Selected Dealer Agreements a. The Distributor shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") for the sale of Class C Shares; provided, that the Corporation shall approve the forms of agreements with dealers. Class C Shares sold to selected dealers shall be for resale by such dealers only at net asset value determined as set forth in Section 3(d) hereof. The form of agreement with selected dealers to be used during the subscription period described in Section 3(a) is attached hereto as Exhibit A and the form of agreement with selected dealers to be used in the continuous offering of the Class C Shares is attached hereto as Exhibit B.
Selected Dealer Agreements. (a) The Distributor, as distributor to the Fund, shall have the right to enter into selected dealer agreements with securities dealers of its choice (“selected dealers”) and selected agent agreements with other financial intermediaries of its choice for the sale of the Shares; provided that the Distributor shall periodically inform the Board of the nature and substance of such agreements.
Selected Dealer Agreements. (a) The Distributor shall have the right to enter into selected dealers agreements with Selected Dealers for the sale of Shares. In making agreements with Selected Dealers, the Distributor shall act only as principal and not as agent for the Fund. Shares sold to Selected Dealers shall be for resale by such dealers only at the public offering price set forth in the Prospectus.
Selected Dealer Agreements. All engagements of the Selected Dealers will be evidenced by a Selected Dealer Agreement.
Selected Dealer Agreements a. The Distributor shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") for the sale of Class I Shares and fix therein the portion of the sales charge that may be allocated to the selected dealers; provided, that the Corporation shall approve the forms of agreements with dealers and the dealer compensation set forth therein. Class I Shares sold to selected dealers shall be for resale by such dealers only at the public offering price(s) set forth in the prospectus and statement of additional information. The form of agreement with selected dealers to be used during the subscription period described in Section 3(a) is attached hereto as Exhibit A and the form of agreement with selected dealers to be used in the continuous offering of the Class I Shares is attached hereto as Exhibit B.
Selected Dealer Agreements. (a) The Distributor shall have the right to enter into selected dealer agreements ("Selected Dealer Agreements") with securities dealers of its choice (the "Selected Dealers") for the sale of Shares. In connection with such sales by Selected Dealers, the Selected Dealer Agreement shall provide that the portion of the Sales Charge which may be allocated to Selected Dealers shall be limited to all or a portion of the Sales Charge as stated in the Fund's then current Prospectus. In making agreements with Selected Dealers, the Distributor shall act only as principal and not as agent for the Fund. Shares sold to Selected Dealers shall be for resale by such dealers only at the public offering price(s) set forth in the Prospectus and the Statement of Additional Information.
Selected Dealer Agreements. Each Soliciting Dealer engaged by the Dealer Manager must execute and deliver a Soliciting Dealer Agreement.
Selected Dealer Agreements. The Selling Agent shall have the right to enter into selected dealer agreements with other broker-dealers participating in the Offering (each dealer being referred to herein as a “Dealer” and said dealers being collectively referred to herein as the “Dealers”). The Cash Fee shall be re-allowable, in whole or in part, to the Dealers. The Company will not be liable or responsible to any Dealer for direct payment of compensation to any Dealer, it being the sole and exclusive responsibility of the Selling Agent for payment of compensation to Dealers.
Selected Dealer Agreements. All engagements of the Dealers shall be evidenced by a Selected Dealer Agreement. The Dealer Manager will permit a Dealer to participate in the Offering only if such Dealer is a member of FINRA, registered with the SEC, duly licensed or registered by the regulatory authorities in the jurisdictions in which the Company will offer and sell Shares, and has been previously approved by the Company (such approval not to be unreasonably withheld or delayed).
Selected Dealer Agreements. (a) The Distributor shall have the right to enter into selected dealer agreements (substantially in the form included in SCHEDULE A) with the securities dealers listed in SCHEDULE B or such other securities dealers deemed by the Distributor to be well positioned to sell Units ("Selected Dealers"); provided that the Distributor shall periodically inform the Fund's Board of Managers of its entrance into a selected dealer agreement. Units sold to Selected Dealers shall be for resale by such dealers only. Notwithstanding the foregoing, the Distributor may enter into a selected dealer agreement that is materially different than the form included in SCHEDULE A so long as the Distributor receives the prior written consent of the Fund's Board of Managers, including a majority of the managers who are not "interested persons," as such term is defined by the Investment Company Act, of the Fund.
