Common use of Anti-Money Laundering and Client Screening Clause in Contracts

Anti-Money Laundering and Client Screening. In no event will the Transfer Agent be responsible for the Companies’ compliance with applicable anti-money laundering laws, rules and regulations, now or hereafter in effect, including applicable provisions of the USA PATRIOT Act of 2001 and the regulations administered by the U.S. Department of the Treasury’s Office of Foreign Assets Control, as the same may be in effect from time to time.

Appears in 2 contracts

Samples: Transfer Agency and Service Agreement (Fidelity Wise Origin Bitcoin Fund), Transfer Agency and Service Agreement (Fidelity Wise Origin Bitcoin Fund)

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Anti-Money Laundering and Client Screening. In no event will shall the Transfer Agent be responsible for the Companies’ Trust’s compliance with applicable anti-money laundering laws, rules and regulations, now or hereafter in effect, including applicable provisions of the USA PATRIOT Act of 2001 and the regulations administered by the U.S. Department of the Treasury’s Office of Foreign Assets Control, as the same may be in effect from time to time.

Appears in 2 contracts

Samples: Transfer Agency and Service Agreement (ActiveShares ETF Trust), Transfer Agency and Service Agreement (Legg Mason ETF Investment Trust)

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Anti-Money Laundering and Client Screening. In no event will the Transfer Agent be responsible for the Companies’ Trust’s compliance with applicable anti-money laundering laws, rules and regulations, now or hereafter in effect, including applicable provisions of the USA PATRIOT Act of 2001 and the regulations administered by the U.S. Department of the Treasury’s Office of Foreign Assets Control, as the same may be in effect from time to time.

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (Legg Mason ETF Equity Trust)

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