Alex. Xxxxx may enter into Sub-Distribution Agreements (the "Sub-Distribution Agreements") with any securities dealer who is registered under the Securities Exchange Act of 1934 and a member in good standing of the NASD, who may wish to act as a Participating Dealer in connection with the proposed offering. All Sub-Distribution Agreements shall be in substantially the form of the agreement attached hereto as Exhibit "A". For processing Fund shareholders' redemption orders, responding to the inquiries from Fund shareholders concerning the status of their accounts and the operations of the Fund and communicating with the Fund, its transfer agent and Alex. Xxxxx, Xxxx. Xxxxx may pay each such Participating Dealer an amount not to exceed that portion of the compensation paid to Alex. Xxxxx hereunder that is attributable to accounts of Fund shareholders who are customers of such Participating Dealer.
Appears in 5 contracts
Samples: Agreement (Total Return U S Treasury Fund Inc), Distribution Agreement (Flag Investors Emerging Growth Fund Inc), Distribution Agreement (Flag Investors Telephone Income Fund Inc)
Alex. Xxxxx may enter into Sub-Distribution Agreements (the "Sub-Distribution Agreements") with any securities dealer who is registered under the Securities Exchange Act of 1934 and a member in good standing of the NASD, who may wish to act as a Participating Dealer in connection with the proposed offering. All Sub-Distribution Agreements shall be in substantially the form of the agreement attached hereto as Exhibit "A". For processing Fund shareholders' redemption orders, responding to the inquiries from Fund shareholders concerning the status of their accounts and the operations of the Fund and communicating with the Fund, its transfer agent and Alex. Xxxxx, Xxxx. Xxxxx may pay may, from its own resources, compensate each such Participating Dealer an amount not to exceed that portion of the compensation paid to Alex. Xxxxx hereunder that is attributable to accounts of Fund shareholders who are customers of for such Participating Dealerservices.
Appears in 4 contracts
Samples: Distribution Agreement (Flag Investors Emerging Growth Fund Inc), Distribution Agreement (Flag Investors Real Estate Securities Fund Inc), Distribution Agreement (Flag Investors Emerging Growth Fund Inc)
Alex. Xxxxx may enter into Sub-Sub- Distribution Agreements (the "Sub-Distribution Agreements") with any securities dealer who is registered under the Securities Exchange Act of 1934 and a member in good standing of the NASD, who may wish to act as a Participating Dealer in connection with the proposed offering. All Sub-Distribution Agreements shall be in substantially the form of the agreement attached hereto as Exhibit "A". For processing Fund shareholders' redemption orders, responding to the inquiries from Fund shareholders concerning the status of their accounts and the operations of the Fund and communicating with the Fund, its transfer agent and Alex. Xxxxx, Xxxx. Xxxxx may pay may, from its own resources, compensate each such Participating Dealer an amount not to exceed that portion of the compensation paid to Alex. Xxxxx hereunder that is attributable to accounts of Fund shareholders who are customers of for such Participating Dealerservices.
Appears in 2 contracts
Samples: Agreement (Flag Investors Real Estate Securities Fund Inc), Flag Investors Intermediate Term Income Fund Inc
Alex. Xxxxx may enter into Sub-Distribution Agreements participating dealer agreements (the "Sub-Distribution Participating Dealer Agreements") with any securities dealer who is registered under the Securities Exchange Act of 1934 and a member in good standing of the NASD, who may wish to act as a Participating Dealer Dealers in connection with the proposed offering. All Sub-Distribution Participating Dealer Agreements shall be in substantially the form of the agreement attached hereto as an Exhibit "A". For processing Fund shareholders' redemption orders, responding to the inquiries from Fund shareholders concerning the status of their accounts and the operations of the Fund and communicating with the Fund, its transfer agent and Alex. Xxxxx, Xxxx. Xxxxx may pay each such Participating Dealer an amount not to exceed that portion of the compensation paid to Alex. Xxxxx hereunder that is attributable to accounts of Fund shareholders who are customers of such Participating DealerDealers.
