Annual Report. Within 120 days after the end of the Corporation’s fiscal year, an annual report containing: (A) A balance sheet as of the end of each fiscal year and statements of income, equity, and cash flow, for the year then ended, all of which shall be prepared in accordance with generally accepted accounting principles and accompanied by an auditor’s report containing an opinion of an independent certified public accountant; (B) A report of the activities of the Corporation during the period covered by the report; (C) Where forecasts have been provided to the Corporation’s stockholders, a table comparing the forecasts previously provided with the actual results during the period covered by the report; and (D) A report setting forth distributions by the Corporation for the period covered thereby and separately identifying distributions from (i) cash flow from operations during the period; (ii) cash flow from operations during a prior period which have been held as reserves; and (iii) proceeds from disposition of the Corporation’s assets.
Appears in 16 contracts
Samples: Investment Advisory and Administrative Services Agreement (First Capital Investment Corp), Investment Advisory and Administrative Services Agreement (First Capital Investment Corp), Investment Advisory Agreement (NexPoint Capital, Inc.)
Annual Report. Within 120 days after the end of the CorporationCompany’s fiscal year, an annual report containing:
(A) A balance sheet as of the end of each fiscal year and statements of income, equity, and cash flow, for the year then ended, all of which shall be prepared in accordance with generally accepted accounting principles principals and accompanied by an auditor’s report containing an opinion of an independent certified public accountant;
(B) A report of the activities of the Corporation Company during the period covered by the report;
(C) Where forecasts have been provided to the CorporationCompany’s stockholdersshareholders, a table comparing the forecasts previously provided with the actual results during the period covered by the report; and;
(D) A report setting forth distributions by the Corporation Company for the period covered thereby and separately identifying distributions from (i) cash flow from operations during the period; (ii) cash flow from operations during a prior period which have been held as reserves; and (iii) proceeds from disposition of the Corporation’s Company assets.
Appears in 9 contracts
Samples: Agreement and Plan of Merger (Medley Capital Corp), Agreement and Plan of Merger (Sierra Income Corp), Merger Agreement (Sierra Income Corp)
Annual Report. Within 120 days after the end of the CorporationCompany’s fiscal year, an annual report containing:
(A) A balance sheet as of the end of each fiscal year and statements of income, equity, and cash flow, for the year then ended, all of which shall be prepared in accordance with generally accepted accounting principles and accompanied by an auditor’s report containing an opinion of an independent certified public accountant;
(B) A report of the activities of the Corporation Company during the period covered by the report;
(C) Where forecasts have been provided to the CorporationCompany’s stockholdersshareholders, a table comparing the forecasts previously provided with the actual results during the period covered by the report; and;
(D) A To the extent applicable, a report setting forth distributions by the Corporation Company for the period covered thereby and separately identifying distributions from (i) cash flow from operations during the period; (ii) cash flow from operations during a prior period which have been held as reserves; and (iii) proceeds from disposition of the Corporation’s Company assets.
Appears in 7 contracts
Samples: Investment Advisory Agreement (CION Investment Corp), Investment Advisory and Administrative Services Agreement (Yorke Capital Corp), Investment Advisory Agreement (Griffin-Benefit Street Partners BDC Corp.)
Annual Report. Within 120 days after the end of the CorporationCompany’s fiscal year, an annual report containing:
(A) A balance sheet as of the end of each fiscal year and statements of income, equity, equity and cash flow, for the year then ended, all of which shall be prepared in accordance with generally accepted accounting principles and accompanied by an auditor’s report containing an opinion of an independent certified public accountant;
(B) A report of the activities of the Corporation Company during the period covered by the report;
(C) Where forecasts have been provided to the CorporationCompany’s stockholders, a table comparing the forecasts previously provided with the actual results during the period covered by the report; and
(D) A report setting forth distributions by the Corporation Company for the period covered thereby and separately identifying distributions from (ia) cash flow from operations during the period; , (iib) cash flow from operations during a prior period which have been held as reserves; reserves and (iiic) proceeds from disposition of the CorporationCompany’s assets.
Appears in 6 contracts
Samples: Investment Advisory and Administrative Services Agreement (Terra Income Fund 6, Inc.), Investment Advisory and Administrative Services Agreement (Terra Income Fund 6, Inc.), Investment Advisory and Administrative Services Agreement (Terra Income Fund 6, Inc.)
Annual Report. Within 120 days after the end of the CorporationCompany’s fiscal year, an annual report containing:
(A) A balance sheet as of the end of each fiscal year and statements of income, equity, and cash flow, for the year then ended, all of which shall be prepared in accordance with generally accepted accounting principles and accompanied by an auditor’s report containing an opinion of an independent certified public accountant;
(B) A report of the activities of the Corporation Company during the period covered by the report;
(C) Where forecasts have been provided to the CorporationCompany’s stockholders, a table comparing the forecasts previously provided with the actual results during the period covered by the report; and
(D) A report setting forth distributions by the Corporation Company for the period covered thereby and separately identifying distributions from (i) cash flow from operations during the period; (ii) cash flow from operations during a prior period which have been held as reserves; and (iii) proceeds from disposition of the Corporation’s Company assets.
