APPOINTMENT OF REGISTERED PERSONS AND MAINTENANCE OF PERSONNEL RECORDS. BROKER/DEALER shall have the authority and responsibility for the appointment and registration of those persons who will be registered representatives and registered principals. BROKER/DEALER shall likewise have the responsibility for maintenance of all of the appropriate records of such registered persons.
Appears in 2 contracts
Samples: Dealer Agreement (Variable Account a American Intl Life Assur Co of New York), Dealer Agreement (Variable Account I of Aig Life Ins Co)
APPOINTMENT OF REGISTERED PERSONS AND MAINTENANCE OF PERSONNEL RECORDS. BROKER/DEALER shall have the authority and responsibility for the appointment and registration of those persons who will be registered representatives and registered principals. BROKER/DEALER shall likewise have the responsibility for maintenance of all of the appropriate records of such registered persons. INSURANCE COMPANY will have the right to inspect and/or copy such records at any time.
Appears in 1 contract
Samples: Broker Dealer Agreement (Allianz Life of Ny Variable Account C)
APPOINTMENT OF REGISTERED PERSONS AND MAINTENANCE OF PERSONNEL RECORDS. BROKER/DEALER shall have the authority and responsibility for the appointment and registration of those persons who will be registered representatives and registered principals. BROKER/DEALER shall likewise have the responsibility for maintenance of all of the appropriate records of such registered persons.
Appears in 1 contract
Samples: Broker Dealer Agreement (Allianz Life Variable Account B)
