Common use of Anti-Money Laundering Clause in Contracts

Anti-Money Laundering. The Distributor represents that it has in place anti-money laundering procedures which comply with applicable law in jurisdictions in which Shares are distributed. The Distributor agrees to notify the Trust of any suspicious activity of which it becomes aware relating to transactions involving Shares. Upon reasonable request, the Distributor agrees to provide the Trust with documentation relating to its anti-money laundering policies and procedures.

Appears in 59 contracts

Samples: Etf Distribution Agreement (Volt ETF Trust), Etf Distribution Agreement (Volt ETF Trust), Etf Distribution Agreement (Starboard Investment Trust)

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Anti-Money Laundering. The Distributor represents that it has in place anti-money laundering procedures which comply with applicable law in jurisdictions in which Shares are distributedprocedures. The Distributor agrees to notify the Trust of any suspicious activity of which it becomes aware relating to transactions involving Shares. Upon reasonable request, the Distributor agrees to provide the Trust with documentation relating to its anti-money laundering policies and procedures.

Appears in 25 contracts

Samples: Etf Distribution Agreement (360 Funds), Etf Distribution Agreement (Zacks Trust), Etf Distribution Agreement (Segall Bryant & Hamill Trust)

Anti-Money Laundering. The Distributor represents that it has in place anti-money laundering procedures which comply with applicable law in jurisdictions in which Shares are distributed. The Distributor agrees to notify the Trust of any suspicious activity of which it Distributor becomes aware relating to transactions involving Shares. Upon reasonable request, the Distributor agrees to provide the Trust with documentation relating to its the Distributor's anti-money laundering policies and proceduresprocess.

Appears in 10 contracts

Samples: Distribution Agreement (Advisors Inner Circle Fund), Distribution Agreement (Sei Daily Income Trust /Ma/), Distribution Agreement (Sei Institutional International Trust)

Anti-Money Laundering. The Distributor represents that it has in place anti-money laundering procedures which comply with applicable law in jurisdictions in which Shares are distributed. The Distributor agrees to notify the Trust of any suspicious activity of which it Distributor becomes aware relating to transactions involving Shares. Upon reasonable request, the Distributor agrees to provide the Trust with documentation relating to its the Distributor’s anti-money laundering policies and proceduresprocess.

Appears in 5 contracts

Samples: Distribution Agreement (SEI Alternative Income Fund), Distribution Agreement (Consulting Group Capital Markets Funds), Distribution Agreement (New Covenant Funds)

Anti-Money Laundering. The Distributor represents that it has in place anti-money laundering procedures which comply with applicable law in jurisdictions in which Shares are distributed. The Distributor agrees to notify the Trust of any suspicious activity of which it becomes aware relating to transactions involving Shares. Upon reasonable request, the Distributor agrees to provide the Trust with documentation relating to its anti-money laundering policies and procedures.. TFMS 9

Appears in 1 contract

Samples: Distribution Agreement (ETF Series Solutions)

Anti-Money Laundering. The Distributor represents that it has in place anti-money laundering procedures which comply with applicable law in jurisdictions in which Shares are distributed. The Distributor agrees to notify the Trust of any suspicious activity of which it becomes aware relating to transactions involving Shares. Upon reasonable request, the Distributor agrees to provide the Trust with documentation relating to its anti-money laundering policies and procedures.. ACSI 9

Appears in 1 contract

Samples: Distribution Agreement (ETF Series Solutions)

Anti-Money Laundering. The Distributor represents that it has in place anti-money laundering procedures which comply with applicable law in jurisdictions in which Shares are distributed. The Distributor agrees to notify the Trust of any suspicious activity of which it becomes aware relating to transactions involving Shares. Upon reasonable request, the Distributor agrees to provide the Trust with documentation relating to its anti-money laundering policies and procedures.. SerenityShares 9

Appears in 1 contract

Samples: Distribution Agreement (ETF Series Solutions)

Anti-Money Laundering. The Distributor represents that it has in place anti-money laundering procedures which comply with applicable law in jurisdictions in which Shares are distributed. The Distributor agrees to notify the Trust of any suspicious activity of which it becomes aware relating to transactions involving Shares. Upon reasonable request, the Distributor agrees to provide the Trust with documentation relating to its anti-money laundering policies and procedures.. Diamond Hill 9

Appears in 1 contract

Samples: Distribution Agreement (ETF Series Solutions)

Anti-Money Laundering. The Distributor represents that it has in place anti-money laundering procedures which comply with applicable law in jurisdictions in which Shares are distributed. The Distributor agrees to notify the Trust of any suspicious activity of which it becomes aware relating to transactions involving Shares. Upon reasonable request, the Distributor agrees to provide the Trust with documentation relating to its anti-money laundering policies and procedures.. U.S. Global 9

Appears in 1 contract

Samples: Distribution Agreement (ETF Series Solutions)

Anti-Money Laundering. The Distributor represents that it has in place anti-money laundering procedures which comply with applicable law in jurisdictions in which Shares are distributed. The Distributor agrees to notify the Trust of any suspicious activity of which it becomes aware relating to transactions involving Shares. Upon reasonable request, the Distributor agrees to provide the Trust with documentation relating to its anti-money laundering policies and procedures.. AlphaClone 9