Appears in 3 contracts
Samples: Investment Advisory and Management Services Agreement (BUSINESS DEVELOPMENT Corp OF AMERICA II), Investment Advisory and Management Services Agreement (BUSINESS DEVELOPMENT Corp OF AMERICA II), Investment Advisory and Management Services Agreement (BDCA Senior Capital, Inc.)
Annual Report. Within 120 days after the end of the CorporationCompany’s fiscal year, an annual report containing:
(A) A balance sheet as of the end of each fiscal year and statements of income, equity, and cash flow, for the year then ended, all of which shall be prepared in accordance with generally accepted accounting principles and accompanied by an auditor’s report containing an opinion of an independent certified public accountant;
(B) A report of the activities of the Corporation Company during the period covered by the report;
(C) Where forecasts have been provided to the CorporationCompany’s stockholdersshareholders, a table comparing the forecasts previously provided with the actual results during the period covered by the report; and
(D) A report setting forth distributions by the Corporation Company for the period covered thereby and separately identifying distributions from (i) cash flow from operations during the period; (ii) cash flow from operations during a prior period which have been held as reserves; and (iii) proceeds from disposition of the CorporationCompany’s assets.
Appears in 3 contracts
Samples: Investment Advisory and Administrative Services Agreement (FS Energy & Power Fund II), Investment Advisory and Administrative Services Agreement (FS Energy & Power Fund II), Investment Advisory and Administrative Services Agreement (FS Energy & Power Fund II)
Annual Report. Within 120 days after the end of the CorporationFund’s fiscal year, an annual report containing:
(A) A balance sheet as of the end of each fiscal year and statements of income, equity, and cash flow, for the year then ended, all of which shall be prepared in accordance with generally accepted accounting principles principals and accompanied by an auditor’s report containing an opinion of an independent certified public accountant;
(B) A report of the activities of the Corporation Fund during the period covered by the report;
(C) Where forecasts have been provided to the CorporationFund’s stockholdersshareholders, a table comparing the forecasts previously provided with the actual results during the period covered by the report; and;
(D) A report setting forth distributions by the Corporation Fund for the period covered thereby and separately identifying distributions from (i) cash flow from operations during the period; (ii) cash flow from operations during a prior period which have been held as reserves; and (iii) proceeds from disposition of the Corporation’s Fund assets.
Appears in 2 contracts
Samples: Investment Advisory and Administrative Services Agreement (FS Energy & Power Fund), Investment Advisory and Administrative Services Agreement (FS Energy & Power Fund)
Annual Report. Within 120 days after the end of the CorporationCompany’s fiscal year, an annual report containing:
(A) A balance sheet as of the end of each fiscal year and statements of income, equity, and cash flow, for the year then ended, all of which shall be prepared in accordance with generally accepted accounting principles and accompanied by an auditor’s report containing an opinion of an independent certified public accountant;
(B) A report of the activities of the Corporation Company during the period covered by the report;
(C) Where forecasts have been provided to the CorporationCompany’s stockholders, a table comparing the forecasts previously provided with the actual results during the period covered by the report; and;
(D) A report setting forth distributions by the Corporation Company for the period covered thereby and separately identifying distributions from (i) cash flow from operations during the period; (ii) cash flow from operations during a prior period which have been held as reserves; and (iii) proceeds from disposition of the Corporation’s Company assets.
Appears in 2 contracts
Samples: Investment Advisory and Management Services Agreement (Business Development Corp of America), Investment Advisory and Management Services Agreement (Business Development Corp of America)
Annual Report. Within 120 days after the end of the CorporationCompany’s fiscal year, an annual report containing:
(A) A balance sheet as of the end of each fiscal year and statements of income, equity, and cash flow, for the year then ended, all of which shall be prepared in accordance with generally accepted accounting principles principals and accompanied by an auditor’s report containing an opinion of an independent certified public accountant;
(B) A report of the activities of the Corporation Company during the period covered by the report;
(C) Where forecasts have been provided to the CorporationCompany’s stockholdersshareholders, a table comparing the forecasts previously provided with the actual results during the period covered by the report; and
(D) A report setting forth distributions by the Corporation Company for the period covered thereby and separately identifying distributions from (i) cash flow from operations during the period; (ii) cash flow from operations during a prior period which have been held as reserves; and (iii) proceeds from disposition of the Corporation’s Company assets.
