Appointment as Dealer Manager. We hereby authorize you to act as the Dealer-Manager during the Offering Period and, on a “best efforts” (and not “firm commitment”) basis only, to offer Interests directly, and to enter into Selling Dealer Agreements on behalf of the Partnership authorizing each such Selling Dealer to offer, to potential investors which (a) satisfy the investor suitability standards (i) as set forth in the Prospectus, (ii) as provided under applicable State laws and (iii) as provided in the rules of FINRA and (b) are acceptable to the Partnership (the “Eligible Investors”). As Dealer-Manager, you agree to act as an independent contractor and not as our agent or as agent for the Partnership in connection with your solicitation of subscriptions for Interests and will be responsible for assuring that each investor satisfies all such suitability requirements. You hereby agree that you will not make representations or give information which is not (x) contained in the Prospectus or in supplemental sales literature specifically authorized for use in the manner described in Section 5 of this Agreement or (y) consistent with the representations and information contained therein.
Appears in 3 contracts
Samples: Dealer Manager Agreement (ICON Oil & Gas Fund), Dealer Manager Agreement (ICON Equipment & Corporate Infrastructure Fund Fourteen, L.P.), Dealer Manager Agreement (ICON Equipment & Corporate Infrastructure Fund Fourteen, L.P.)
Appointment as Dealer Manager. We hereby authorize you to act as the Dealer-Manager during the Offering Period and, on a “best efforts” (and not “firm commitment”) basis only, to offer Interests directlyoffer, and to enter into Selling Dealer Agreements on behalf of the Partnership authorizing each such Selling Dealer to offer, Interests directly to potential investors which that (a) satisfy the investor suitability standards (i) as set forth in the Prospectus, (ii) as provided under applicable State laws and (iii) as provided in the rules of FINRA FINRA’s Rules and (b) are acceptable to the Partnership (the “Eligible Investors”). As Dealer-Manager, you agree to act as an independent contractor and not as our agent or as agent for the Partnership in connection with your solicitation of subscriptions for Interests and will therefore be responsible for assuring that each investor satisfies all such suitability requirements. You hereby agree that you will not make representations or give information which is not contained in (x) contained in the Prospectus or (y) any sales material that, if required, has been reviewed and approved by the appropriate regulatory agencies, which we have supplied to you for your use (as described in supplemental sales literature specifically authorized for use in the manner described greater detail in Section 5 of this Agreement or (y) consistent with the representations and information contained thereinAgreement).
Appears in 2 contracts
Samples: Dealer Manager Agreement (Icon Eci Fund Fifteen, L.P.), Dealer Manager Agreement (Icon Eci Fund Fifteen, L.P.)
Appointment as Dealer Manager. We hereby authorize you to act as the a Dealer-Manager during the Offering Period and, on a “"best efforts” " (and not “"firm commitment”underwriting") basis only, to offer Interests Shares directly, and to enter into Selling Dealer Agreements on behalf of the Partnership Company authorizing each such Selling Dealer to offer, to potential investors which (a) satisfy the investor suitability standards (i) as set forth in the Prospectus, Prospectus as well as (ii) as provided under applicable State state laws and (iii) as provided in the rules NASD Rules of FINRA Fair Practice and (b) are acceptable to the Partnership Company (the “"Eligible Investors”"). As Dealer-Dealer Manager, you agree to will act as an independent contractor and not as our agent or as agent for the Partnership Company in connection with your solicitation of subscriptions for Interests Shares and will therefore be responsible for assuring that each investor subscriber satisfies all such suitability requirements. You hereby agree that you will not make representations or give information which is not (x) contained in the Prospectus or in supplemental sales literature specifically authorized for use in the manner described in Section 5 of this Agreement or (y) consistent with the representations and information contained therein.
