Selected Dealer Agreements a. The Distributor shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") for the sale of Class C Shares; provided, that the Corporation shall approve the forms of agreements with dealers. Class C Shares sold to selected dealers shall be for resale by such dealers only at net asset value determined as set forth in Section 3(d) hereof. The form of agreement with selected dealers to be used during the subscription period described in Section 3(a) is attached hereto as Exhibit A and the form of agreement with selected dealers to be used in the continuous offering of the Class C Shares is attached hereto as Exhibit B.
b. Within the United States, the Distributor shall offer and sell Class C Shares only to such selected dealers as are members in good standing of the NASD.
Selected Dealer Agreements. All engagements of the Selected Dealers will be evidenced by a Selected Dealer Agreement.
Selected Dealer Agreements a. The Distributor shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") for the sale of Class I Shares and fix therein the portion of the sales charge that may be allocated to the selected dealers; provided, that the Corporation shall approve the forms of agreements with dealers and the dealer compensation set forth therein. Class I Shares sold to selected dealers shall be for resale by such dealers only at the public offering price(s) set forth in the prospectus and statement of additional information. The form of agreement with selected dealers to be used during the subscription period described in Section 3(a) is attached hereto as Exhibit A and the form of agreement with selected dealers to be used in the continuous offering of the Class I Shares is attached hereto as Exhibit B.
b. Within the United States, the Distributor shall offer and sell Class I Shares only to such selected dealers as are members in good standing of the NASD.
Selected Dealer Agreements. (a) The Distributor shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") for the sale of Class C shares; provided, that the Fund shall approve the forms of agreements with dealers. Class C shares sold to selected dealers shall be for resale by such dealers only at net asset value determined as set forth in Section 3(c) hereof. The form of agreement with selected dealers to be used during the continuous offering of the shares is attached hereto as Exhibit A.
(b) Within the United States, the Distributor shall offer and sell Class C shares only to such selected dealers that are members in good standing of the NASD.
Selected Dealer Agreements. (a) The Distributor shall have the right to enter into selected dealers agreements with Selected Dealers for the sale of Shares. In making agreements with Selected Dealers, the Distributor shall act only as principal and not as agent for the Fund. Shares sold to Selected Dealers shall be for resale by such dealers only at the public offering price set forth in the Prospectus.
(b) Within the United States, the Distributor shall offer and sell shares only to Selected Dealers that are members in good standing of the NASD.
(c) The Distributor shall adopt and follow procedures, as approved by the Fund, for the confirmation of sales of Shares to investors and Selected Dealers, the collection of amounts payable by investors and Selected Dealers on such sales, and the cancellation of unsettled transactions, as may be necessary to comply with the requirements of the NASD, as such requirements may from time to time exist.
Selected Dealer Agreements. (a) The Distributor shall have the right to enter into selected dealer agreements ("Selected Dealer Agreements") with securities dealers of its choice (the "Selected Dealers") for the sale of Shares. In connection with such sales by Selected Dealers, the Selected Dealer Agreement shall provide that the portion of the Sales Charge which may be allocated to Selected Dealers shall be limited to all or a portion of the Sales Charge as stated in the Fund's then current Prospectus. In making agreements with Selected Dealers, the Distributor shall act only as principal and not as agent for the Fund. Shares sold to Selected Dealers shall be for resale by such dealers only at the public offering price(s) set forth in the Prospectus and the Statement of Additional Information.
(b) The Distributor shall offer and sell Shares only to such Selected Dealers as are (i) members in good standing of the National Association of Securities Dealers (the "NASD"), or (ii) exempt from membership in the NASD. In any Selected Dealer Agreement, the Distributor shall require the Selected Dealer to obtain the written consent of the Distributor (the "Distributor's Consent") prior to such Selected Dealer's making, causing to be made or otherwise participating, directly or indirectly, in the making of any offer or sale of any of the Fund's shares to any individual, corporation, partnership, trust, joint venture, or other person or entity located outside of the United States of America (a "Foreign Offer or Sale"). Such Selected Dealer Agreements shall also provide that any Foreign Offer or Sale shall be made only upon the terms and in accordance with the conditions set forth in the Distributor's Consent.
Selected Dealer Agreements. Each Soliciting Dealer engaged by the Dealer Manager must execute and deliver a Soliciting Dealer Agreement.
Selected Dealer Agreements. The Distributor may enter into selected dealer agreements with registered and qualified dealers and other financial institutions of its choice for the sale of Shares (the "Selected Dealers"), provided that the Corporation shall approve the form of such agreements and provided further that, in entering into any such agreement, the Distributor shall act only on its own behalf as principal and not as agent for the Corporation. Shares sold to Selected Dealers by the Distributor shall be for resale by such dealers only at the prices as set forth herein.
Selected Dealer Agreements. The Selling Agent shall have the right to enter into selected dealer agreements with other broker-dealers participating in the Offering (each dealer being referred to herein as a “Dealer” and said dealers being collectively referred to herein as the “Dealers”). The Cash Fee shall be re-allowable, in whole or in part, to the Dealers. The Company will not be liable or responsible to any Dealer for direct payment of compensation to any Dealer, it being the sole and exclusive responsibility of the Selling Agent for payment of compensation to Dealers.
Selected Dealer Agreements. All engagements of the Dealers shall be evidenced by a Selected Dealer Agreement. The Dealer Manager will permit a Dealer to participate in the Offering only if such Dealer is a member of FINRA, registered with the SEC, duly licensed or registered by the regulatory authorities in the jurisdictions in which the Company will offer and sell Shares, and has been previously approved by the Company (such approval not to be unreasonably withheld or delayed).
