Common use of Anti-Money Laundering Program Clause in Contracts

Anti-Money Laundering Program. The Distributor represents and warrants that it (a) has adopted an anti-money laundering compliance program (“AML Program”) that satisfies the requirements of all applicable laws and regulations; and (b) will notify the Trust promptly if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and will promptly remedy any material deficiency of which it learns.

Appears in 22 contracts

Samples: Distribution Agreement (Allspring Funds Trust), Distribution Agreement (Allspring Exchange-Traded Funds Trust), Distribution Agreement (Allspring Funds Trust)

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Anti-Money Laundering Program. The Distributor represents and warrants that it (a) has adopted an anti-money laundering compliance program ("AML Program") that satisfies the requirements of all applicable laws and regulations; and (b) will notify the Trust promptly if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and will promptly remedy any material deficiency of which it learns.

Appears in 21 contracts

Samples: Distribution Agreement (Nations Funds Trust), Distribution Agreement (Nations Funds Trust), Distribution Agreement (Nations Funds Trust)

Anti-Money Laundering Program. The Distributor represents and warrants that it (a) has adopted an anti-money laundering compliance program (“AML Program”) that satisfies the requirements of all applicable laws and regulations; and (b) will notify the Trust promptly if an inspection by the appropriate regulatory authorities of its the AML Program identifies any material deficiency, and (c) will promptly remedy any material deficiency regarding the AML Program of which it learns.

Appears in 20 contracts

Samples: Distribution Agreement (Columbia Funds Series Trust II), Distribution Agreement (Columbia Funds Variable Series Trust II), Distribution Agreement (Columbia Funds Variable Insurance Trust)

Anti-Money Laundering Program. The Distributor represents and warrants that it it: (ai) has adopted an anti-money laundering compliance program (“AML Program”) that satisfies the requirements of all applicable laws and regulations; (ii) undertakes to carry out its AML Program to the best of its ability; and (biii) will promptly notify the Trust promptly and the Advisor if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and (vi) will promptly remedy any material deficiency of which it learns.

Appears in 10 contracts

Samples: Distribution Agreement (Artio Global Investment Funds), Distribution Agreement (Trust for Professional Managers), Distribution Agreement (Masters Select Funds Trust)

Anti-Money Laundering Program. The Distributor represents and warrants that it (a) has adopted an anti-money laundering compliance program ("AML Program") that satisfies the requirements of all applicable laws and regulations; (b) undertakes to carry out its AML Program to the best of its ability; and (bc) will notify the Trust and the Adviser promptly if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and will promptly remedy any material deficiency of which it learns.

Appears in 8 contracts

Samples: Distribution Agreement (Aip Alternative Strategies Funds), Distribution Agreement (Advisors Series Trust), Distribution Agreement (Optimum Q Funds)

Anti-Money Laundering Program. The Distributor represents and warrants that it (a) has adopted and will act in accordance with an anti-money laundering compliance program (“AML Program”) that satisfies the requirements of all applicable laws and regulations; and (b) will notify the Trust promptly if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and will promptly remedy any material deficiency of which it learns.

Appears in 6 contracts

Samples: Distribution Agreement (Evergreen Select Money Market Trust), Distribution Agreement (Evergreen Money Market Trust), Distribution Agreement (Evergreen International Trust)

Anti-Money Laundering Program. The Distributor represents and warrants that it (a) has adopted an anti-money laundering compliance program (“AML Program”) that satisfies the requirements of all applicable laws and regulations; (b) undertakes to carry out its AML Program to the best of its ability; and (bc) will notify the Trust and the Adviser promptly if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and will promptly remedy any material deficiency of which it learns.