Appears in 1 contract
Samples: Total Return U S Treasury Fund Inc
Alex. Xxxxx may enter into Sub-Sub- Distribution Agreements (the "Sub-Distribution Agreements") with any securities dealer who is registered under the Securities Exchange Act of 1934 and a member in good standing of the NASD, who may wish to act as a Participating Dealer in connection with the proposed offering. All Sub-Sub- Distribution Agreements shall be in substantially the form of the agreement attached hereto as Exhibit "A". For processing Fund shareholders' redemption orders, responding to the inquiries from Fund shareholders concerning the status of their accounts and the operations of the Fund and communicating with the Fund, its transfer agent and Alex. Xxxxx, Xxxx. Xxxxx may pay each such Participating Dealer an amount not to exceed that portion of the compensation paid to Alex. Xxxxx hereunder that is attributable to accounts of Fund shareholders who are customers of such Participating Dealer.
Appears in 1 contract
Samples: Distribution Agreement (Flag Investors Equity Partners Fund Inc)
Alex. Xxxxx may enter into Sub-Distribution Agreements (the "Sub-Distribution Agreements") with any securities dealer who is registered under the Securities Exchange Act of 1934 and a member in good standing of the NASD, who may wish to act as a Participating Dealer in connection with the proposed offering. All Sub-Sub- Distribution Agreements shall be in substantially the form of the agreement attached hereto as Exhibit "A". For processing Fund shareholders' redemption orders, responding to the inquiries from Fund shareholders concerning the status of their accounts and the operations of the Fund and communicating with the Fund, its transfer agent and Alex. Xxxxx, Xxxx. Xxxxx may pay may, from its own resources, compensate each such Participating Dealer an amount not to exceed that portion of the compensation paid to Alex. Xxxxx hereunder that is attributable to accounts of Fund shareholders who are customers of for such Participating Dealerservices.
Appears in 1 contract
Samples: Distribution Agreement (Flag Investors Maryland Intermediate Tax Free Fund Inc/)
Alex. Xxxxx may enter into Sub-Distribution Agreements participating dealer agreements (the "Sub-Distribution Participating Dealer Agreements") with any securities dealer who is registered under the Securities Exchange Act of 1934 and who is a member in good standing of the NASD, who may wish to act as a Participating Dealer in connection with the proposed offering. All Sub-Distribution Participating Dealer Agreements shall be in substantially the form of the agreement attached hereto as Exhibit "A". For processing Fund shareholders' redemption orders, responding to the inquiries from Fund shareholders concerning the status of their accounts and the operations of the Fund and communicating with the Fund, its transfer agent and Alex. Xxxxx, Xxxx. Xxxxx may pay each such Participating Dealer an amount not to exceed that portion of the compensation paid to Alex. Xxxxx hereunder that is attributable to accounts of Fund shareholders who are customers of such Participating Dealer.
Appears in 1 contract
Samples: Distribution Agreement (Flag Investors Telephone Income Fund Inc)
Alex. Xxxxx may enter into Sub-Distribution Agreements (the "Sub-Distribution Agreements") with any securities dealer who is registered under the Securities Exchange Act of 1934 and a member in good standing of the NASD, who may wish to act as a Participating Dealer in connection with the proposed offering. All Sub-Sub- Distribution Agreements shall be in substantially the form of the agreement attached hereto as Exhibit "A". For processing Fund shareholders' redemption orders, responding to the inquiries from Fund shareholders concerning the status of their accounts and the operations of the Fund and communicating with the Fund, its transfer agent and Alex. Xxxxx, Xxxx. Xxxxx may pay each such Participating Dealer an amount not to exceed that portion of the compensation paid to Alex. Xxxxx hereunder that is attributable to accounts of Fund shareholders who are customers of such Participating Dealer.
Appears in 1 contract
Samples: Distribution Agreement (Flag Investors Equity Partners Fund Inc)