Common use of APPENDIX I TO SELLING DEALER AGREEMENT Clause in Contracts

APPENDIX I TO SELLING DEALER AGREEMENT. In partial consideration for the payment to you, as Selling Dealer, by the Dealer Manager of the Sales Commission and your other compensation as set forth in Section 2(a) of the Selling Dealer Agreement, you warrant, represent, covenant, and agree with the Dealer Manager that you, as Selling Dealer, shall do the following: · announce the availability of the Units on your platform to your registered representatives, whether by newsletter, e-mail, mail or other means of your sole choosing, which announcement also shall advise your registered representatives of the availability of the Units on your platform and to contact the Dealer Manager, with a copy of the announcement provided concurrently to the Dealer Manager; and · provide the Dealer Manager with the names, telephone numbers, addresses and e-mail addresses of your registered representatives, which information shall be kept confidential by the Dealer Manager, the Partnerships and the Managing General Partner and shall not be used for any purpose other than educating the registered representatives and marketing the offering as set forth in the Dealer Manager Agreement and this Selling Dealer Agreement. Further, you, as Selling Dealer, agree that the Dealer Manager, the Partnerships and the Managing General Partner may directly contact your registered representatives, in person or otherwise, to: · inform them of the offering; · explain the merits and risks of the offering; and · otherwise assist in your registered representatives’ efforts to solicit and sell Units.

Appears in 1 contract

Samples: Escrow Agreement (MDS Energy Public 2014-B Lp)

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APPENDIX I TO SELLING DEALER AGREEMENT. In partial consideration for the payment to you, as Selling Dealer, by the Dealer Dealer-Manager of the Sales Commission and your other compensation as set forth in Section 2(a) of the Selling Dealer Agreement, you warrant, represent, covenant, and agree with the Dealer Dealer-Manager that you, as Selling Dealer, shall do the following: · • prominently and promptly announce your participation in the availability of the Units on your platform offering as Selling Dealer to your registered representatives, whether by newsletter, e-mail, mail or other means of your sole choosingotherwise, which announcement also shall advise your registered representatives of the availability of the Units on your platform and to contact the Dealer Managerus at (000) 000-0000, with a copy of the announcement provided concurrently to the Dealer Dealer-Manager; and · provide the Dealer Dealer-Manager with the names, telephone numbers, addresses and e-mail addresses of your registered representatives, which information shall be kept confidential by the Dealer Manager, the Partnerships Dealer-Manager and the Managing General Partner and shall not be used for any purpose other than educating the registered representatives and marketing of the offering as set forth in the Dealer Dealer-Manager Agreement and this the Selling Dealer Agreement. Further, you, as Selling Dealer, agree that the Dealer Manager, the Partnerships Dealer-Manager and the Managing General Partner may directly contact your registered representatives, in person or otherwise, to: · inform them of the offering; · explain the merits and risks of the offering; and · otherwise assist in your registered representatives’ efforts to solicit and sell Units.. Xxxxxxxx Securities, Inc. Selling Dealer Agreement

Appears in 1 contract

Samples: Escrow Agreement (LEAF Equipment Leasing Income Fund III, L.P.)

APPENDIX I TO SELLING DEALER AGREEMENT. In partial consideration for the payment to you, as Selling Dealer, by the Dealer Dealer-Manager of the Sales Commission and your other compensation as compensationas set forth in Section 2(a) of the Selling Dealer Agreement, you warrant, represent, covenant, and agree with the Dealer Dealer-Manager that you, as Selling Dealer, shall do the following: · announce the availability of the Units on your platform to your registered representatives, whether by newsletter, e-mail, mail or other means of your sole choosing, which announcement also shall advise your registered representatives of the availability of the Units on your platform and to contact the Dealer Dealer-Manager, with a copy of the announcement provided concurrently to the Dealer Dealer-Manager; and · provide the Dealer Dealer-Manager with the names, telephone numbers, addresses and e-mail addresses of your registered representatives, which information shall be kept confidential by the Dealer Manager, the Partnerships Dealer-Manager and the Managing General Partner and shall not be used for any purpose other than educating the registered representatives and marketing the offering as set forth in the Dealer Dealer-Manager Agreement and this Selling Dealer Agreement. Further, you, as Selling Dealer, agree that the Dealer Manager, the Partnerships Dealer-Manager and the Managing General Partner may directly contact your registered representatives, in person or otherwise, to: · inform them of the offering; · explain the merits and risks of the offering; and · otherwise assist in your registered representatives’ efforts to solicit and sell Units.

Appears in 1 contract

Samples: Escrow Agreement (MDS Energy Public 2013-B Lp)

APPENDIX I TO SELLING DEALER AGREEMENT. In partial consideration for the payment to you, as Selling Dealer, by the Dealer Dealer-Manager of the Sales Commission and your other compensation as set forth in Section 2(a) of the Selling Dealer Agreement, you warrant, represent, covenant, and agree with the Dealer Dealer-Manager that you, as Selling Dealer, shall do the following: · announce the availability of the Units on your platform to your registered representatives, whether by newsletter, e-mail, mail or other means of your sole choosing, which announcement also shall advise your registered representatives of the availability of the Units on your platform and to contact the Dealer Dealer-Manager, with a copy of the announcement provided concurrently to the Dealer Dealer-Manager; and · provide the Dealer Dealer-Manager with the names, telephone numbers, addresses and e-mail addresses of your registered representatives, which information shall be kept confidential by the Dealer Manager, the Partnerships Dealer-Manager and the Managing General Partner and shall not be used for any purpose other than educating the registered representatives and marketing the offering as set forth in the Dealer Dealer-Manager Agreement and this Selling Dealer Agreement. Further, you, as Selling Dealer, agree that the Dealer Manager, the Partnerships Dealer-Manager and the Managing General Partner may directly contact your registered representatives, in person or otherwise, to: · inform them of the offering; · explain the merits and risks of the offering; and · otherwise assist in your registered representatives’ efforts to solicit and sell Units.. MDS Securities, LLC

Appears in 1 contract

Samples: Escrow Agreement (MDS Energy Public 2014-B Lp)

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APPENDIX I TO SELLING DEALER AGREEMENT. In partial consideration for the payment to you, as Selling Dealer, by the Dealer Dealer-Manager of the Sales Commission and your other compensation as set forth in Section 2(a) of the Selling Dealer Agreement, you warrant, represent, covenant, and agree with the Dealer Dealer-Manager that you, as Selling Dealer, shall do the following: · announce the availability of the Units on your platform to your registered representatives, whether by newsletter, e-mail, mail or other means of your sole choosing, which announcement also shall advise your registered representatives of the availability of the Units on your platform and to contact the Dealer Dealer-Manager, with a copy of the announcement provided concurrently to the Dealer Dealer-Manager; and · provide the Dealer Dealer-Manager with the names, telephone numbers, addresses and e-mail addresses of your registered representatives, which information shall be kept confidential by the Dealer Manager, the Partnerships Dealer-Manager and the Managing General Partner and shall not be used for any purpose other than educating the registered representatives and marketing the offering as set forth in the Dealer Dealer-Manager Agreement and this Selling Dealer Agreement. Further, you, as Selling Dealer, agree that the Dealer Manager, the Partnerships Dealer-Manager and the Managing General Partner may directly contact your registered representatives, in person or otherwise, to: · inform them of the offering; · explain the merits and risks of the offering; and · otherwise assist in your registered representatives’ efforts to solicit and sell Units.

Appears in 1 contract

Samples: Escrow Agreement (MDS Energy Public 2014-B Lp)

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