Appears in 6 contracts

Samples: Distribution Agreement (Everest Funds), Distribution Agreement (Everest Funds), Distribution Agreement (Alpha Analytics Investment Trust)

Anti-Money Laundering Program. The Distributor represents and warrants that it it: (ai) has adopted an anti-money laundering compliance program ("AML Program") that satisfies the requirements of all applicable laws and regulations; (ii) undertakes to carry out its AML Program to the best of its ability; and (biii) will promptly notify the Trust promptly and the Advisor if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and (vi) will promptly remedy any material deficiency of which it learns.

Appears in 5 contracts

Samples: Distribution Agreement (PRIMECAP Odyssey Funds), Distribution Agreement (Julius Baer Investment Funds), Distribution Agreement (PRIMECAP Odyssey Funds)

Anti-Money Laundering Program. The Distributor represents and warrants that it (a) has adopted an anti-money laundering compliance program ("AML Program") that satisfies the requirements of all applicable laws and regulations; and (b) will notify the Trust Fund promptly if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and will promptly remedy any material deficiency of which it learns.

Appears in 5 contracts

Samples: Distribution Agreement (Columbia Funds Series Trust I), Distribution Agreement (Steinroe Variable Investment Trust), Distribution Agreement (Columbia Funds Trust Ix)

Anti-Money Laundering Program. The Distributor represents and warrants that it (a) has adopted an anti-money laundering compliance program (“AML Program”) that satisfies the requirements of all applicable laws and regulations; and (b) will notify the Trust Fund promptly if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and will promptly remedy any material deficiency of which it learns.

Appears in 4 contracts

Samples: Distribution Agreement (Columbia Funds Series Trust I), Distribution Agreement (Columbia Funds Variable Insurance Trust), Distribution Agreement (Columbia Funds Institutional Trust)

Anti-Money Laundering Program. The Distributor represents and warrants that it (a) has adopted an anti-money laundering compliance program (“AML Program”) that satisfies the requirements of all applicable laws and regulations; (b) undertakes it will use commercially reasonable steps to carry out its AML Program ; and (bc) will notify the Trust Funds and the Adviser promptly if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and will promptly remedy any material deficiency of which it learns.

Appears in 3 contracts

Samples: Distribution Agreement (Buffalo Funds), Distribution Agreement (Buffalo Funds), Distribution Agreement (Buffalo Funds)

Anti-Money Laundering Program. The Distributor represents and warrants that it it: (ai) has adopted an anti-money laundering compliance program ("AML Program") that satisfies the requirements of all applicable laws and regulations; (ii) undertakes to carry out its AML Program to the best of its ability; and (biii) will promptly notify the Trust promptly Company and the Advisor if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and (vi) will promptly remedy any material deficiency of which it learns.

Appears in 3 contracts

Samples: Distribution Agreement (Julius Baer Global Equity Fund Inc), Distribution Agreement (Julius Baer Global Equity Fund Inc), Distribution Agreement (Mp63 Fund Inc)

Anti-Money Laundering Program. The Distributor represents and warrants that it (a) has adopted an anti-money laundering compliance program (“AML Program”) that satisfies the requirements of all applicable laws and regulations; and (b) will notify the each Trust promptly if an inspection by the appropriate regulatory authorities of its the AML Program identifies any material deficiency, and (c) will promptly remedy any material deficiency regarding the AML Program of which it learns.

Appears in 2 contracts

Samples: Distribution Agreement (Columbia Funds Variable Series Trust II), Distribution Agreement (Columbia Funds Series Trust I)

Anti-Money Laundering Program. The Distributor represents and warrants that it it: (ai) has adopted an anti-money laundering compliance program (“AML Program”) that satisfies the requirements of all applicable laws and regulations; (ii) undertakes to carry out its AML Program to the best of its ability; and (biii) will promptly notify the Trust promptly Company and the Advisor if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and (vi) will promptly remedy any material deficiency of which it learns.

