Common use of Ancillary Fees Clause in Contracts

Ancillary Fees. Fees that are excluded from the EarlyBird Fee and for which you are independently responsible, if incurred, are listed on Attachment A, which is incorporated by reference herein. Certain other fees are not included in the EarlyBird Fees and are paid for separately by the client. These include, but are not limited to, margin costs, charges imposed directly by a mutual fund or ETF, fees associated with “step out” transactions if the account uses custodians or broker-dealers other than Apex, deferred sales charges, odd-lot differentials, transfer taxes, wire transfer and electronic fund fees, and other fees and taxes on brokerage accounts and securities transactions. In addition, EarlyBird, and/or the Custodian may charge fees in addition to the EarlyBird Fee for ancillary services as disclosed in Attachment A to this Advisory Agreement. In particular, and notwithstanding anything to the contrary in this Advisory Agreement, you agree that, pursuant to the Customer Agreement, if you request the preparation and delivery of paper documents that EarlyBird, the Broker, and/or the Custodian normally provides in electronic form or that EarlyBird, the Broker, and/or the Custodian is not required to provide in paper form, EarlyBird, the Broker, and/or the Custodian charge additional fees for the preparation and delivery of such paper documents. From time to time, in their sole discretion, EarlyBird, the Broker, and/or the Custodian may adjust the amounts or types of fees they charge for ancillary services. Fees for ancillary services will be deducted from one of either your EarlyBird Account or your Funding Account in the same manner as you are charged for the EarlyBird Fee. You may obtain the current schedule of such fees and services through the Website or by contacting EarlyBird at +0 000-000-0000 or by sending an e-mail to xxxxxxx@xxxxxxxxxxxx.xx. As described in Section 4 above, when placing orders for various customers across portfolios, it may be necessary from time to time to aggregate orders and some of the orders aggregated may include accounts in which EarlyBird, our employees and/or principals, or Broker have an economic interest, and it is possible that some orders receive better execution than others. Additionally, as described in Section 11 above, our fee structure gives us an incentive to encourage you to open more accounts with us and use more of our services. As a result, there is a conflict of interest for EarlyBird in performing its services pursuant to this Advisory Agreement. However, EarlyBird will not be precluded by any such conflict from exercising its judgment in your best interest.

Ancillary Fees. Fees that are excluded from the EarlyBird Fee and for which you are independently responsible, if incurred, are listed on Attachment A, which is incorporated by reference herein. Certain other fees are not included in the EarlyBird Fees and are paid for separately by the client. These include, but are not limited to, margin costs, charges imposed directly by a mutual fund or ETF, fees associated with “step out” transactions if the account uses custodians or broker-dealers other than Apex, deferred sales charges, odd-lot differentials, transfer taxes, wire transfer and electronic fund fees, and other fees and taxes on brokerage accounts and securities transactions. In addition, EarlyBird, and/or the Custodian may charge fees in addition to the EarlyBird Fee for ancillary services as disclosed in Attachment A ttachment A to this Advisory Agreement. In particular, and notwithstanding anything to the contrary in this Advisory Agreement, you agree that, pursuant to the Customer Agreement, if you request the preparation and delivery of paper documents that EarlyBird, the Broker, and/or the Custodian normally provides in electronic form or that EarlyBird, the Broker, and/or the Custodian is not required to provide in paper form, EarlyBird, the Broker, and/or the Custodian charge additional fees for the preparation and delivery of such paper documents. From time to time, in their sole discretion, EarlyBird, the Broker, and/or the Custodian may adjust the amounts or types of fees they charge for ancillary services. Fees for ancillary services will be deducted from one of either your EarlyBird Account or your Funding Account in the same manner as you are charged for the EarlyBird Fee. You may obtain the current schedule of such fees and services through the Website or by contacting EarlyBird at +0 000-000-0000 or by sending an e-mail to xxxxxxx@xxxxxxxxxxxx.xx. As described in Section 4 above, when placing orders for various customers across portfolios, it may be necessary from time to time to aggregate orders and some of the orders aggregated may include accounts in which EarlyBird, our employees and/or principals, or Broker have an economic interest, and it is possible that some orders receive better execution than others. Additionally, as described in Section 11 above, our fee structure gives us an incentive to encourage you to open more accounts with us and use more of our services. As a result, there is a conflict of interest for EarlyBird in performing its services pursuant to this Advisory Agreement. However, EarlyBird will not be precluded by any such conflict from exercising its judgment in your best interest.