Appears in 2 contracts
Samples: Dealer Management Agreement (Icon Income Fund Nine LLC), Dealer Management Agreement (Icon Income Fund Nine LLC)
Appointment as Dealer Manager. We hereby authorize you to act as the Dealer-Manager during the Offering Period and, on a “"best efforts” " (and not “"firm commitment”underwriting") basis only, to offer Interests Shares directly, and to enter into Selling Dealer Agreements on behalf of the Partnership Company authorizing each such Selling Dealer to offer, to potential investors which (a) satisfy the investor suitability standards (i) as set forth in the Prospectus, Prospectus as well as (ii) as provided under applicable State state laws and (iii) as provided in the rules NASD Rules of FINRA Fair Practice and (b) are acceptable to the Partnership Company (the “"Eligible Investors”"). As Dealer-Manager, you agree to will act as an independent contractor and not as our agent or as agent for the Partnership Company in connection with your solicitation of subscriptions for Interests Shares and will therefore be responsible for assuring that each investor satisfies all such suitability requirements. You hereby agree that you will not make representations or give information which is not (x) contained in the Prospectus or in supplemental sales literature specifically authorized for use in the manner described in Section 5 of this Agreement or (y) consistent with the representations and information contained therein.
Appears in 1 contract
Samples: Dealer Manager Agreement (Icon Income Fund Ten LLC)
Appointment as Dealer Manager. We Each partnership hereby authorize authorizes you to act as the Dealer-Manager during the Offering Period and, on a “best efforts” (and not “firm commitment”) basis only, to offer Interests directly, and to enter into Selling Dealer Agreements on behalf of the Partnership partnerships authorizing each such Selling Dealer to offer, to potential investors which that (a) satisfy the investor suitability standards (i) as set forth in the applicable Prospectus, (ii) as provided under applicable State laws and (iii) as provided in the rules of FINRA and (b) are acceptable to the Partnership applicable partnership (the “Eligible Investors”). As Dealer-Manager, you agree to act as an independent contractor and not as our agent or as agent for the Partnership any partnership in connection with your solicitation of subscriptions for Interests and will be responsible for assuring that each investor satisfies all such suitability requirements. You hereby agree that you will not make representations or give information which that is not (x) contained in the applicable Prospectus or in supplemental sales literature specifically authorized for use in the manner described in Section 5 of this Agreement or (y) consistent with the representations and information contained therein.
Appears in 1 contract
Appointment as Dealer Manager. We hereby authorize you to act as the Dealer-Manager during the Offering Period and, on a “best efforts” (and not “firm commitment”) basis only, to offer Interests Shares directly, and to enter into Selling Dealer Agreements on behalf of the Partnership Company authorizing each such Selling Dealer to offer, to potential investors which (a) satisfy the investor suitability standards (i) as set forth in the Prospectus, (ii) as provided under applicable State state laws and (iii) as provided in the rules of FINRA the NASD and (b) are acceptable to the Partnership Company (the “Eligible Investors”). As Dealer-Manager, you agree to act as an independent contractor and not as our agent or as agent for the Partnership Company in connection with your solicitation of subscriptions for Interests Shares and will be responsible for assuring that each investor satisfies all such suitability requirements. You hereby agree that you will not make representations or give information which is not (x) contained in the Prospectus or in supplemental sales literature specifically authorized for use in the manner described in Section 5 of this Agreement or (y) consistent with the representations and information contained therein.
Appears in 1 contract
Samples: Dealer Manager Agreement (ICON Leasing Fund Twelve, LLC)
Appointment as Dealer Manager. We hereby authorize you to act as the a Dealer-Manager during the Offering Period and, on a “"best efforts” " (and not “"firm commitment”underwriting") basis only, to offer Interests Units directly, and to enter into Selling Dealer Agreements on behalf of the Partnership authorizing each such Selling Dealer to offer, to potential investors which (a) satisfy the investor suitability standards (i) as set forth in the Prospectus, Prospectus as well as (ii) as provided under applicable State state laws and (iii) as provided in the rules NASD Rules of FINRA Fair Practice and (b) are acceptable to the Partnership (the “"Eligible Investors”"). As Dealer-Dealer Manager, you agree to will act as an independent contractor and not as our agent or as agent for the Partnership in connection with your solicitation of subscriptions for Interests Units and will therefore be responsible for assuring that each investor subscriber satisfies all such suitability requirements. You hereby agree that you will not make representations or give information which is not (x) contained in the Prospectus or in supplemental sales literature specifically authorized for use in the manner described in Section 5 of this Agreement or (y) consistent with the representations and information contained therein.
Appears in 1 contract
Samples: Dealer Manager Agreement (Icon Income Fund Eight /De)