Appears in 2 contracts

Samples: Distribution Agreement (Artio Global Equity Fund Inc), Distribution Agreement (Artio Global Equity Fund Inc)

Anti-Money Laundering Program. The Distributor represents and warrants that it (a) has adopted an anti-money laundering compliance program (“AML Program”) that satisfies the requirements of all applicable laws and regulations; and , (b) will notify the Trust Artisan Funds promptly if an inspection by the appropriate regulatory authorities of its the AML Program identifies any material deficiency, deficiency and (c) will promptly remedy any material deficiency regarding the AML Program of which it learns.

Appears in 2 contracts

Samples: Distribution Agreement (Artisan Partners Funds Inc), Distribution Agreement (Artisan Partners Funds Inc)

Anti-Money Laundering Program. The Distributor represents and warrants that it (a) has adopted an anti-money laundering compliance program ("AML Program") that satisfies the requirements of all applicable laws and regulations; (b) undertakes it will use commercially reasonable steps to carry out its AML Program ; and (bc) will notify the Trust Funds and the Adviser promptly if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and will promptly remedy any material deficiency of which it learns.

Appears in 2 contracts

Samples: Distribution Agreement (Buffalo Funds), Distribution Agreement (Buffalo Usa Global Fund Inc)

Anti-Money Laundering Program. The Distributor represents and warrants that it (a1) has adopted an anti-money laundering compliance program ("AML Program") that satisfies the requirements of all applicable laws and regulations; (2) undertakes to carry out its AML Program to the best of its ability; and (b3) will notify the Trust and the Adviser promptly if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and will promptly remedy any material deficiency of which it learns.

Appears in 2 contracts

Samples: Distribution Agreement (Kenwood Funds), Distribution Agreement (LKCM Fund)

Anti-Money Laundering Program. The Distributor represents and warrants that it (a) has adopted an anti-money laundering compliance program ("AML Program") that satisfies the requirements of all applicable laws and regulations; (b) undertakes to carry out its AML Program to the best of its ability; and (bc) will notify the Trust Company and the Adviser promptly if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and will promptly remedy any material deficiency of which it learns.

Appears in 1 contract

Samples: Distribution Agreement (Prudent Bear Funds Inc)

Anti-Money Laundering Program. The Distributor represents and warrants that it (a) has adopted an anti-money laundering compliance program (“AML Program”) that satisfies the requirements of all applicable laws and regulations; (b) undertakes to carry out its AML Program to the best of its ability; and (bc) will notify the Trust Fund and the Adviser promptly if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and will promptly remedy any material deficiency of which it learns.

Appears in 1 contract

Samples: Distribution Agreement (Nicholas Equity Income Fund Inc)

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Anti-Money Laundering Program. The Distributor represents and warrants that it it: (ai) has adopted an anti-money laundering compliance program ("AML Program") that satisfies the requirements of all applicable laws and regulations; (ii) undertakes to carry out its AML Program to the best of its ability; and (biii) will promptly notify the Trust promptly and the Adviser if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and (vi) will promptly remedy any material deficiency of which it learns.

Appears in 1 contract

Samples: Distribution Agreement (Alpine Income Trust)

Anti-Money Laundering Program. The Distributor represents and warrants that it (a) has adopted an anti-money laundering compliance program (“AML Program”) that satisfies the requirements of all applicable laws and regulations; (b) undertakes to carry out its AML Program to the best of its ability; and (bc) will notify the Trust Corporation and the Advisor promptly if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and will promptly remedy any material deficiency of which it learns.

Appears in 1 contract

Samples: Distribution Agreement (Norcap Funds Inc)

Anti-Money Laundering Program. The Distributor represents and warrants that it it: (ai) has adopted an anti-money laundering compliance program ("AML Program") that satisfies the requirements of all applicable laws and regulations; (ii) undertakes to carry out its AML Program to the best of its ability; and (biii) will promptly notify the Trust promptly and the Adviser if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and (iv) will promptly remedy any material deficiency of which it learns.