Appears in 1 contract

Samples: Distribution Agreement (ETF Series Solutions)

Anti-Money Laundering. The Distributor represents that it has in place anti-money laundering procedures which comply with applicable law in jurisdictions in which Shares are distributed. The Distributor agrees to notify the Trust of any suspicious activity of which it becomes aware relating to transactions involving Shares. Upon reasonable request, the Distributor agrees to provide the Trust with documentation relating to its anti-money laundering policies and procedures.. AlphaMark 9

Appears in 1 contract

Samples: Distribution Agreement (ETF Series Solutions)

Anti-Money Laundering. The Distributor represents that it has in place anti-money laundering procedures which comply with applicable law in jurisdictions in which Shares are distributed. The Distributor agrees to notify the Trust Company of any suspicious activity of which it becomes aware relating to transactions involving Shares. Upon reasonable request, the Distributor agrees to provide the Trust Company with documentation relating to its anti-money laundering policies and procedures.

Appears in 1 contract

Samples: Distribution Agreement (RBB Fund, Inc.)

Anti-Money Laundering. The Distributor represents that it has in place anti-money laundering procedures which comply with applicable law in jurisdictions in which Shares are distributedprocedures. The Distributor agrees to notify the Trust of any suspicious activity of which it becomes aware relating to transactions involving Shares. Upon reasonable request, the Distributor agrees to provide the Trust with documentation relating to its anti-money laundering policies and procedures. 20.

Appears in 1 contract

Samples: Etf Distribution Agreement (Humankind Benefit Corp)

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Anti-Money Laundering. The Distributor represents that it has in place anti-money laundering procedures which comply with applicable law in jurisdictions in which Shares are distributed. The Distributor agrees to notify the Trust of any suspicious activity of which it becomes aware relating to transactions involving Shares. Upon reasonable request, the Distributor agrees to provide the Trust with documentation relating to its anti-money laundering policies and procedures.. Aptus

Appears in 1 contract

Samples: Distribution Agreement (ETF Series Solutions)

Anti-Money Laundering. The Distributor represents that it has in place anti-money laundering procedures which comply with applicable law in jurisdictions in which Shares are distributed. The Distributor agrees to notify the Trust of any suspicious activity of which it becomes aware relating to transactions involving Shares. Upon reasonable request, the Distributor agrees to provide the Trust with documentation relating to its anti-money laundering policies and procedures.. Validea 9

Appears in 1 contract

Samples: Distribution Agreement (ETF Series Solutions)

Anti-Money Laundering. The Distributor represents that it has in place anti-money laundering procedures which comply with applicable law in jurisdictions in which Shares are distributed. The Distributor agrees to notify the Trust of any suspicious activity of which it becomes aware relating to transactions involving Shares. Upon reasonable request, the Distributor agrees to provide the Trust with documentation relating to its anti-money laundering policies and procedures.. Lxxxxx 9

Appears in 1 contract

Samples: Distribution Agreement (ETF Series Solutions)

Anti-Money Laundering. The Distributor represents that it is has in place anti-money laundering procedures which comply with applicable law in jurisdictions in which Shares are distributed. The Distributor agrees to notify the Trust of any suspicious activity of which it Distributor becomes aware relating to transactions involving Shares. Upon reasonable request, the Distributor agrees to provide the Trust with documentation relating to its the Distributor's anti-money laundering policies and proceduresprocess.

Appears in 1 contract

Samples: Distribution Agreement (Advisors Inner Circle Fund II)

Anti-Money Laundering. The Distributor represents that it has in place anti-money laundering procedures which comply with applicable law in jurisdictions in which Shares are distributed. The Distributor agrees to notify the Trust of any suspicious activity of which it becomes aware relating to transactions involving Shares. Upon reasonable request, the Distributor agrees to provide the Trust with documentation relating to its anti-money laundering policies and procedures.. Falah 9

Appears in 1 contract

Samples: Distribution Agreement (ETF Series Solutions)

Anti-Money Laundering. The Distributor represents that it has in place anti-money laundering procedures which comply with applicable law in jurisdictions in which Shares are distributed. The Distributor agrees to notify the Trust of any suspicious activity of which it becomes aware relating to transactions involving Shares. Upon reasonable request, the Distributor agrees to provide the Trust with documentation relating to its anti-money laundering policies and procedures.. Premise 9

Appears in 1 contract

Samples: Distribution Agreement (ETF Series Solutions)

Anti-Money Laundering. The Distributor represents that it has in place anti-money laundering procedures which comply with applicable law in by jurisdictions in which Shares are distributed. The Distributor agrees to notify the Trust of any suspicious activity of which it Distributor becomes aware relating to transactions involving Shares. Upon reasonable request, the Distributor agrees to provide the Trust with documentation relating to its the Distributor's anti-money laundering policies and proceduresprocess.

Appears in 1 contract

Samples: Distribution Agreement (Bishop Street Funds)

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