Ancillary Fees. Fees that are excluded from the EarlyBird Fee and for which you are independently responsible, if incurred, are listed on Attachment A, which is incorporated by reference herein. Certain other fees are not included in the EarlyBird Fees and are paid for separately by the client. These include, but are not limited to, margin costs, charges imposed directly by a mutual fund or ETF, fees associated with “step out” transactions if the account uses custodians or broker-dealers other than Apex, deferred sales charges, odd-lot differentials, transfer taxes, wire transfer and electronic fund fees, and other fees and taxes on brokerage accounts and securities transactions. In addition, EarlyBird, and/or the Custodian may charge fees in addition to the EarlyBird Fee for ancillary services as disclosed in Attachment A to this Advisory Agreement. In particular, and notwithstanding anything to the contrary in this Advisory Agreement, you agree that, pursuant to the Customer Agreement, if you request the preparation and delivery of paper documents that EarlyBird, the Broker, and/or the Custodian normally provides in electronic form or that EarlyBird, the Broker, and/or the Custodian is not required to provide in paper form, EarlyBird, the Broker, and/or the Custodian charge additional fees for the preparation and delivery of such paper documents. From time to time, in their sole discretion, EarlyBird, the Broker, and/or the Custodian may adjust the amounts or types of fees they charge for ancillary services. Fees for ancillary services will be deducted from one of either your EarlyBird Account or your Funding Account in the same manner as you are charged for the EarlyBird Fee. You may obtain the current schedule of such fees and services through the Website or by contacting EarlyBird at +0 (000-) 000-0000 or by sending an e-mail to xxxxxxx@xxxxxxxxxxxx.xx. As described in Section 4 above, when placing orders for various customers across portfolios, it may be necessary from time to time to aggregate orders and some of the orders aggregated may include accounts in which EarlyBird, our employees and/or principals, or Broker have an economic interest, and it is possible that some orders receive better execution than others. Additionally, as described in Section 11 above, our fee structure gives us an incentive to encourage you to open more accounts with us and use more of our services. As a result, there is a conflict of interest for EarlyBird in performing its services pursuant to this Advisory Agreement. However, EarlyBird will not be precluded by any such conflict from exercising its judgment in your best interest.

Ancillary Fees. Fees The Stash Fee includes most of the investment expenses that are typically paid by investors, such as: account establishment/maintenance expenses, investment advisory fees, and brokerage fees. Expenses that are excluded from the EarlyBird Stash Fee and for which you are independently responsible, if incurred, are listed on Attachment AG, which is incorporated by reference herein. Certain The Stash Fee does not include fees charged by each ETF’s investment adviser(s) or other fees and expenses that are not included reflected in the EarlyBird Fees and are paid price of ETF shares. In addition, the Custodian may pass through to you additional fees or costs that it is invoiced for separately by the client. These includeor incurs from third-parties as a result of a Client’s action (e.g., but are not limited to, margin costs, charges imposed directly by a mutual fund or ETFresulting from certain ACH return codes, fees associated with “step out” transactions if the account uses custodians American Depositary Receipts, etc.) regardless of whether such fees or broker-dealers other than Apexcosts are specifically denoted herein. Further, deferred sales chargesStash, odd-lot differentials, transfer taxes, wire transfer and electronic fund fees, and other fees and taxes on brokerage accounts and securities transactions. In addition, EarlyBird, Stash Capital and/or the Custodian may charge fees in addition to the EarlyBird Stash Fee for ancillary services as disclosed in Attachment A ttachment G to this Advisory Agreement. In particular, and notwithstanding anything to the contrary in this Advisory Agreement, you agree that, pursuant to the Customer Agreement, if you request the preparation and delivery of paper documents that EarlyBirdStash, the Broker, and/or the Custodian normally provides in electronic form or that EarlyBirdStash, the Broker, and/or the Custodian is not required to provide in paper form, EarlyBirdStash, the Broker, and/or the Custodian charge additional fees for the preparation and delivery of such paper documents. From time to time, in their sole discretion, EarlyBirdStash, the Broker, and/or the Custodian may adjust the amounts or types of fees they charge for ancillary services. Fees for ancillary services will be deducted from one of either your EarlyBird Stash Account or your Funding Account in the same manner as you are charged for the EarlyBird Stash Fee. You may obtain the current schedule of such fees and services through the Website or by contacting EarlyBird Stash at +0 (000-) 000-0000 or by sending an e-mail email to xxxxxxx@xxxxxxxxxxxx.xxxxxxxxx@xxxxx.xxx. As described in Section 4 above, when placing orders Stash Capital shares in certain fees paid by the Client to the Custodian or otherwise (including, without limitation, additional fees for various customers across portfoliosthe preparation and delivery of paper documents, it may be necessary from time account transfers and other services) and shares in certain revenue paid to time to aggregate orders and some of the orders aggregated may include accounts in which EarlyBirdApex through money market or bank sweep programs, our employees and/or principals, or Broker have an economic interestfully paid for securities lending programs, and it is possible that some orders receive better execution than others. Additionallycertain payments for order flow, as described in Section 11 above, our fee structure gives us an incentive to encourage you to open more accounts with us and use more of our services. As a result, there is which create a conflict of interest for EarlyBird Stash in performing its services pursuant to this Advisory Agreement. HoweverFurthermore, EarlyBird certain of Stash’s affiliates earn revenue from third parties in connection with and resulting from non-advisory services provided to you through such affiliates, which creates a conflict of interest for Stash in performing its services pursuant to this Advisory Agreement. In particular, a Stash affiliate shares in certain fees paid or generated by Client in connection with the provision of the Stash Debit Card to Client. Stash will not be precluded by any such conflict from exercising its judgment in your best interest.