Appears in 1 contract

Samples: Distribution Agreement (Summit Mutual Funds Inc)

Anti-Money Laundering Program. The Distributor represents and warrants that it it: (ai) has adopted an anti-money laundering compliance program (“AML Program”) that satisfies the requirements of all applicable laws and regulations; (ii) undertakes to carry out its AML Program to the best of its ability; and (biii) will promptly notify the Trust promptly Fund if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and (vi) will promptly remedy any material deficiency of which it learns.

Appears in 1 contract

Samples: Distribution Agreement (Kiewit Investment Fund LLLP)

Anti-Money Laundering Program. The Distributor represents and warrants that it it: (ai) has adopted an anti-money laundering compliance program ("AML Program") that satisfies the requirements of all applicable laws and regulations; (ii) undertakes to carry out its AML Program to the best of its ability; and (biii) will promptly notify the Trust promptly if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and (vi) will promptly remedy any material deficiency of which it learns.

Appears in 1 contract

Samples: Distribution Agreement (Kensington Funds)

Anti-Money Laundering Program. The Distributor represents and warrants that it it; (ai) has adopted an anti-money laundering compliance program ("AML Program") that satisfies the requirements of all applicable laws and regulations; (ii) undertakes to carry out its AML Program to the best of its ability; and (biii) will promptly notify the Trust promptly Corporation and the Advisor if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and (vi) will promptly remedy remedy, any material deficiency of which it learns.

Appears in 1 contract

Samples: Distribution Agreement (Kirr Marbach Partners Funds Inc)

Anti-Money Laundering Program. The Distributor represents and warrants that it (a) has adopted an anti-money laundering compliance program ("AML Program") that satisfies the requirements of all applicable laws and regulations; (b) undertakes to carry out its AML Program to the best of its ability; and (bc) will notify the Trust Fund and the Adviser promptly if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and will promptly remedy any material deficiency of which it learns.

Appears in 1 contract

Samples: Distribution Agreement (Matrix Advisors Value Fund Inc)

Anti-Money Laundering Program. The Distributor represents and warrants that it it: (ai) has adopted an anti-money laundering compliance program (“AML Program”) that satisfies the requirements of all applicable laws and regulations; and (bii) undertakes to carry out its AML Program to the best of its ability; (iii) will promptly notify the Trust promptly Company and the Adviser if an inspection by the appropriate regulatory authorities authorities, of its AML Program Program, identifies any material deficiency, ; and (iv) will promptly remedy any material deficiency of which it learns.

Appears in 1 contract

Samples: Distribution Agreement (Permanent Portfolio Family of Funds Inc)

Anti-Money Laundering Program. The Distributor represents and warrants that it it: (ai) has adopted an anti-money laundering compliance program ("AML Program") that satisfies the requirements of all applicable laws and regulations; (ii) undertakes to carry out its AML Program to the best of its ability; and (biii) will promptly notify the Trust promptly Corporation and the Advisors if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and (vi) will promptly remedy any material deficiency of which it learns.

Appears in 1 contract

Samples: Distribution Agreement (Thompson Plumb Funds Inc)

Anti-Money Laundering Program. The Distributor represents and warrants that it it: (ai) has adopted an anti-money laundering compliance program ("AML Program") that satisfies the requirements of all applicable laws and regulations; (ii) undertakes to carry out its AML Program to the best of its ability; and (biii) will promptly notify the Trust promptly Fund and the Manager if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and (vi) will promptly remedy any material deficiency of which it learns.

Appears in 1 contract

Samples: Distribution Agreement (Bridges Investment Fund Inc)

Anti-Money Laundering Program. The Distributor represents and warrants that it (a) has adopted an anti-money laundering compliance program (“AML Program”) that satisfies the requirements of all applicable laws and regulations; and (b) will notify the Trust Company promptly if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and will promptly remedy any material deficiency of which it learns.

Appears in 1 contract

Samples: Distribution Agreement (Excelsior Funds Trust)

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