Appears in 2 contracts
Samples: Investment Advisory and Administrative Services Agreement (Chanticleer Dividend Fund, Inc.), Investment Advisory and Management Services Agreement (Business Development Corp of America)
Annual Report. Within 120 days after the end of the CorporationCompany’s fiscal year, an annual report containing:
(A) A balance sheet as of the end of each fiscal year and statements of income, equity, and cash flow, for the year then ended, all of which shall be prepared in accordance with generally accepted accounting principles principals and accompanied by an auditor’s report containing an opinion of an independent certified public accountant;
(B) A report of the activities of the Corporation Company during the period covered by the report;
(C) Where forecasts have been provided to the CorporationCompany’s stockholdersshareholders, a table comparing the forecasts previously provided with the actual results during the period covered by the report; and;
(D) A report setting forth distributions by the Corporation Company for the period covered thereby and separately identifying distributions from (i) cash flow from operations during the period; (ii) cash flow from operations during a prior period which have been held as reserves; and (iii) proceeds from disposition of Company assets; and (iv) reserves from the Corporation’s assetsgross proceeds of the offering originally obtained from the stockholders.
Appears in 2 contracts
Samples: Investment Advisory and Administrative Services Agreement (Age Reversal, Inc.), Investment Advisory and Administrative Services Agreement (Keating Capital Inc)
Annual Report. Within 120 days after the end of the Corporation’s Company's fiscal year, an annual report containing:
(A) A balance sheet as of the end of each fiscal year and statements of income, equity, and cash flow, for the year then ended, all of which shall be prepared in accordance with generally accepted accounting principles and accompanied by an auditor’s 's report containing an opinion of an independent certified public accountant;
(B) A report of the activities of the Corporation Company during the period covered by the report;
(C) Where forecasts have been provided to the Corporation’s Company's stockholders, a table comparing the forecasts previously provided with the actual results during the period covered by the report; and;
(D) A report setting forth distributions by the Corporation Company for the period covered thereby and separately identifying distributions from (i) cash flow from operations during the period; (ii) cash flow from operations during a prior period which have been held as reserves; and (iii) proceeds from disposition of the Corporation’s Company assets.
Appears in 1 contract
Samples: Investment Advisory and Management Services Agreement (Business Development Corp of America)
Annual Report. Within 120 days after the end of the CorporationCompany’s fiscal year, an annual report containing:
(A) A balance sheet as of the end of each fiscal year and statements of income, equity, and cash flow, for the year then ended, all of which shall be prepared in accordance with generally accepted accounting principles principals and accompanied by an auditor’s report containing an opinion of an independent certified public accountant;
(B) A report of the activities of the Corporation Company during the period covered by the report;
(C) Where forecasts have been provided to the CorporationCompany’s stockholders, a table comparing the forecasts previously provided with the actual results during the period covered by the report; and;
(D) A report setting forth distributions by the Corporation Company for the period covered thereby and separately identifying distributions from (i) cash flow from operations during the period; (ii) cash flow from operations during a prior period which have been held as reserves; and (iii) proceeds from disposition of the Corporation’s Company assets.
Appears in 1 contract
Samples: Investment Advisory and Management Services Agreement (Business Development Corp of America)
Annual Report. Within 120 days after the end of the Corporation’s fiscal year, an annual report containing:
(A) A balance sheet as of the end of each fiscal year and statements of income, equity, and cash flow, for the year then ended, all of which shall be prepared in accordance with generally accepted accounting principles principals and accompanied by an auditor’s report containing an opinion of an independent certified public accountant;
(B) A report of the activities of the Corporation during the period covered by the report;
(C) Where forecasts have been provided to the Corporation’s stockholders, a table comparing the forecasts previously provided with the actual results during the period covered by the report; and;
(D) A report setting forth distributions by the Corporation for the period covered thereby and separately identifying distributions from (i) cash flow from operations during the period; (ii) cash flow from operations during a prior period which have been held as reserves; and (iii) proceeds from disposition of the Corporation’s Corporation assets.
Appears in 1 contract
Samples: Investment Advisory and Management Agreement (Gladstone Lending Corp)
Annual Report. Within 120 days after the end of the Corporation’s Company's fiscal year, an annual report containing:
(A) A balance sheet as of the end of each fiscal year and statements of income, equity, and cash flow, for the year then ended, all of which shall be prepared in accordance with generally accepted accounting principles principals and accompanied by an auditor’s 's report containing an opinion of an independent certified public accountant;
(B) A report of the activities of the Corporation Company during the period covered by the report;
(C) Where forecasts have been provided to the Corporation’s Company's stockholders, a table comparing the forecasts previously provided with the actual results during the period covered by the report; and;
(D) A report setting forth distributions by the Corporation Company for the period covered thereby and separately identifying distributions from (i) cash flow from operations during the period; (ii) cash flow from operations during a prior period which have been held as reserves; and (iii) proceeds from disposition of the Corporation’s Company assets.
Appears in 1 contract
Samples: Investment Advisory and Management Services Agreement (Business Development Corp of America)