Underwriting Agreement (Cohen & Steers LTD Duration Preferred & Income Fund, Inc.), Underwriting Agreement (Salient Midstream & MLP Fund)
Agreements’ Compliance with Laws. This Agreement, the Investment Management Advisory Agreement and the Structuring Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act Act, and the Advisers Act Rules and Regulations.
Appears in 3 contracts
Samples: Underwriting Agreement (Alpine Total Dynamic Dividend Fund), Underwriting Agreement (Tortoise Power & Energy Infrastructure Fund Inc), Underwriting Agreement (Dividend Capital Strategic Global Realty Fund)
Agreements’ Compliance with Laws. This Agreement, the The Investment Management Agreement and the Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act Act, and the Advisers Act Rules and Regulations.
Appears in 3 contracts
Samples: Underwriting Agreement (Neuberger Berman Next Generation Connectivity Fund Inc.), Underwriting Agreement (BlackRock Capital Allocation Trust), Underwriting Agreement (AllianzGI Artificial Intelligence & Technology Opportunities Fund)
Agreements’ Compliance with Laws. This Agreement, the Investment Management Agreement Advisory Agreement, the Accounting Agreement, the Structuring Fee Agreements and the Incentive Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act Act, and the Advisers Act Rules and Regulations.
Appears in 2 contracts
Samples: Underwriting Agreement (Calamos Global Dynamic Income Fund), Underwriting Agreement (Calamos Strategic Total Return Fund)
Agreements’ Compliance with Laws. This Agreement, the Investment Management Advisory Agreement and the Structuring Fee Agreements Agreement comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act Act, and the Advisers Act Rules and Regulations.
Appears in 2 contracts
Samples: Underwriting Agreement (Cornerstone Progressive Return Fund), Underwriting Agreement (Cornerstone Progressive Return Fund)
Agreements’ Compliance with Laws. This Agreement, Agreement and the Investment Management Agreement and the Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 2 contracts
Samples: Underwriting Agreement (AllianzGI Convertible & Income Fund), Underwriting Agreement (AllianzGI Convertible & Income Fund II)
Agreements’ Compliance with Laws. This Agreement, the Investment Management Advisory Agreement, the Accounting Agreement and the Structuring Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act Act, and the Advisers Act Rules and Regulations.
Appears in 2 contracts
Samples: Underwriting Agreement (Calamos Dynamic Convertible & Income Fund), Underwriting Agreement (Calamos Global Dynamic Income Fund)
Agreements’ Compliance with Laws. This Agreement, the The Investment Management Agreement and the Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act Act, and the Advisers Act Rules and Regulations, and the Investment Management Agreement is in full force and effect.
Appears in 2 contracts
Samples: Underwriting Agreement (Cohen & Steers Real Estate Opportunities & Income Fund), Underwriting Agreement (PIMCO Access Income Fund)
Agreements’ Compliance with Laws. This Agreement, the Investment Management Advisory Agreement and the Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act Act, and the Advisers Act Rules and Regulations.
Appears in 2 contracts
Samples: Underwriting Agreement (BlackRock Build America Bond Trust), Underwriting Agreement (Federated Enhanced Treasury Income Fund)
Agreements’ Compliance with Laws. This Agreement, the Investment Management Agreement Agreement[, the Subscription Agreement] and the Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Miller/Howard High Income Equity Fund)
Agreements’ Compliance with Laws. This The Investment Management Agreement, the Investment Management Sub-Advisory Agreement and the Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act Act, and the Advisers Act Rules and Regulations, and the Investment Management Agreement and the Sub-Advisory Agreement are in full force and effect.
Appears in 1 contract
Samples: Underwriting Agreement (Guggenheim Active Allocation Fund)
Agreements’ Compliance with Laws. This Agreement, the Investment Management Agreement, the Subadvisory Agreement and the Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc.)
Agreements’ Compliance with Laws. This Agreement, the The Investment Management Agreement and the Fee Sub-Advisory Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act Act, and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Distribution Agreement (BlackRock Multi-Sector Opportunities Trust)
Agreements’ Compliance with Laws. This Agreement, the Investment Management Agreement, the Subadvisory Agreement and the Structuring Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act Act, and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen Intermediate Duration Quality Municipal Term Fund)
Agreements’ Compliance with Laws. This Agreement, the Investment Management Advisory Agreement, the Sub-Advisory Agreement and the Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Principal Real Estate Income Fund)
Agreements’ Compliance with Laws. This Agreement, the Investment Management Agreement, the Sub-Advisory Agreement and the Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act Act, and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (AllianzGI Diversified Income & Convertible Fund)
Agreements’ Compliance with Laws. This Agreement, the Investment Advisory and Management Agreement and the Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act Act, and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Ares Multi-Strategy Credit Fund, Inc.)
Agreements’ Compliance with Laws. This The Investment Management Agreement, the Investment Management Sub-Advisory Agreement and the Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act Act, and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (BlackRock ESG Capital Allocation Trust)
Agreements’ Compliance with Laws. This Agreement, the Investment Management Advisory Agreement and the Structuring Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act Act, and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Seligman Premium Technology Growth Fund, Inc.)
Agreements’ Compliance with Laws. This Agreement, the Investment Management Agreement Advisory Agreement, the Structuring Fee Agreements and the Sales Incentive Fee Agreements Agreement comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act Act, and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Columbia Seligman Premium Technology Growth Fund, Inc.)
Agreements’ Compliance with Laws. This Agreement, the Investment Management Agreement and the Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act Act, and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen Mortgage Opportunity Term Fund)
Agreements’ Compliance with Laws. This Agreement, the Investment Management Agreement and the Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and RegulationsAct.
Appears in 1 contract
Samples: Equity Distribution Agreement (DNP Select Income Fund Inc)
Agreements’ Compliance with Laws. This Agreement, the Investment Management Agreement, the Sub-Advisory Agreement, the Sub-Sub-Advisory Agreement and the Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (First Trust Dynamic Europe Equity Income Fund)
Agreements’ Compliance with Laws. This Agreement, the Investment Management Agreement and Advisory Agreement, the Investment Sub-Advisory Agreement, the Fee Agreements and the Administrative Services Agreement comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act Act, and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Brookfield Global Listed Infrastructure Income Fund Inc.)
Agreements’ Compliance with Laws. This Agreement, the Investment Management Agreement Agreement, and the Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act Act, and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen Multi-Currency Short-Term Government Income Fund)
Agreements’ Compliance with Laws. This Agreement, the Investment Management Agreement and the Fee Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (BlackRock Multi-Sector Income Trust)
